- USAA (San Antonio, TX)
- …makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead within ECORT, you'll provide independent ... role, you will be a major part of our Enterprise Compliance and Operational Risk Testing (ECORT) team. As a Lead Analyst, you will partner with various… more
- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Santander US (New York, NY)
- …CIB Issues Management on issues management identification and remediation. FLoD Operational Risk and Compliance testing may be required as applicable. ... Leveraged Finance, Credit Risk Quality Control- Vice President New York, United...The team member will contribute to the CIB Control Testing program acting as a partner, as necessary, guiding… more
- US Bank (St. Louis, MO)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing ...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Charles Schwab (Westlake, TX)
- …area of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/ operational risk management. + 1+ years of experience using ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- Regions Bank (Atlanta, GA)
- …processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program + Understands Regions' ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...Relevant, applicable certifications and/or licenses + Advanced knowledge of compliance and operational risks **Skills and Competencies**… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager-...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... job is responsible for executing second line of defense compliance and operational risk oversight...relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Management (CORM) Program including but not limited to monitoring, testing , targeted risk assessments, policy updates, report… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Atlanta, GA)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... the power to make a difference. Join us! **Job Description:** This Global Compliance and Operational Risk (GCOR) role is part of the cross-product program… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key… more
- Bank of America (Richmond, VA)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- JPMorgan Chase (Plano, TX)
- …control designers and operators. + Conduct Testing and Monitoring and identify operational risk control gaps. + Develop and/or challenge KPIs / KRIs related ... also participate in efforts to develop data-driven and automated testing approaches to risk identification and control...+ Knowledge of second line risk management ( operational risk and compliance ) practices… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... the power to make a difference. Join us! **Job Description:** The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities… more