- Citigroup (Tampa, FL)
- …This IQA role will primarily focus on delivering effective and on-time delivery of issue remediation across the Markets business at Citi. The role integrates ... and will also require extensive interaction and partnership with Internal Audit (IA) and cross functional stakeholders...improve design and operating effectiveness of controls. **Markets - Issue Remediation Quality Assurance - c14 SVP**… more
- Commonwealth Care Alliance (Boston, MA)
- …feedback to subordinate staff. **What You'll Be Doing:** **Oversight of CCA's External Audit Process** + Act as primary contact for regulatory auditors + Distribute ... staff + Strong analytical skills - having the ability to identify an issue , conduct an analysis to determine business impact (including gap analyses), troubleshoot +… more
- Citigroup (Schaumburg, IL)
- … is completed promptly with the appropriate detailed documentation required by Internal Audit and the Regulators. These activities will be conducted ... analyses for USPB owned and impacted issues, including those that are Regulatory and Internal Audit concerns. + Provide expertise and guidance related to the… more
- Charles Schwab (Chicago, IL)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether ... controls. The Corporate enterprise team is seeking an Internal Audit Senior Manager. The Corporate team...risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues.… more
- Citigroup (O'Fallon, MO)
- …build partnerships across the business and key functional support areas like Internal Audit , Legal, Compliance, Business Operational Risk Management, Government ... Issue including: identification and documentation, root cause analysis, remediation planning, status monitoring and reporting, and closure activities. These… more
- ICU Medical (UT)
- *Position Summary*// The IT Auditor, Internal Audit supports the operation and management of the IT audit function of Internal Audit (in accordance ... Plan) and the providing of consulting services to management in fulfillment of the Internal Audit Charter under the direction of the Manager, Internal … more
- SMBC (Sacramento, CA)
- …MANUBANK is seeking an experienced Digital Banking Audit Director to work with the Internal Audit Department. The Audit Director will design the audit ... operate nationally. This position will report to the MB Audit Executive Director, Internal Audit ... audit engagements based on risk-based approach. + Issue audit reports with clear and value-added… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Regulatory Relations Specialist for the Internal Audit Regulatory Relations team, which works across the entire ... Internal Audit (IA) division. This team of...annual planning processes and structure, facilitate decision making and issue resolution, and support implementation of developed solutions and… more
- Justworks (New York, NY)
- Senior Manager, Internal Audit at Justworks (View all... audit reports to address issues. + Track audit reporting and issue resolution to ensure ... If this sounds like you, you'll fit right in. Internal Audit at Justworks is a key...with business, legal, and tech teams to provide gap remediation recommendations and strategies. + Experience at HR, Tech,… more
- Morgan Stanley (Baltimore, MD)
- …in partnership with key stakeholders . Supporting the creation and delivery of issue and action plan management reporting to internal team management and ... action plan tracking, incident management, business activity monitoring, management reporting, audit inquiry response, targeted remediation support, etc. *… more
- Truist (Atlanta, GA)
- …by ensuring identification of control failures and ensuring risk and compliance remediation . Serve as partner to business leaders for regulatory exams, and monitor ... control environment to minimize risk exposure. Testing resource to perform Internal Control and Compliance Monitoring for the Wholesale Governance and Controls… more
- SMBC (New York, NY)
- …audits for assigned portfolio. + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk ... and Regulation letters). + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk… more
- Bank of America (Boston, MA)
- …defining development plans for team **Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk Management + Business ... oral, and written communication skills including ability to effectively document issue validation + Understanding of audit practices and methodologies… more
- Morgan Stanley (New York, NY)
- … remediation * Maintain workpapers (documentary evidence) to support review of remediation activities Internal Audit Oversight: * Collaborate with ... & compliance; 15 years preferred *Experience with regulatory finding remediation and issue management *Experience at or...a plus *For Audit Oversight & Regulatory Remediation Roles: Certified Internal Auditor (CIA) certification… more
- Citigroup (New York, NY)
- …materials_ + _Partner with ICM functional areas, 2nd Line Operational Risk Management and Internal Audit to ensure delivery design and execution to the highest ... target operating model and system infrastructure enhancements_ + _Enhance and oversee issue management processes to support data quality improvement_ + _Lead working… more
- BlackRock (Atlanta, GA)
- …+ Discussing observations and remediation activities with senior stakeholders. + Overseeing issue remediation . + The Technology Audit Associate will also ... technologies and related processes deliver against the firm's business strategy. Internal Audit 's primary mission is to provide independent assurance to the… more
- Wells Fargo (Charlotte, NC)
- …to staff on audit projects or engagements + Experience with Issue Validation and Remediation + Excellent verbal, written, and interpersonal communication ... expertise in the use of data analysis within the internal audit function. + Participate in audits...risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There… more
- MetLife (Cary, NC)
- …procedures. + Execute efficient and effective audit planning, fieldwork, reporting, and issue remediation testing, as part of a team or independently. + ... Date 05-Apr-2024 Job ID 1996 **Description and Requirements** **Role Value Proposition:** Internal Audit (IA) is an independent global organization that plays… more
- Wells Fargo (St. Louis, MO)
- …to staff on audit projects or engagements + Experience with Issue Validation and Remediation + Excellent verbal, written, and interpersonal communication ... are risk based, and executed according to Wells Fargo Internal Audit policies and guidance + Assist...risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There… more
- Bank of America (Charlotte, NC)
- …and Remediation Team on any identified observations, action plan development and issue remediation closure + Perform proactive risk reviews and testing to ... Compliance, Business Control or AML environment; Preferred 3 years related to audit and regulatory engagement activities + Certified Internal Auditor (CIA),… more