- Securities and Exchange Commission (Washington, DC)
- …applicants for a temporary promotion for up to 1 year as the Acting Associate General Counsel position located in Washington, DC. The selected applicant will ... Review Group provides legal analysis and advice on federal securities laws, administrative procedure, and other applicable laws to...of the Chief Accountant. This position serves as the Associate General Counsel for the Corporation Finance… more
- TIAA (Memphis, TN)
- The Counsel job works to support the protecting of an organization's rights, obligations and privileges and its legal interests by drafting legal advice and by ... needs of the organization. This job provides support in legal advice and counsel in business-related areas of expertise, such as corporate law, real estate, tax,… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and ... (or non-qualification) accordingly and coordinates corresponding communications with external counsel and related parties + Independently delivers assigned initiatives,… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- US Bank (New York, NY)
- …in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance, ... for US Bank's Global Capital Markets group, which includes the Investment Grade Underwriting, Leverage Finance, Structured Credit, Derivatives, Foreign Exchange,… more
- Citigroup (Atlanta, GA)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- Thrivent Financial (Medina, OH)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Faribault, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Wells Fargo (St. Louis, MO)
- …Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... **In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective… more
- BlackRock (Princeton, NJ)
- …preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and ... exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- BlackRock (Princeton, NJ)
- …document review processes in collaboration with BlackRock Legal and external counsel , ensuring efficient tracking and implementation of updates. + Facilitate cash ... and exception reporting to ensure process integrity. **Experience & Qualifications** + ** Associate Role:** 3-5 years of experience, with a strong focus on overseeing… more
- Citigroup (New York, NY)
- The Associate or Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific ... coordinating with our internal appraisers and engineers, closing staff, outside counsel , and present transactions to senior managers, rating agencies and investors.… more
- Securities and Exchange Commission (Washington, DC)
- … investment companies, variable insurance products, and federally registered investment advisers. IM's Chief Counsel 's Office-IM Liaison Office (CCO-ILO) ... interpreting and applying the provisions and providing sound advice regarding the federal securities laws (for example, the Investment Company Act, the … more
- CalSTRS (Sacramento, CA)
- …Analyst State Teachers' Retirement System JC-490182 - Administrative Analyst ASSOCIATE GOVERNMENTAL PROGRAM ANALYST $6,031.00 - $7,547.00 per Month New ... Investments Branch is seeking an experienced individual to work as an Associate Governmental Program Analyst (AGPA) on the Investments Administration team. The… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more