- Raymond James Financial, Inc. (New York, NY)
- …calls and maintains record of inquiries, as required. + Maintains currency in sales trading practices and procedures. + Operates standard office equipment and ... Under general supervision, uses intermediate level knowledge and skills in securities trading / sales obtained through experience and/or training to assist … more
- JPMorgan Chase (New York, NY)
- …, you will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You will work closely with the business, compliance, ... business managers and registered representatives on issues involving equity research, sales and trading , broker-dealer regulatory requirements, SEC and SRO… more
- Wells Fargo (Charlotte, NC)
- …Trading /product knowledge + Understanding of applicable rules and regulations across specific Sales and Trading business, including Volcker and Regulation W + ... Business Aligned Supervisory Support (BASS) team. This position will require basic trading product knowledge to provide expertise to key aspects of the bank's… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... $ 15 b under advisory. We are seeking an Assistant Vice President of Finance . Position Overview: The...+ Oversee the daily activities of the Fund's outsourced trading operations + Monitor cash across fund vehicles/treasury management,… more
- ManpowerGroup (New York, NY)
- …compliance aspects of a global organization. + Exposure to various areas including sales , trading , capital markets, operations, and asset management. + Develop ... a leading international bank, is seeking a Legal Administrative Assistant to join their team. As a Legal Administrative... to join their team. As a Legal Administrative Assistant , you will be part of the Legal Department… more
- Packing Corp of America (Lake Forest, IL)
- … sales , procurement, risk management, litigation, and transportation. The Assistant General Counsel (attorney) provides legal counsel and other services to ... and environmental responsibility. People * Customers * Trust The Assistant General Counsel assigned to the Securities section will...filings (Forms 3, 4, and 5) and ensure insider trading compliance + Advise executives and directors on reporting… more
- Zions Bancorporation (Salt Lake City, UT)
- …supporting sales teams with functions including investments, banking, and sales & trading businesses. + Excellent organizational and time management ... Assistant_** for Zions Bancorporation's Wealth Management Division. The Administrative Assistant will provide comprehensive administrative support to Wealth Management… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Assistant Manager, Funding Operations - Mortgage Capital Markets...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... Join Mizuho as an Executive Assistant ! In this role you will support the...the USA + At least 5-7 years of Administrative Assistant experience within Financial Services + Prior experience supporting… more
- Zions Bancorporation (El Segundo, CA)
- …Preference for candidates with experience in Capital Markets, investment banking, or sales & trading . **Skills:** + Strong understanding of policies and ... see our website at www.zionscapitalmarkets.com We are currently hiring one **Administrative Assistant to support the growing Zions Capital Markets team** . The… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Administrative Assistant , Investment Banking, CIR **Requisition ID:** 229809 **Salary...results, in an inclusive and high-performing culture. Title: Administrative Assistant , Investment Banking, CIR (Consumer, Industrial, Retail) Global Banking… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** As an Assistant Director of Product Management in our Enterprise Data & Analytics organization, you'll lead a team of Product Managers in defining ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Principal Financial Group (Des Moines, IA)
- …intuitive and impactful solutions. We are hiring for an experienced Assistant Director, Product Management for Individual Solutions, focusing on Customer Support ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** We're looking for an Assistant Director of Engineering to join our Workplace Personal Investing team. In this critical role, you'll lead the build ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Actuary or Financial Analyst V to join our Financial Reporting team! In this role, you'll provide actuarial ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Financial Director to join our General Account Investments team! In this role, you'll be responsible for leading ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Actuary or Financial Analyst V to join the Integrated Finance Solutions team. This role will act as an Actuarial ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Wells Fargo (New York, NY)
- …lending and servicing; investment banking; equity; and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real ... estate, government, and institutional clients across the globe. The Coverage COO team, in alignment with Banking's leadership team, is responsible for business management, driving strategy execution, and developing / executing client coverage strategy and… more
- Shell (Houston, TX)
- …proactive, and highly confidential administrative support to the Head of Shell Energy Trading Market Risk and The Head of PDS, Market Risk Operations, and ... our customers through our 13,000 branded retail stations, and we are number 1 in gasoline sales . We also own the #1 brand of motor oil in the US - Pennzoil(R) -… more
- Wells Fargo (Charlotte, NC)
- …lending and servicing; investment banking; equity; and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real ... estate, government, and institutional clients across the globe. The CIB COO BSE Team, in alignment with Investment Banking's leadership team, is responsible for business management, driving strategy execution, and developing / executing strategy and change… more