- Wellington (Boston, MA)
- …fiduciary and supervisory oversight, and regulatory oversight * Ensuring a successful operational model for each Analyst's research and investment process * ... MBA and/or CFA/CAIA (or equivalent) preferred though not required **LOCATION** The Director , Investment Research will be based in Wellington's Global… more
- Scotiabank (New York, NY)
- Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:** 206294 **Salary Range:** 275,000.00 - 275,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Associate Director , Investment Banking, Mergers & Acquisitions** **Scotiabank Global Banking… more
- Wells Fargo (New York, NY)
- …all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Investment Banker / Executive Director with a focus on Media & Entertainment ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in Investment Management Operations to provide support to the AIP Hedge Fund Services and would broadly ... to senior levels * Comprehensive knowledge and understanding of functional area and operational / compliance policies and procedures of their team * Ability to… more
- Citizens (OH)
- …RIA Investment Management knowledge of the rules, regulations, and operational processes, including expertise in governing and managing the full investment ... types of risk with specific focus on aspects of compliance and operational risk for Wealth Management....Line Risk Senior Manager will integrate activities between Risk, Compliance , and brokerage and Investment management Supervision.… more
- Atlantic Health System (Morristown, NJ)
- … portfolio and execute operational activities as deemed necessary by the Director of Investment Strategy in compliance with AHS's established policies ... and Post-Retirement Plan. The position will report directly to Director of Investment Strategy and must collaborate...and consultants to provide investment accounting and investment operations support including compliance with … more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Director , you will be responsible for leading large ... complex programs and systems oversight associated to investment banking globally. You will need to be adept...stakeholders across compute, storage, database, and network products. The Compliance , Conduct Operational Risk (CCOR) CIB Market… more
- JPMorgan Chase (Tampa, FL)
- …challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Director for the Governance, Risk and Controls (GRC) ... team within Compliance , Conduct and Operational Risk Technology &...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Northrop Grumman (El Segundo, CA)
- …Trusts. The role will be located in El Segundo, California and report to the Director of Investment Operations and Compliance . The following duties and ... they're making history. Northrop Grumman is looking for an Investment Analyst Level to support the company's substantial Pension...required of the selected candidate: - Work with the Director of Operations and Compliance to manage… more
- Friedman Management Company (Chicago, IL)
- Commercial Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Friedman Brokerage Office - Illinois - Chicago, IL Job Category Sales ... mobile full-service platform in key markets. We are seeking experienced commercial investment sale brokers who are looking to provide their clients with tools,… more
- IDEX (Wooster, OH)
- …**SUMMARY OF JOB RESPONSIBILITIES** **:** This position leads the strategic operational initiatives for operational performance and continuous improvement, while ... tangible results as well as to instill a mindset and culture of operational excellence and continuous improvement. This leader engages with the company-wide … more
- S&P Global (New York, NY)
- …By leveraging our integrated solutions, clients gain deeper insights, maintain compliance across multiple jurisdictions, and improve operational resilience. This ... **Grade Level (for internal use):** 13 **_The_** **_Role:_** **_Regional Commercial Director - Regulatory Compliance_** **The Team:** This commercial position is… more
- Alight (TX)
- …Learn more at careers.alight.com The Procurement Excellence Governance, Policy and Compliance Director is a strategic, innovative, and results-oriented ... stakeholders to align procurement strategies with company objectives, ensure compliance , and deliver cost savings and customer satisfaction. **Key Responsibilities**… more
- University of Utah (Salt Lake City, UT)
- …financial performance. + Provide insights and recommendations based on analytical findings. Operational and Compliance Oversight: + Engage in regular ... operational discussions with the OCIO . + Monitor compliance with the University's Memorandum of Understanding ( MOU ) and other contractual obligations.… more
- DAI (GA)
- …to overall project management and strategy. The Finance & Operations Director ensures that ACCELERATE's financial and operational systems effectively ... ACCELERATE technical teams, on appropriate strategies for achieving ACCELERATE's financial and operational performance. The Director of Finance & Operations will… more
- JPMorgan Chase (Wilmington, DE)
- …Lead will work closely with various stakeholders across First Line of Defense and Compliance Conduct and Operational Risk (CCOR) to develop test plan, testing ... and develop testing strategies. Oversee creation of a comprehensive compliance and operational risk testing plan, including...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- University of Kansas (Lawrence, KS)
- … investment strategies, fund allocation, and financial reporting. Ensure compliance with all regulatory requirements and university policies. + Mentor and ... **28982BR** **Job Title:** Professor of the Practice/ Director , Jayhawk Student Venture Fund **Department:** Business **Primary Campus:** University of Kansas… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for… more
- Vanguard (Malvern, PA)
- …for resolution of complex, problematic issues. + Evaluates and communicates operational efficiency and effectiveness of compliance programs. Sets measurable ... for the development, implementation, and maintenance of an effective compliance program for business activities and products. Advises on...fairly, and to give them the best chance for investment success. How We Work Vanguard has implemented a… more
- Treasury, Departmental Offices (Washington, DC)
- Summary This position is to serve as a Deputy Director in the Office of Investment Security ("OIS"), within the Office of International Affairs, US Department of ... you develop in this position. Duties of a Deputy Director in the Office of Investment Security...role, you will work on cutting-edge policy, legal, and operational issues at the nexus of national security, emerging… more