- TD Bank Group (New York, NY)
- …in delivery of initiatives related to risk assessment, internal/external exam support, etc. Department Overview: The Global Sanctions, Anti-Bribery, Anti-Corruption ... Customer Accountabilities: Contributes to the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and… more
- Lendistry (Los Angeles, CA)
- …decision to downgrade the risk rating of reviewed credits. Use Risk-Based Audit principles to review governance , risk, and control frameworks/processes, ... the day-to-day delivery of credit review work on the audit they have been assigned to, including conducting necessary...and applying exam rating methodology to generate exam report ratings, with guidance from a manager… more
- TD Bank Group (New York, NY)
- …Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they ... Reporting: With the Global Head and key stakeholders: assist with leading oversight / governance committees for the Global Control Room; track and report on the… more
- TD Bank (Charlotte, NC)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, ... and reporting on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate ...in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
- American Express (Phoenix, AZ)
- …technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance, operational, data, and technology risks, ensure ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- City National Bank (Phoenix, AZ)
- *ECM GOVERNANCE PROGRAM MANAGER * WHAT IS THE...and risk and problem areas * Support and facilitate audit and regulatory exam activities related to ... within Change Risk and Product Risk Management. The Enterprise Risk Program Manager is responsible for providing advisory and oversight for Change Risk and… more
- Citizens (Westwood, MA)
- …and fostering strong relationships with Independent Risk Management and Internal Audit . Implementing change governance risk assessment processes for ... Description The Senior Risk Manager , Enterprise Payments Strategy is a pivotal role...policies and applicable regulatory requirements and expectations, securing favorable exam outcomes through robust exam management protocols,… more
- American Express (New York, NY)
- … Governance , and other stakeholders to perform the review and ensure robust governance . **The responsibilities of the QA Manager include, but are not limited ... impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance ...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others.… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... Planning & Governance Office. Reporting to the head of T&I Regulatory...drive T&I remediation improvements. * Lead engagement with internal audit , external regulators, and business units to ensure strong… more
- TD Bank (Fort Lauderdale, FL)
- …management in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned professional role ... experience **Customer Accountabilities:** + Leads the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and… more
- Truist (Charlotte, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... the following job description:** The CDO Senior Risk Advisory Manager II serves as the lead risk partner for...leading a high performing team of risk advisor and governance & reporting professionals to support the execution of… more
- TD Bank (New York, NY)
- …Portfolio Management and key stakeholders: assist with leading surveillance oversight / governance committees for Communications Surveillance; report on the status of ... outages) are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance… more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- Citizens (Pittsburgh, PA)
- …Risk Management (ORM) Methodology Team is seeking a Senior Operational Risk Manager who will be responsible for strengthening, overseeing, and managing of the ... and Quarterly Enterprise Risk Opinion for Operational Losses. + Partner with the Governance Risk and Compliance (GRC tool) team to update and maintain Risk Framework… more
- TD Bank (Wilmington, DE)
- …with discretion **Preferred Qualifications:** + Product management / project management / audit & regulatory exam management + Credit card industry or ... **Line of Business:** Product Management **Job Description:** The Senior Product Group Manager will support TD's US Bankcard credit card business in uplifting its… more
- Capital One (Richmond, VA)
- …by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts ... Senior Manager , Compliance Advisor - Credit Card The Senior...consistency and adequate Compliance Risk Management + Participate in governance activities, including: Compliance Requirements, Compliance Risk Assessments, Business… more
- City National Bank (Los Angeles, CA)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY?...processes, procedures, and controls to adhere to operational risk governance requirements * Review and challenge 1LOD risk acceptances… more
- JPMorgan Chase (Plano, TX)
- …pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior stakeholders and drive ... impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control Management team, you...team, you will support the LE Oversight and Control governance framework. You will partner with Lines of Business… more
- City National Bank (San Francisco, CA)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private...processes, procedures, and controls to adhere to operational risk governance requirements * Credibly challenge 1LOD risk monitoring and… more
