- TEKsystems (Fort Worth, TX)
- Description Applying detailed industry/product knowledge and functional expertise, a Licensed Investment Operations Representative will: Processing various ... as they relate to changing industry rules and procedures. Top Skills Details series 7 , series 63, series 24,financial services Pay and Benefits The pay… more
- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **To proceed with your application, you must be at least ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Pennington/Consumer-Investments Investment -Specialist-Trainee--Obtain-SIE- Series - 7 -66-\_25040604-2) **Job Description:** At Bank… more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... trails. RESPONSIBILITIES + Provide Columbia CU members with non-deposit investment and insurance products as registered and licensed...Variable Life & Health + State Insurance License + Series 63/65 + Series 7 … more
- Regions Bank (Atlanta, GA)
- …+ Five (5) years of experience in investment services or related fields **Certifications/Licensures** + Series 7 , 65, and 63 - or- Series 7 and 66 ... of the system. **Job Description:** At Regions, the Area Investment Executive leads the Regions Investment Services...within the market. Incumbents are expected to have the series 7 and 66 (or 63 and… more
- US Bank (Gresham, OR)
- …of one to two years of job-related experience in a financial sales position are preferred. - FINRA Series 7 along with either Series 63 and 65 or Series ... and discover what you excel at-all from Day One. **Job Description** The Investment Consultant role provides advanced investment education and advice as it… more
- Citigroup (O'Fallon, MO)
- …skills + Proficient using Microsoft PowerPoint and Excel + Required: US FINRA Registration: SIE; Series 7 ; Series 63 (or Series 66); Series ... The Citi Wealth Investment Services Team Manager will have direct supervisory...Services Team Manager will have direct supervisory responsibilities over licensed associates who are handling inbound and outbound calls… more
- Thrivent Financial (Auburn, WA)
- …the Lead Advisor Position Qualifications + 2+ years industry experience + Must be securities registered ( series 7 /63, 7 /63/65 or 7 /66). + Must have ... the Christian community and nonprofit organizations. Position summary: The Director of Investment Operations position will oversee and direct the investment … more
- JPMorgan Chase (Burr Ridge, IL)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 120 ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license… more
- Regions Bank (Clayton, MO)
- …+ Ability to travel within assigned geography on a regular basis **Preferences** + Series 7 , 65, 66 + College Degree **Skills and Competencies** + Excellent ... of the system. **Job Description:** At Regions, the Platform Investment Consultant is responsible for educating our licensed... Investment Consultant is responsible for educating our licensed bankers to best meet our customer's needs. This… more
- Fifth Third Bank, NA (Bowling Green, KY)
- …goals. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Prior Brokerage Industry Experience. + Series 7 , 66 (or 63 and 65) and appropriate state required ... Accountable for overall production, coaching, training, and developing a team of licensed retail bankers. May handle large book of clients with more complex… more
- Atria Wealth Solutions (Williston, VT)
- …or sales environment + Excellent organizational and communication skills + College Degree preferred + Series 7 and 63 FINRA licenses a plus + Vermont Life and ... CUSO Financial Services, LP. (CFS) is seeking an Investment Sales Assistant to support one of our...business development activities, and contribution to sales if appropriately licensed . Job duties and responsibilities may include: + Possesses… more
- KeyBank (Denver, CO)
- …+ Securities, Bonds, Annuity in addition to Mutual Fund classes and fee structures. + Series 7 and Series 63 required. Life & Health insurance license ... JOB (JOB BRIEF):** Within the Service Center of Key Investment Services (KIS), this individual is responsible for assisting...would be a primary contact for clients when their licensed representative is unavailable and assist in building customer… more
- TEKsystems (Aurora, CO)
- Position: Investment Support Rep. - Non Licensed ...3-4 Months Schedule: Monday-Friday, shifts starting at 6:45 AM, 7 :00 AM, or 7 :15 AM for a ... 12-13 weeks leading to full-time hire consideration + Licensing: Series 6 and 63 required within 6 months of...internships Work Environment & Perks: + On-site only until licensed and converted to full-time + Casual dress code… more
- Bank of America (El Segundo, CA)
- …experience + 2+ years of experience in the investments industry + Ability to obtain Series 7 and 66 licenses within allotted program time + Is a self-starter ... Merrill Financial Solutions Advisor (Partially Licensed )- Los Angeles Market El Segundo, California **To...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.… more
- BMO Financial Group (Encino, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** _The mission of Premier Services is to help mass affluent clientele make real ... customer first. _You belong here!_ + **This is a licensed position requiring the SIE, Series 6,...in related field of study preferred, not required. + 7 + years of experience in a financial services organization… more
- Citigroup (San Antonio, TX)
- …banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... of Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required **Education:** + Bachelor's/University degree **Job Family… more
- Reliant Community Credit Union (Sodus, NY)
- …in financial services, preferably in investment sales or advisory capacity. + Series 7 ,6, 66, 63, 65, and NYS Insurance required. + Proficiency with ... Licensed Sales Assistant Sodus, NY (http://maps.google.com/maps?q=10+Benton+Place+Sodus+NY+USA+14551) Apply Job Type Full-time Description Status:Hourly/Non-exempt… more
- KeyBank (Seattle, WA)
- …and business development experience with proven results (required) **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (required) + Certified ... clients' financial needs through expert advice and personalized banking, borrowing and investment solutions. The Relationship Manager is at the center of this client… more
- KeyBank (Salt Lake City, UT)
- … Management Analyst (CIMA) (preferred) + Chartered Financial Analyst (CFA) (preferred) + FINRA Series 7 and 66 (or 63 & 65) (required) and + Resident ... clients' financial needs through expert advice and personalized banking, borrowing and investment solutions. The Relationship Manager is at the center of this client… more
- Vanguard (Malvern, PA)
- …three years industry/technology. Financial services or cold calling experience preferred. + FINRA Series 7 , 66, licenses are required or the ability to obtain ... Vanguard. + Drives results and raises awareness of Vanguard's investment products and services by delivering key messages through...their decision to partner with Vanguard for meeting their investment goals. + Execution of the sales and lead… more