- Oppenheimer & Co. Inc. (Scottsdale, AZ)
- …Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, ... Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the… more
- Oppenheimer & Co. Inc. (Jericho, NY)
- …Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, ... Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the… more
- Morgan Stanley (New York, NY)
- …Investment Management is one of the largest global asset management organizations of any full- service securities firm, with more than 40 years of history, a ... March 31, 2025. MSIM strives to provide outstanding long-term investment performance, service , and a comprehensive suite of investment management solutions to a… more
- Hantz Group (Maumee, OH)
- …declaration page quote sheet for meetings Market for property/casualty insurance service opportunities Assist advisors with client services Coordinate business ... and over 600 employees. We offer a multitude of services tailored to each individual client. We deliver a...part of a team with Financial Advisors and other Specialist within the organization. The role varies depending on… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own...the End to End of scheduling process across Brokerage Services Contact Center within the Investment Client Contact Center… more
- City National Bank (Newark, DE)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... 4 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Ability to perform research… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... High School Diploma or equivalent + 3+ years of experience in customer service , operations , financial services or business processing + Strong attention to… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... combination of education and experience required + 2+ years of Financial Services Industry related experience with securities knowledge preferred For individuals… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...provides a wide range of capital market products and services to corporate, financial sponsor and institutional clients. The… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational ... innovation; and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Treasury Operations Specialist role for a boutique International Bank located in midtown ... Operations experience at a Bank, with knowledge of Securities /Repo Settlements and SWIFT, Kondor or Calypso systems. This...Bachelor Degree in Finance or related subject This Treasury Operations Specialist role is located in midtown… more
- Wells Fargo (Charlotte, NC)
- …client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement services , structure loan operations ... role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security...which is a part of Corporate and Investment Banking Operations Shared Services team. Security Master Ops… more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate & ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a...and over 600 employees. We offer a multitude of services tailored to each individual client. We deliver a ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Wells Fargo (Charlotte, NC)
- …payments, customer service , project support, funding operations , custodial operations , securities settlement services , structured loan operations ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
- Truist (Atlanta, GA)
- …supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within Capital Markets Operations . Major responsibilities ... on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- MUFG (Tampa, FL)
- …team will provide more details. **Job Summary** The Global Cybersecurity Operations Execution Specialist supports the execution of cybersecurity strategy ... of a mature cyber risk management framework under the Global Security Operations Center. This role involves collaborating with various teams both domestically and… more
