- JPMorgan Chase (Jersey City, NJ)
- …cutting-edge, cloud-based technologies. As a Principal Architect, within the Regulatory , Controls and Operational Risk Technology group, you provide ... native experience **Preferred qualifications, capabilities, and skills:** + Experience in Operational Risk Management function of a financial services… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10045734 ... management and to Compliance management. **We'll Trust You To:** + Execute end-to-end Regulatory Obligation Mapping for operational risk domains (eg,… more
- KeyBank (NY)
- …includes providing highly specialized guidance and oversight on current and emerging legal, regulatory , and operational risk issues, monitoring and measuring ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...being the subject matter expert on operational risk activities associated with risks, controls , testing,… more
- Citizens (Medford, MA)
- …Consulting, Financial Services, compliance, Front Line Risk , Internal Audit, and/or Regulatory Agency + Operational Risk Management experience. + ... Manager upholds and maintains the Risk and Control Self-Assessment (RCSA) and Controls Assessment enterprise-wide...of regulatory guidance pertaining to Enterprise and Operational Risk . + Familiarity with Governance … more
- Citizens (Westwood, MA)
- …experience within the Banking Industry, Financial Services, compliance, Front Line Risk , Operational Risk , Internal Audit, and/or Regulatory Agency + ... of regulatory guidance pertaining to Enterprise and Operational Risk . + Familiarity with Governance ...Operational Risk . + Familiarity with Governance Risk and Control (GRC) tools (Archer preferred).… more
- KeyBank (Lea County, NM)
- …Responsibilities include providing guidance and oversight on current and emerging legal, regulatory , and operational risk issues, monitoring and measuring ... a dynamic, fast paced team environment + In-depth practical knowledge of internal controls , risk assessments and operational and compliance processes, and… more
- American Express (Apex, NC)
- …progress by creating a culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and ... compliance with regulatory expectations. **The Senior Manager, Corporate Functions Operational Risk Management will:** + Support the independent oversight… more
- American Express (New York, NY)
- …progress by creating a culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...monitors the implementation of effective operational risk management programs throughout the company,… more
- Lowe's (Charlotte, NC)
- …Provide expert guidance on security policies, standards, and procedures, ensuring compliance with regulatory and operational risk requirements. + Lead or ... compliance, and remediation efforts. + Ensure metrics are in place to measure risk , control effectiveness, and breach remediation, using results to evolve… more
- Scotiabank (Dallas, TX)
- Senior Analyst - Internal Control FLOR Operational Risk and New Initiatives **Requisition ID:** 235350 **Salary Range:** 58,990.00 - 109,650.00 _Please note ... capital markets trading businesses. Assists in implementing industry best practices and developing regulatory requirements related to Operational Risk and US… more
- TD Bank (Wilmington, DE)
- …and effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code ... enhancing their FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- JPMorgan Chase (Jersey City, NJ)
- …their understanding of business priorities and values, ensuring alignment with regulatory controls and operational risk management across global teams + ... financial institution. As an Agility Lead in Corporate Technology Regulatory Controls & Operations Risk ...and second lines of defense in building applications that control operational risk within Corporate… more
- Capgemini (New York, NY)
- …environments across financial services. You'll work closely with clients to interpret regulatory requirements, enhance operational risk frameworks, and ... delivery of client projects by helping design and implement risk and compliance frameworks across operational , IT,...experience in consulting or industry roles focused on finance, risk management, or regulatory compliance, ideally within… more
- Raymond James Financial, Inc. (Memphis, TN)
- …or Compliance** , as this background provides valuable context for understanding regulatory obligations and operational risk . This position collaborates ... knowledge and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... controls and corresponding ratings; + Evaluate impact on operational risk management from changes resulting from...including but not limited to responsibilities under the + Operational Risk Management Framework, Regulatory … more
- Huntington National Bank (Charlotte, NC)
- … control self-assessments. + Develop, maintain and continually enhance a proactive operational and regulatory risk management program and related ... the development of controls and execution of risk and control self-assessments for a business...a business unit, maintain process documentation, and help implement regulatory guidance to ensure compliance and operational … more
- KeyBank (Cleveland, OH)
- …analytics and reporting, working with regulatory reporting, assessing and monitoring risk and risk control processes, performing research and analysis ... Responsibilities + Assess and monitor risk and controls + Opine on efficacy of control ...may include:** Anti-Money Laundering, Regulatory Office, Enterprise Risk , Operational Risk , Compliance, Credit… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align ... advice and influences assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations… more
- TD Bank (Mount Laurel, NJ)
- …and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy ... management and control , supported by effective processes in alignment with risk appetite + Liaises with regulatory and law enforcement agencies on… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... providing support, advice and guidance, to business unit and control function management to support their regulatory ..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory … more