- TradeStation (Chicago, IL)
- …responsible for performing the controls in support CIP/KYC/EDD program that aligns with the Financial Crime program and the risk management structure of the ... self-directed investors and traders, empowering them to claim their individual financial edge. At TradeStation, we're continuously pushing the boundaries of what's… more
- Morgan Stanley (New York, NY)
- …strong risk management mindset, proven subject matter expertise in financial crime regulatory requirements and model validation, and excellent technical, ... Morgan Stanley Morgan Stanley is a leading global financial services firm providing a wide range of...place for people to learn, achieve and grow. Firm Risk Management Firm Risk Management (FRM) enables… more
- Goldman Sachs, Inc. (Dallas, TX)
- …firm's governance processes and controls, and risk management and capital and anti- financial crime frameworks. We assist management in identifying risk ... that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and… more
- Kroll (New York, NY)
- …of AI ethics, regulatory frameworks, and best practices for implementing AI technologies in financial crime risk management and investigation. Skills in ... Cyber & Data Resilience practice with a focus on Financial Crime Data Resilience. This role involves...crypto space. About Kroll Join the global leader in risk and financial advisory solutions-Kroll. With a… more
- Morgan Stanley (New York, NY)
- … financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution ... - Finalize scope and structure of the projects. - Lead the design, execution, and end-to-end tracking of identified...Support regulatory exams, audits, and independent reviews related to financial crime programs. What We're Looking for… more
- MUFG Bank, Ltd. (Irving, TX)
- …assets and to mitigate the risk that MUFG might be used to further financial crime . GFCD QA is responsible for driving QA standardization and consistency in ... as usual" environment to mitigate the financial crime risks. The Americas GFCD QA Execution Lead...compliance subject matter experts. Thorough understanding of an effective financial crimes risk management framework. The typical… more
- Morgan Stanley (Purchase, NY)
- …plans in relation to Financial Crime risk . The Financial Crimes Issue Management AVP will: * Lead assessment, collaboration and response compilation ... to learn, achieve, and grow. Department Profile: The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible… more
- International SOS Government Medical Services (Chicago, IL)
- …overall risk management process for assigned medical units. Serves as the on-site risk management lead , performing duties at an assigned medical unit for an ... Company Description International SOS delivers customized medical and security risk management and wellbeing solutions to enable our clients to operate safely and… more
- PJT Partners, Inc. (New York, NY)
- …In addition, qualified candidates will possess the following: 7-10+ years' experience in financial crime compliance, legal or regulatory advisory roles within ... ability to assess complex commercial and capital markets transactions, identifying financial crime risks and regulatory implications Experience navigating… more
- Deutsche Bank (New York, NY)
- …Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud (collectively referred to as Anti- Financial Crime ) prevention. The DWS Management and all employees ... corruption, fraud and/or Terrorist Financing (CTF) purposes. DWS Group will examine its Anti- Financial Crime (AFC) strategies, goals and objectives on an ongoing… more
- NICE (Atlanta, GA)
- …atmosphere. About NiCE Actimize: NiCE Actimize is the largest and broadest provider of financial crime , risk , and compliance solutions for regional and ... protect institutions and safeguard consumers' and investors' assets by identifying financial crime , preventing fraud, and providing regulatory compliance.… more
- Otsuka Pharmaceutical Co., Ltd. (Princeton, NJ)
- …protection, as well as tools support for Security Operations and Cybersecurity Governance, Risk & Compliance (Cyber GRC). Lead the collaborative development of ... taking a holistic approach to managing and reducing cyber risk across the organization. Lead contract negotiations...our behalf. Please understand, Otsuka will never ask for financial information of any kind or for payment of… more
- Capco (New York, NY)
- …We have a deep knowledge in financial services offering, including eg Finance, Risk and Compliance, Financial Crime , Core Banking etc. We are committed ... front to back knowledge of organizations (eg Front Office, Middle Office, Risk - Operations/Market/Credit, Operations, Technology, Financial and Compliance) to… more
- City of Minneapolis, MN (Minneapolis, MN)
- …Auditor (CISA) Project Management Certified Government Auditing Professional (CGAP) Certified Financial Services Auditor (CFSA) Certification in Risk Management ... leads Internal Auditors in audit programs, and participates in annual enterprise risk assessments. They oversee critical tasks throughout complex audits and are… more
- Goldman Sachs, Inc. (Dallas, TX)
- …firm's governance processes and controls, and risk management and capital and anti- financial crime frameworks, raise awareness of control risk and ... securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations,… more
- Shulman Fleming & Partners (New York, NY)
- …is a must. Key Responsibilities: Develop and implement strategies for payments and financial crime consulting services. Lead engagements ensuring profitable ... Hands-on role leading strategic goals in the domain of money movement and financial crime . This role requires extensive experience in banking payment… more
- Pacific Premier Bank (Los Angeles, CA)
- …role and financial institution required; Demonstrated ability or capacity to lead a team. Experience with Commercial & Industrial and CRE loans preferred; depth ... to properly assess, manage, and limit the Bank's credit risk , all while meeting the needs of the customers....Ensure pipeline of qualified candidates for staffing needs. Effectively lead the team in ongoing portfolio management in order… more
- TikTok (New York, NY)
- …and monitor criminal activities and their relevance to TikTok's reputation, operational risk , and staff safety. - Develop criminal activity leads and reports ... of the US and preferably global criminal landscape, including key organized crime groups, gangs, mafia structures, cartels, terrorist and other criminal groups. -… more
- HSBC (New York, NY)
- …and diverse team of global professionals. As our Senior Audit Manager, Financial Crime Risk you will: + Lead and deliver Compliance FCR audits, ... customers and stakeholders with critical assessments of the HSBC financial crimes governance, risk and internal control...and internal control implications of major changes in the financial crime compliance environment and advise them… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $125,000 - $145,000 USD TD ... can provide you more specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring &… more
