- US Postal Service (Washington, DC)
- …The US Postal Service Headquarters Law Department is seeking a hard-working honors attorney to fill a vacancy in the Ethics & Compliance group. Duties Help ... collection and disclosure of personal information implicating the Privacy Act as well as complex legal issues pertaining requests...Corps participant, or as an employee of a US-based employer/ company . If the Inspection Service is unable to perform… more
- JPMorgan Chase (Jersey City, NJ)
- …areas of the law. **Preferred Qualifications, Capabilities, and Skills:** + Experience with the Investment Company Act of 1940 and/or Part 9 bank fiduciary. ... world of wealth management. As a GPB Wealth Management Investment Solutions Attorney - Vice President, Assistant...with in-house counsel registration rules. + Knowledge of the Investment Advisers Act of 1940 and relevant… more
- US Bank (Los Angeles, CA)
- …management practice of a law firm, fund complex or fund servicing organization dealing with the Investment Company Act of 1940, Securities Act of 1933, ... Regulatory Administration group supports fund clients through preparation of registered investment company regulatory filings, fund governance documents, and… more
- BlackRock (New York, NY)
- …and manage a variety of regulatory issues affecting the BlackRock product platform, including Investment Company Act of 1940, Securities and Exchange Act ... distressed investments, manage transaction execution, review and negotiate full range of investment and restructuring documentation. + Act as transactions legal… more
- JPMorgan Chase (Chicago, IL)
- Are you an experienced attorney with a passion for investment ... investment management firm. + Expertise in the Investment Company Act of 1940. ... in the United States, offering a full array of investment products. Be part of a team that values...a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you… more
- JPMorgan Chase (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Legal Department is all about ... to be best-in-class. As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations… more
- JPMorgan Chase (Columbus, OH)
- …support in areas that have direct impact on consumers. As a Consumer Banking Attorney - Vice President, Assistant General Counsel in the Consumer Banking Legal team, ... professionals who are subject matter experts on deposit, lending, and investment products. The successful candidate must have strong analytical and issue-spotting… more
- Robert Half Legal (Los Angeles, CA)
- …partner and others have been promoted to more senior associate roles. The ideal attorney will have: + 5+ years of trust and probate litigation experience + ... to permanently work hybrid or 100% remotely from anywhere in California (this attorney must be able to attend future in-person court hearings or depositions) +… more
- Lincoln Financial (Greensboro, NC)
- …#:** 75212 **The Role at a Glance** As an AVP, Securities & Corporate Governance Attorney , you will perform legal work on a broad range of US securities and ... to proxy statements for meetings of shareholders and 1934 Act filings such as Annual/Quarterly Reports on Forms 10-K/10-Q,...13 and Section 16 filings on behalf of the Company and its executive officers and directors * Perform… more
- MUFG (New York, NY)
- …colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving ... of the role:** MUFG is seeking an experienced finance attorney to join the Americas Legal Department as a...support various teams and products within our Global Corporate Investment Bank. A successful candidate will be familiar with… more
- JPMorgan Chase (Chicago, IL)
- …protecting the rights of individuals under the Americans with Disabilities Act (ADA) and safeguarding elder and vulnerable populations from financial exploitation. ... Capabilities, and Skills:** + JD or educational equivalent, with compliance with relevant attorney licensing requirements. + Minimum of five (5) years of legal or… more
- T. Rowe Price (Owings Mills, MD)
- …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- BlackRock (Atlanta, GA)
- …with FINRA strongly recommended. Familiarity with other US federal securities laws, such the Investment Company Act of 1940, and related regulatory areas ... **About this role** We are searching for an attorney to support BlackRock's asset management business, providing...a leading financial services firm. + Experience with the Investment Advisers Act of 1940 is required.… more
- Abbott (Santa Clara, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- SMBC (New York, NY)
- …asset management. + Deep expertise in SEC compliance, fiduciary standards, Investment Advisers Act , and other asset management regulations. Experience ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal… more
- Charles Schwab (Westlake, TX)
- …law firm representing financial services companies, in-house with a large broker-dealer and/or investment adviser, or as a staff attorney with the Securities and ... or a state securities regulator. + Deep understanding of Investment Advisers Act , the Securities Exchange ...both today and in the future: + 401(k) with company match and Employee stock purchase plan + Paid… more
- Citizens (Boston, MA)
- …relevant portions of ERISA and its parallel provisions under the Internal Revenue Code, the Investment Company Act of 1940 and applicable FINRA rules. + ... Citizens is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the...Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers … more
- Edward Jones (St. Louis, MO)
- …under the federal securities laws, including the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, ERISA, and the ... a subject matter expert on legal regulatory issues affecting broker-dealers and investment advisers to retail clients. Familiarity with regulation from a perspective… more
- New York Times (New York, NY)
- The mission (https://www.nytco.com/ company /mission-and-values/) of The New York Times is to seek the truth and help people understand the world. That means ... at the heart of all we do as a company . It's why we have a world-renowned newsroom that...growth in other ways, including through partnerships and organic investment . This is an important and exciting moment to… more
