- Citigroup (Washington, DC)
- The Head of Client Risk Management & Advisory in Banking Sanctions is a senior Independent Compliance Risk Management (ICRM) professional with subject matter ... by the US Department of the Treasury's Office of Foreign Assets Control ( OFAC ) and United Kingdom's Office of Financial Sanctions Implementation (OFSI) or other EU… more
- Mizuho Corporate Bank (New York, NY)
- …the Code of Conduct. Report suspected transactions or sanctioned parties to the OFAC Officer. Adhere to all guidance from Compliance OFAC Officer. Understand ... regulations for Loan operations. Manage loan data (ACBS, LoanIQ), identify OFAC matches, and ensure compliance with unit requirements. + This position requires… more
- SMBC (Jersey City, NJ)
- …Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The Associate follows established guidelines ... under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of...all aspects with regard to ongoing list updates including OFAC , MOFA, United Nationals Security Council and other internal… more
- US Bank (Atlanta, GA)
- …is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management and Compliance audit ... team. This role supports the Audit Director /Senior Audit Director , in providing the Audit...Audit Committee and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness… more
- Mastercard (Harrison, NY)
- …terrorist financing. The Manager, Legal Compliance-Crypto, MTS will report to the Director of Digital Currency Compliance, MTS. MTS is a strategic enterprise asset ... BSA/AML Officer, MTS and will closely collaborate with the Director , Digital Currency Enablement, MYS. The role is designed...MYS. The role is designed to provide oversight and advisory support to MTS' Operations Team, with occasional involvement… more
- Scotiabank (Dallas, TX)
- …requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will perform AML audits ... work as part of the team and assist the Director , US AML Audit to provide audit services over...and review of audits, including providing high quality, value-added advisory services to Management as part of audits or… more
- TD Bank (New York, NY)
- …Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary** ... and risk management behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the TDS US business, especially Global Markets. +… more
- Verint Systems, Inc. (Columbus, OH)
- …teammates to drive successful outcomes. + Interacts regularly with the PMO Director , keeping them informed of program progress and seeking guidance where needed ... to acquire a fundamental understanding of Verint's product suite and business advisory services. + Engages in special programs as assigned by PMO leadership.… more