- Fidelity Investments (Boston, MA)
- Job Description:The RoleAs one of the principal quant developer on the team, you blend investment management and technical expertise with a passion for delivering ... partner with the investment teams on various projects including portfolio construction, risk management, and alpha research. You will contribute to build high… more
- Fidelity Investments (Smithfield, RI)
- …CI/CD practices, tools to rapidly deploy changes to customers while minimizing risk using practices like A/B tests, blue-green deployments, and feature toggles. Have ... and technology solutions to help invest their own clients' money . Join Us At Fidelity, you'll find endless opportunities...to Work in 2024. And you don't need a finance background to succeed at Fidelity-we offer a range… more
- Morgan Stanley (Tampa, FL)
- …business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher ... activities related to AML. The AVP will assess Bank Secrecy Act (BSA), anti- money laundering, and reputational risk matters identified through the execution of… more
- Morgan Stanley (Purchase, NY)
- …career - a place for people to learn, to achieve and grow. *Department Profile: The Anti- Money Laundering Risk (AML Risk ) team is embedded within the Firm's ... assessing and escalating potential money laundering and reputational risks associated with higher risk client types. The AML Risk team is considered to be in… more
- Morgan Stanley (Tampa, FL)
- …business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher ... the Firm's exposure to money laundering and other financial crimes. * Provide risk management services in support of the growth of the WM and US Banks… more
- Truist (Charlotte, NC)
- …a member of a team which functions as the designee of the Principal Manager and performs administrative supervisory functions that are routinely associated with ... those of a retail broker/dealer and RIA supervising principal in the securities industry. The supervisory functions mainly...and acceptance of new accounts introduced to the firm, money movement, financial plans, and communication with the public.… more
- USAA (Tampa, FL)
- …overall AML audit plan that spans across all of USAA. Understanding of risk -based assurance and advisory engagements , as well as horizontal and vertical business ... and leads in the development and implementation of a risk -based audit plan. Serves, and/or partners with subject matter...Bachelor's degree in Business or relevant field such as Finance , Accounting, Business, or Information Technology; OR 4 years… more
- Morgan Stanley (Tampa, FL)
- …business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher ... financial services firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management.… more
- MUFG (Tempe, AZ)
- …+ Strong analytical and problem-solving skills. + Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti- Money Laundering (BSA/AML), ... assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to a...choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. + Operate with an… more
- SMBC (Sacramento, CA)
- …Act, Anti- Money Laundering Program, and USA PATRIOT Act requirements. ** PRINCIPAL DUTIES AND RESPONSIBILITIES:** + Develop and implement the strategic vision and ... as associated regulatory reporting (SARs, CTRs, etc.) + Develop and implement risk mitigation strategies to minimize exposure to financial crime risks. + Coordinate… more
- Morgan Stanley (Tampa, FL)
- …global financial services firm that conducts its business through three principal business segments: Institutional Securities, Wealth Management (WM), and Asset ... and ensuring all documentation and information associated with higher risk client types has been received in good order....Bank, etc.) - Have an undergraduate degree in Business, Finance , or related field. - Strong knowledge of Know… more
- Morgan Stanley (Tampa, FL)
- …business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher ... financial services firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management.… more
- JPMorgan Chase (Chicago, IL)
- …**Job Description:** As a Loan Servicing Specialist III in the Centralized Money Movement Team, you will be responsible for processing high complexity loan ... opportunity to enhance your skills in reconciling differences, monitoring interest/fee/ principal transactions, and ensuring system integrity. Your career progression… more
