- Vanguard (Malvern, PA)
- … Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) Division. Reporting ... that promotes strong governance and a sustainable risk and control environment for both current and future business...line with HR policies. Communicate observations and work with business leadership on risk and controls management… more
- Citigroup (New York, NY)
- …within Citi and Wealth including technology, data and analytics, risk and controls . + Lead business routines & program manage strategic initiatives + Own ... priorities for the CIO business across multiple countries/jurisdictions + Develop business cases to drive strategic partnership across Wealth that give Citi… more
- Citigroup (Jersey City, NJ)
- …Citi Technology Business Execution Lead and directly supporting the Citi Global Wealth Technology (CGWT) CIO, the CGWT Business Execution Lead (BEL) is ... with Wealth front office partners + Ensure strong financial controls and discipline through coordination of financial and resource outlook submissions and… more
- Citigroup (Chicago, IL)
- The Wealth Regional Director is a senior leader within the US Wealth Management Business managing multiple teams of Wealth Group Executives (Sales ... member of US Wealth Management senior leadership team. Responsibilities: + Regional Director is responsible for the business (P&L) and Sales results for US… more
- JPMorgan Chase (Mineola, NY)
- …clients to offer the best investment solutions to meet their financial needs. As a Market Director of Wealth in JP Morgan Wealth Management, you will create ... those just starting to save to those with significant wealth . **Job responsibilities** + Have a passion for our...Advisors + Drive integration with partners from Branch Management, Business Banking and Home Lending to give our customers… more
- Citigroup (New York, NY)
- …share agreements around partnership introductions + Responsible for maintaining effective controls around privacy information ( Wealth ) and MNPI (Banking). This ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …line of control lending opportunities. The Lending Advisors partner with in- business Underwriting team and 2nd line risk to pre-screen requests and structure ... Citi Wealth is a leading provider of financial solutions...are tailored to individuals and families, including entrepreneurs and business owners, single-and multi-family offices, senior corporate executives, next… more
- Citigroup (Boston, MA)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... things are done, not only internally, but beyond the business itself. Requires a broad and comprehensive understanding of...an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life… more
- JPMorgan Chase (New York, NY)
- …Operating in 100 countries, we hold leadership positions across various lines of business . Our team of dedicated employees strives to do the right thing for ... complexities our clients face, leveraging our extensive product offerings. Our business model emphasizes deep client relationships through an integrated team… more
- JPMorgan Chase (Chicago, IL)
- Join our Wealth Management team as the Trusts and Estates Tax Operations Executive Director , where you'll play a pivotal role in supporting our Global Trusts & ... The Trusts & Estates and Tax Operations team within Wealth Management (WM) supports the Global Trusts & Estates...trusts. As the Trusts and Estates Tax Operations Executive Director within the Tax Technical and Advisory team, you… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... is a senior level responsible for executing functional strategy and new business origination in areas managed. Full management responsibility for multiple teams… more
- JPMorgan Chase (New York, NY)
- **About the Global Mortgage Solutions Business ** The Global Mortgage Solutions business is a leading mortgage provider to Ultra High & High Net Worth Global ... Product is expected to possess a deep understanding of the mortgage business , its processes, and regulatory complexities. Collaboration with the Head of EMEA… more
- City National Bank (Dallas, TX)
- …The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an auditor-in-charge for ... managing complex Wealth Management audits and assisting the Audit ...fraud risks in order to identify key risks and controls in the business process or activity… more
- KeyBank (Amherst, NY)
- …assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing ... and regulations through the execution of compliance monitoring and testing across Key's Wealth Management and Trust lines of business , products, and functional… more
- JPMorgan Chase (New York, NY)
- …solutions. You will focus on experienced hire roles across the Revenue Generating Business in Asset & Wealth Management, with positions ranging from Analyst ... experience? Apply today! As a Recruiter in Asset & Wealth Management, you will play a critical role in...to Executive Director . In addition to working on open roles, you… more
- CIBC (Chicago, IL)
- …Banking Specialist and Treasury Management teams. This will include supporting the business in the identification of controls , participating in risk assessments, ... ensure awareness and understanding and impacts. Lead the completion of CIBC Control Framework requirements, including Risk and Controls Self Assessments (RCSAs),… more
- Jabil (Hunt Valley, MD)
- …to deliver both scalable and customized solutions. Our commitment extends beyond business success as we strive to build sustainable processes that minimize ... around the globe. Job Overview: Overall responsibility for the Quality Control function daily. Responsibilities: + Direct and supervise personnel and activities… more
- Scotiabank (New York, NY)
- …Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect… more
- Scotiabank (New York, NY)
- …Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, ... Director , Scotia Connect Online Business Services,...ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect… more
- Scotiabank (Tampa, FL)
- …Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, ... Director , International Business Liquidity Portfolio **Requisition...management disciplines and initiatives to improve global governance and controls .Work directly with Relationship Managers, TMO's and Deposit Specialists… more