- SMBC (Sacramento, CA)
- … Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer, the Director, Head of FCC Model and Data Governance will be responsible for the ... ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both the commercial banking… more
- Citigroup (New York, NY)
- …**Experience** + Minimum of 10-15+ years of progressive experience in risk management , audit, model governance, or AI/Digital Asset development within a ... The Risk Head for Investor Services Digital Assets will be...responsible for designing, implementing, and overseeing a comprehensive risk management framework tailored to our digital asset products and… more
- SMBC (Charlotte, NC)
- …**Technical Expertise:** In-depth hands-on knowledge of FCC technology solutions, including AML systems, sanctions screening tools, and case management ... offers a competitive portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior leadership role responsible for… more
- Scotiabank (New York, NY)
- …with effective treasury management solutions coupled with a best-in- class service model , making it easy for clients to do business with us. As businesses build ... Director & Head , Global RFP / Proposals, Global Transaction Banking...collaboration across departments and driving continuous improvement in RFP management practices globally. **Accountabilities** + Lead and drive global… more
- MUFG (Irving, TX)
- …organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management . GFCD works to ensure that our organization conducts its business ... carries out QA reviews over key financial crimes controls ( AML and Sanctions) in Americas. + As Americas GFCD...GFCD QA Execution Lead role reports directly to the Head of Americas GFCD QA, and it forms part… more
- Scotiabank (New York, NY)
- …with effective treasury management solutions coupled with a best-in- class service model , making it easy for clients to do business with us. As businesses build ... under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines for Business… more
- MetLife (New York, NY)
- …financial services companies, providing insurance, annuities, employee benefits and asset management to individual and institutional customers. We're united by our ... respect to compliance with anti-bribery and corruption (ABC), anti-money laundering ( AML ) and economic and trade sanctions (sanctions) laws and regulations. This… more
- Mizuho Corporate Bank (New York, NY)
- …guidelines are current and effectively communicated to all relevant parties. + Liaise with Model Risk Management and Head Office regarding updates to models, ... team lead for daily and periodic tuning and watchlist management of the model .This role is hybrid... model integrity and compliance. + Execute the model risk framework and standards for the AML… more
- SMBC (Jersey City, NJ)
- …Money Laundering ( AML ) protocols. + May manage employee relations, performance management , and mentorship for all in scope members. + May have responsibility for ... across the KYC program as well as escalate to management when issues/risks may arise. This role will require...well as internal policies and procedures of SMBC and Head Office. The KYC Advisory & Controls Vice President… more
- SMBC (Jersey City, NJ)
- …data integrity in accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer ... escalates as appropriate. May have a formal or informal management role by supervising and/or training others. May direct...CIP customer information and assures verification in accordance with AML policy and procedure. + Ensures adherence to the… more
- SMBC (Jersey City, NJ)
- …data integrity in accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer ... Your Customer) and CIP customer information and assures verification in accordance with AML policy and procedure. + Ensures adherence to the SMBC KYC Program;… more
- SMBC (Jersey City, NJ)
- …data integrity in accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer ... may be asked to assist with specialized projects, queue management , and team oversight. May act in capacity of...**Qualifications and Skills** + Very strong technical knowledge of AML , Bank Secrecy Act, Foreign Asset Control + Very… more
- SMBC (Jersey City, NJ)
- …SCT which is responsible for performing investigations and supports certain watchlist management processes. Associates in the Investigations teams help lead the team ... Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/ AML /OFAC), SMBC policies and procedures. The Associate follows established guidelines… more