- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...executing tactical levers to optimize staffing to meet monthly Service Level goals. Some of the key responsibilities include:… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Wells Fargo (Charlotte, NC)
- …trade flow functions including client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement ... **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security Master/Product Data team, which is a… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and overseeing the… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Wells Fargo (Charlotte, NC)
- …monitoring of cash payments, customer service , project support, funding operations , custodial operations , securities settlement services, structured loan ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
- US Bank (Milwaukee, WI)
- …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision.… more
- Charles Schwab (Orlando, FL)
- …our employees to feel valued and engaged. What you'll do: The Corporate Actions Specialist is responsible for timely and accurate processing of corporate actions on ... securities held by our clients. In this role you...volunteering, and 28-day sabbatical after every 5 years of service for eligible positions + Paid parental leave and… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Charles Schwab (Lone Tree, CO)
- …The Restricted Stock Senior Specialist is part of the Restricted Securities Service organization which is responsible for restricted stock and Rule ... stock options As a member of the Restricted Stock Service department, the Senior Specialist 's responsibilities include:...parties are aware of details surrounding the delivery of securities and confirm that securities have been… more
- JPMorgan Chase (Columbus, OH)
- …for our clients through field engagement and support of the Lending Specialist organization. As a Lending Product Analyst within Wealth Management Lending Solutions, ... This role will provide exposure to a breadth of client solutions including securities based, margin, mortgage, and custom lending solutions. To be successful in this… more
- Bloomberg (New York, NY)
- RISK Implementation Specialist , Enterprise Service , Bloomberg Financial Solutions Location New York Business Area Sales and Client Service Ref # 10044995 ... employees alike. Our team comprises several key pillars: sales, service , operations , culture and brand. As a...as well as an in-depth knowledge of cross asset securities pricing and valuation. During the onboarding phase, you… more
- Federal Reserve Bank (Chicago, IL)
- …to financial institutions via FedLine(R) Solutions, Fedwire(R), National Settlement Service (NSS), FedNowSM, FedCash(R), FedACH(R), and Check Services. We are ... more robust and unified customer experience across our financial service offerings, and we will create new career growth...and our broader community. Summary: As a FRFS Cloud Specialist (AWS)/ SRE you will serve as a lead… more
- New York State Civil Service (Albany, NY)
- …Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category Financial, Accounting, Auditing Salary ... and preserving the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and implementing strategies… more
- HSBC (Miami, FL)
- …client base, including advisor-led and Self-Directed via phone and email. The Specialist also supports inquiries from Wealth Centers and internal clients such as ... WRMs (Wealth Relationship Managers), Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international … more
- MUFG (Jersey City, NJ)
- …more details. **Overview** We are seeking a highly skilled and motivated Payments Support Specialist to join our IT team. Based in Jersey City, NJ or New York ... NY, the individual in this role will be responsible for ensuring smooth operations and providing comprehensive technical support for payment systems. As a key member… more