- Goldman Sachs, Inc. (Dallas, TX)
- …or a related field 1+ years of experience in a role in financial services with operational risk exposure or audit or broader risk management Ability ... to be part of our team in Dallas. This role focuses on risk and control, operational risk , business process transformation and issues management for Asset &… more
- Repligen (Waltham, MA)
- …and external audit schedules; serve as host for site auditsMaintain risk -based strategy for overall Quality compliance across the organization and in support of ... for monthly KPI's and management review meetings with the Senior Management team.Facilitate operational excellence initiatives in Quality Assurance.Maintain internal… more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …management of these. They will also be responsible for conducting proactive risk assessments related to regulatory processes on a consistent basis and identifying ... areas of potential non-compliance or operational risks.Responsibilities:Maintain regulatory procedural documentation, in line with company-wide policy and relevant… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …Audit senior management and stakeholders across business and engineering Follow-up on open audit issues and operational risk incidents to validate their ... relevant discipline 8-10 years of relevant work experience in Internal Audit , Compliance, or Risk / Controls functions Experience of managing audit … more
- CrossCountry Consulting (New York, NY)
- …control gaps Assess financial risks, such as liquidity risk , credit risk , model risk , operational risk , and market risk , and ensure that the ... Serve as an analyst on a broad range of audit , risk assessment, control testing, and ...as local regulatory frameworks Assist Managing Consultants in driving operational excellence by actively participating in ongoing projects, including… more
- CNA (Chicago, IL)
- …and Commercial underwriting business units. Responsible for identifying areas of operational or training improvement in risk appetite, workflow, pricing, ... underwriting. 5. Partners with Underwriting Shared Services on workflow improvements and operational efficiency initiatives needed to address audit trends and… more
- USAA (Phoenix, AZ)
- …manage fraud risk requirements on business action plans, projects, or operational requests. Contributes to the execution of risk assessments with business ... analysis, digital crime, data analysis and/or AML. 4 years of fraud, compliance, risk , audit , or regulatory related experience with accountability for projects,… more
- Societe Generale (New York, NY)
- …on assigned tasks *Actively participating in all stages of the audit process: planning, testing, report drafting, and recommendation follow-up *Participating or ... leading periodic continuous monitoring meetings and annual risk assessments *Effectively communicating with auditees, developing a good relationship, anticipating… more
- Citigroup, Inc. (Tampa, FL)
- …fail to maintain these standards Qualifications : 5 years of experience in operational risk management, operations, compliance, audit , or other ... manage controls enhancements focused on increasing efficiency and reducing risk . Assist in the execution of Enterprise Risk... risk . Assist in the execution of Enterprise Risk Management Framework and adherence with Risk … more
- Associa (Dallas, TX)
- …COSO framework requirements. The Director collaborates with senior leadership and the Audit Committee to evaluate financial, operational , compliance, and IT ... skills. Key Responsibilities Strategic Leadership Develop and execute a comprehensive risk -based internal audit plan for evaluating the effectiveness of… more
- Amazon (Seattle, WA)
- …and relationship owners to remediate findings. BASIC QUALIFICATIONS *3+ years of audit and risk management, or contract compliance experience *Bachelor's degree ... or equivalent PREFERRED QUALIFICATIONS *Master's degree or equivalent *Strong risk management and audit experience including: performing risk assessments and… more
- Cathay Bank (El Monte, CA)
- … Executive and the VP, Internal Audit Manager, the AVP, Internal Audit Supervisor will lead operational , compliance, lending and/or financial audits, of ... or organizational activity, with emphasis on complex and higher risk areas. As an AVP, Internal Audit ...higher risk areas. As an AVP, Internal Audit Supervisor, when assigned as Lead Auditor-in-Charge, plans, conducts,… more
- CrossCountry Consulting (Arlington, VA)
- … Risk (eg, IT controls, cybersecurity, cloud, emerging technology); Strategic and Operational Risk (eg, privacy, data governance, third party risk ), ... Risk (eg, Internal Audit , enterprise risk management programs and risk transformation). What...and staying current with trends in cyber, technology, and operational risk management. Qualifications: Bachelor's degree from… more
- TD Bank Group (New York, NY)
- …provide you more specific details for this role. Line of Business: Financial Crime Risk Management Job Description: The Senior Financial Crime Risk Analyst role ... this role supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. Department Overview: The Global Sanctions,… more
- Crowe LLP (New York, NY)
- …Secrecy Act (BSA) laws; internal audit processes and best practices; risk and control matrices; and design/ operational effectiveness testing. This position ... been a core part of our DNA across our audit , tax, and consulting groups. That's why we continuously...assist clients in administering a sound and compliant AML risk management environment. The ideal candidate will have a… more
- Santander Holdings USA Inc (Quincy, MA)
- …Science or equivalent field. 5+ Years Experience in information security, governance, IT audit , or risk management. 5+ Years SAS experience. Must have experience ... flaws and weaknesses in the systems that can be exploited to cause business risk , and provides crucial insights into the most pressing issues, suggesting how to… more
- United Nations (New York, NY)
- …duties as required. Competencies *Professionalism: Knowledge and understanding of enterprise risk management and internal control frameworks and audit theories, ... applications (Visio, Word, Excel and PowerPoint), and in managing risk , control, and audit databases and document...not be employed by the Organization, unless (a) the operational requirements of the Organization cannot be met by… more
- Umpqua Bank (Hillsboro, OR)
- …risk management efforts. They will contribute to the maturity and socialization of operational risk management practices such as risk and control ... self-assessments (RCSA), control testing, and operational risk event management. Collaborate across the lines of defense...or equivalent experience Required 3 + years of banking, risk management, compliance, finance, or IT/Ops audit … more
- KeyBank (Trexlertown, PA)
- …effectively managing internal and external centers of influence. Ensuring compliance with operational , risk , security and audit procedures and policies ... including appropriate documentation of client interactions. Support of branch operations including assisting with client transactions on the Teller line as needed. Participate in and occasionally facilitate morning huddles and end of day debriefs Performs… more
- Santander (New York, NY)
- …Management, Credit Risk , Fund Finance and NAV Underwriting, or Internal Audit experience. Skills and Abilities: Strong MS Excel and PowerPoint skills required. ... Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate &...interest, delegate, and meet deadlines. Advanced knowledge of the operational , accounting, credit, regulatory, market and technological risks within… more
