- Unknown (New York, NY)
- Managing Director , Head of Compliance , Trade Surveillance and Communications About the Company Prestigious broker dealer Industry Insurance Type Privately Held ... Role The Company is seeking an MD, Head of Compliance , Trade Surveillance, and Communications to lead a team...and enhancing the surveillance program for market abuse and electronic communications. The successful candidate will be responsible for… more
- TD Bank (New York, NY)
- …sales, trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, ... related Business lines + Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- JPMorgan Chase (New York, NY)
- …your expertise and strategic vision will shape the future of electronic trading and product innovation. As Executive Director of the Futures Execution ... a senior leadership role. **Job Summary** As an Executive Director - Futures Execution Product in the New York...II, CFTC), and clearing processes + Deep expertise in electronic trading , including leading Futures & Options… more
- Scotiabank (New York, NY)
- …and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading , Equity Research, Financing and Balance Sheet, Securities Lending ... Director , Equity Sales Trader; Global Banking & Markets;...financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... ratings and opinions for securitizations backed by RMBS assets. The Associate Director is primarily responsible for analyzing transactions backed by US residential… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... 13 **The Team:** S&P Global Ratings is seeking a ** Director ** to join its Structured Finance practice, who will...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **322323 Associate Director , APF Municipal & Cooperative Power** **About the Role/The Team:** S&P Global… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 12 **Model Developer Associate Director - Structured Finance** **The Team:** The Structured Finance (SF) team is… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **Job Description: Lead/Associate Director of ML & MLOps Engineering - Generative AI** **About the Role:**… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **Associate Director - Americas Public Finance, Housing** **Grade Level** **:** 12 **Locations** **:**… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 13 ** Director - Review Officer, Corporates & Infrastructure - S&P...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to the Global Head of Ratings Strategy, the Senior Director of Strategy and Business Development will be responsible...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **The Role: Director , Sales: Project Finance & Infrastructure** **The Team:** The S&P Global Commercial… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- ADP (Roseland, NJ)
- …planning purposes + Collaborate with Treasury Services team to ensure effective use of electronic FX trading system with BUs and Money Movement teams **Support ... **ADP is hiring a Sr. Director , Treasury** As the Sr. Director ,...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more
- Nuveen Investments (New York, NY)
- …Requirements** + Physical Requirements: Sedentary Work **Career Level** 7IC Sr. Director Role Related Skills Algorithmic Trading , Asset Class Expertise, ... orders for the purchase and sale of securities on electronic execution venues and in the Over the Counter...IG Corporates & Macro products. + Maintains and increases trading with existing accounts and proactively prospects new … more
- Tradeweb (New York, NY)
- …efficiency, connectivity, and transparency in electronic trading . https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** The ... **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities,...and global expansion. As part of this group, the Director will play a central role in ensuring brand… more
