- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Ventura County (Ventura, CA)
- Investment Officer / Senior Investment Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/5071037) Apply Investment Officer / ... Officer series. Under the general supervision of the Senior Investment Officer or senior ...& Verbal Communication - Preparing and presenting investment summaries, compliance reports, and market research findings for senior… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- Chemours (Wilmington, DE)
- …office and report directly to the Chief Compliance and ERM Officer . The Senior Director of Global Trade Compliance is a senior leader responsible ... and more modern living depend on Chemours chemistry. Chemours is seeking a Senior Director of Global Trade Compliance to join our Ethics & Compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Forward Air (Coppell, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, ... implementation, and management of Forward's global trade compliance program. As the subject matter...Broker (LCB) is strongly preferred + Certified US Export Compliance Officer (CUSECO) or similar certification +… more
- Acuity Brands (Atlanta, GA)
- …at www.acuityinc.com . **Job Summary** As Senior Counsel, Global Customs and Trade Compliance , you will be responsible for providing strategic guidance and ... counsel on a wide range of global customs and trade compliance matters. You will lead and...Environment team will report to the Vice President, Chief Compliance Officer . **Key Tasks & Responsibilities (Essential… more
- City of Long Beach (Long Beach, CA)
- LABOR COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/5075943) Apply LABOR COMPLIANCE OFFICER Salary ... THE PORT OF LONG BEACH IS SEEKING A LABOR COMPLIANCE OFFICER (This is an at-will position)...Reporting: Strong skills in preparing, analyzing, and presenting reports, compliance metrics, and performance data to senior … more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Senior Investment Officer - Fund Accounting** **Job Class: Investment Officer /Portfolio Manager** **Agency: MN State Board of Investment** + ... Financial Services and Operations and in conjunction with the SBI's Controller, the Senior Investment Officer , Fund Accounting will ensure the accuracy and… more
- Deloitte (Jersey City, NJ)
- …valuation requirements. + Process improvement planning and implementation assistance + Trade compliance audit assistance and representation before trade ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...which support Rule 206(4)-7. + Email surveillance / personal trade reviews / marketing material reviews + Develop and… more
- Deloitte (Boston, MA)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- USAA (Chesapeake, VA)
- …us special and impactful. **The Opportunity** As a dedicated **_Protective Security Officer Senior_** , you will armed response to emergency incidents involving ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + High School Diploma,… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- Citigroup (Wilmington, DE)
- …across risk, technology, operations, and finance teams.** **Influence decision-making at senior levels by presenting clear architectural options, trade -offs, and ... **We are seeking a highly experienced and strategic Senior Credit Risk Business Architect to lead the...the technology stack supporting our decisioning, monitoring, reporting, and compliance needs.** **This is a critical role that requires… more
- Fujifilm (Holly Springs, NC)
- …with the roll-out of Fujifilm Holdings US Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep of Trade ... **Position Overview** Act as the local Compliance Officer for both of Fujifilm Biotechnologies sites in North Carolina region. In addition, they will be the main… more
- East Boston Neighborhood Health Center (MA)
- …budgets and capital requests; act as liaison between Administrative Director and senior team members, including the Chief Financial Officer Direct Administrative ... 1601 Washington Street Position Summary: Position Summary Reporting to the Chief Medical Officer , the VP/Chief Behavioral Health Officer will be responsible for… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more