- Unknown (New York, NY)
- Vice President, Global Financial Crimes Advisory , Institutional Securities Group About the Company Top-tier global investment bank Industry Financial Services ... Founded 1935 Employees 10,001+ Categories Asset Management Financial Services Lending Investment Banking Investment Management B2B Consulting & Professional… more
- Unknown (New York, NY)
- …is committed to diversity and inclusion and is an equal-opportunity employer. Hiring Manager Title Head of Digital Assets Advisory Travel Percent Less than ... Global Financial Crimes Digital Assets Advisory Officer - Vice President About the Company...Officer - Vice President About the Company Top-tier global investment bank Industry Financial Services Type Public Company Founded… more
- Unknown (New York, NY)
- …This includes but is not limited to, fund and separate account formation, investment advisory services, and the negotiation of related agreements. The role ... Assistant General Counsel, Private Equity & Investment Management About the Company Globally-recognized investment...also involves close collaboration with the compliance department, as well as the development… more
- Unknown (Austin, TX)
- …professional relationships with various stakeholders, including members of the investment advisory committee, financial institutions, and other related ... professional organizations. This role involves supervising and ensuring that investment staff are in compliance with state statutes and company policies, as well… more
- Bank of America NA (New York, NY)
- Director; EAC Compliance & Operational Risk Manager sought by Bank of America NA to review Investment Banking ("IB") transactions for potential addition(s) ... the Watch List &/or Restricted List. Follow up with Investment Banking to receive deal updates & manage day-to-day...equiv. & 6 yrs exp. in: Handling advanced research advisory topics, liaising with research mgmnt & legal teams,… more
- Unknown (San Diego, CA)
- … Officer & Head of Anti-Money Laundering About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services Industry ... Role The Company is in search of a Chief Compliance Officer (CCO) to take on a pivotal role...strong preference for those who have worked with SEC-registered investment advisors. Experience with the US Investment … more
- Unknown (New York, NY)
- Senior Vice President, Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 Categories Investment Banking Consulting & Professional Services B2B Marketplace About...a professional with a strong background in financial crime compliance , legal or regulatory advisory roles within… more
- Unknown (New York, NY)
- …Consulting & Professional Services Banking & Mortgages Banking Finance Specialties advisory capital markets & investment banking corporate & institutional ... Executive Director, Cash Management Product Manager , Payables & Receivables About the Company Internationally recognized banking group Industry Financial Services… more
- Empower (Milwaukee, WI)
- …achieve financial freedom. Empower Yourself. The Enterprise Facilities Engineering Manager leads day-to-day engineering operations across Empower's global sites, ... air handlers, generators, UPS systems, and electrical switchgear Ensure compliance with safety, environmental, and regulatory standards across all facilities… more
- Unknown (Jersey City, NJ)
- …Consulting & Professional Services Banking & Mortgages Banking Finance Specialties advisory capital markets & investment banking corporate & institutional ... who are adept at driving consensus and delivering high-quality results. Hiring Manager Title Executive Director, Head of Compliance Training Travel Percent… more
- Unknown (Fargo, ND)
- …relationships. The successful candidate will be responsible for fiduciary oversight, legal advisory , regulatory compliance , and risk management, and will play a ... Specialties mortgage commercial lending banking consumer loans wealth management investment management personal insurance business insurance home loans financial… more
- Unknown (Dallas, TX)
- Vice President, Real Estate Attorney About the Company Top-tier global investment bank Industry Financial Services Type Public Company Founded 1935 Employees 10,001+ ... Categories Asset Management Financial Services Lending Investment Banking Investment Management B2B Consulting &...VP, Real Estate Attorney to join their Legal & Compliance Division. The successful candidate will be responsible for… more
- BofA Securities, Inc. (Jersey City, NJ)
- …has an oppty for a Director; EAC Compliance & Operational Risk Manager to review Investment Banking ("IB") transactions for potential addition(s) to the ... Watch List &/or Restricted List. Follow up with Investment Banking to receive deal updates & manage day-to-day...equiv. & 6 yrs exp. in: Handling advanced research advisory topics, liaising with research mgmnt & legal teams,… more
- TD Bank (New York, NY)
- …Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join our team in NYC. The ... candidate must have compliance experience in the investment banking space, preferably in an advisory ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- T. Rowe Price (Owings Mills, MD)
- …the North America Compliance Team and business units by providing regulatory advisory support. The role requires an expert level of knowledge of the FINRA, SEC, ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed.... About this Position Reporting to the Broker/Dealer Chief Compliance Officer, the role is responsible for ensuring … more
- AECOM (Los Angeles, CA)
- …purpose to deliver a better world. Join us. **Job Description** **AECOM Advisory ** is seeking a dynamic ** Manager (Managing Consultant/Engagement Manager ... career pathways that nurtures professional development and personal growth. **Role:** As a ** Manager ** in AECOM Advisory 's **US West Region** , your day-to-day… more
- T. Rowe Price (Owings Mills, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... to you . Role Summary Partners with internal clients to implement strategic compliance initiatives for T. Rowe Price's proprietary and subadvised 40 Act products… more
- Cherry Bekaert (Spring, TX)
- As a Tax Director in our Tax Credits & Incentives Advisory (TCIA) Practice, you will work with an excellent team of CPAs, engineers, and tax law experts. The group ... and realize value-added opportunities. **About TCIA** : Tax Credits & Incentives Advisory ("TCIA"), within Cherry Bekaert's Strategic Tax Advisory practice, is… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas ... The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across the Advisory … more
- Charles Schwab (Jersey City, NJ)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will establish strategies and design plans to ensure that asset and service… more
