- Citigroup (New York, NY)
- …AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / ... to executive governance groups. Responsibilities: Provide AML guidance to the Wealth group globally to assist in identification and mitigation of AML risk and… more
- Citizens (San Francisco, CA)
- …of Trust Officer and Trust Associates. + Serve on various fiduciary/ governance committees and project teams. Qualifications + 7-10 years of successful fiduciary ... Description The Senior Trust Officer (STO) is responsible for advising high net...needs and administering trust accounts for Clarfeld Citizens Private Wealth (CCPW). They lead the day to day management… more
- Citizens (Medford, MA)
- Description The Trust Officer - Charitable Services (TO-CS) is responsible for meeting the trust needs of Bank clients and administering charitable trust accounts ... for Citizens Private Wealth (CPW). The TO-CS is responsible for the day-to-day...applicable statutes and regulations. + Proactively perform daily trust officer administration responsibilities and consistently deliver a quality CPW… more
- Scotiabank (New York, NY)
- Senior Manager, Governance , Policy and Reporting, Global AML **Requisition ID:** 199818 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... drive ambition for every future! **Purpose** The Senior Manager, Governance , Policy and Reporting, Global AML (US) contributes to...Performs other duties as assigned by the US BSA/AML Officer and US BSA/AML Program Director. + Champions a… more
- Citigroup (Fort Lauderdale, FL)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, ... strengthens our ability to execute against our strategic priorities. The Risk Policy Officer is a strategic professional who stays abreast of developments within own… more
- Citigroup (Tampa, FL)
- …letter and spirit of regulatory commitment prior to IA validation + Ensure effective governance is in place and advise where gaps are identified + Facilitate issue ... in the financial services industry. + Risk management, controls, risk governance and capabilities maturity experience preferred along with a strong business… more
- University of Pennsylvania (Philadelphia, PA)
- …retirement benefits, a wide variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and ... and advancement services functions such as operations, financial management, and procedural governance . Reporting directly to the Chief Advancement Officer , this… more
- Citigroup (Tampa, FL)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients to achieve their strategic financial ... access to capital and liquidity. **Job Purpose** The Business Risk and Control Senior Officer I is a strategic professional who closely follows latest trends in own… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose:** Acts as the Chief Compliance Officer for the US broker dealer and Head of Corporate Functions Compliance, The ... procedures. + Performs the duties of a Chief Compliance Officer , as required by FINRA and SEC rules and...US Compliance program and a Compliance representative in other governance forums, including the SCUSA Management Committee. + Understands… more
- Citigroup (Irving, TX)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi ... 5+ years experience in a similar IT Audit, Assessor, or Information Security Officer role. + Demonstrated in-depth knowledge of concepts, best practices and controls… more
- Citigroup (New York, NY)
- …Compliance Risk Management ("ICRM") functions, Finance/Treasury and the Chief Operating Officer as well as the Markets, Services, Banking and International, Personal ... Banking & Wealth Management and Legacy Franchises businesses. The BRL Group...Key stakeholder in senior forums covering strategy, risk management, governance , regulatory interactions, franchise reputation and/or highly complex or… more
- Scotiabank (New York, NY)
- …closely with the US Head of Credit Risk, and the US Chief Risk Officer , to present non-investment grade credit risk management issues and concerns to senior ... the relevant Risk Committees to ensure proper risk management and sound corporate governance across the SBUS operations. + Represent US CRM at Senior Credit… more