- Village of Minooka (Minooka, IL)
- …with operations at the water distribution facilities that include a large series of pumps, motors, instrumentation, system controls, and SCADA systems. Also be ... operations including lab testing and documenting information required to follow compliance to the Illinois Environmental Protection Agency. This person shall have… more
- USAA (Phoenix, AZ)
- …other business stakeholders. Responsible for the teams model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person ... identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelors degree in mathematics,… more
- CAIS (New York, NY)
- …and post-trade experience. CAIS supports over 50,000 advisors who oversee more than $ 6 trillion in network assets. We are seeking a highly motivated Structured Notes ... Compliance Professional to join our growing Compliance ...Bachelor's degree in Finance, Business, Law, or related field. Series 7, 63, and 24 licenses are required. 3-7… more
- VA Nebraska-Western Iowa HCS - Omaha (Omaha, NE)
- …THIS ANNOUNCEMENT REMAINS OPEN UNTIL 9/5/2025, WE WILL BEGIN SCREENING APPLICANTS ON 6 /12/2025. Major duties include (but not limited to): Follows both oral and ... to have met all qualification requirements for the title, series , and grade held, which are a part of...communicating with individuals to obtain the desired effect, ensuring compliance with established policies and regulations. * Ability to… more
- National Life Group (Montpelier, VT)
- …assigned. Preferred Qualifications LOMA certifications, including the Associate, Insurance Regulatory Compliance ("AIRC") designation FINRA Series 7 and 24 ... Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director Company Summary...sick time than required by state or local law); 6 weeks of paid parental leave; and 6… more
- Washington VA Medical Center (Washington, DC)
- …and other elements in the electronic medical record and medical systems. This series includes work that requires a practical knowledge of computerized data entry, ... Chapter 3, Section A, paragraph 3.j. Grade Determinations : Medical Support Assistant (Advanced)GS- 6 Experience . One year of experience equivalent to the GS-5 grade… more
- Nesco Resource (New Haven, CT)
- …a life and health license and become an Investment Adviser Representative by passing NASAA Series 65 exam within 6 months. Partners with General Agents in the ... strong business relationships with field associates. Solid understanding of insurance compliance . Enthusiastic team player and self-starter with the ability to work… more
- Western Municipal Water District (March Air Reserve Base, CA)
- …position. The Position Under close supervision, individuals within the Accountant I series are responsible for performing routine duties in the maintenance, review ... of Duties The Accountant I is the entry-level class in the accounting series . ESSENTIAL FUNCTIONS The duties listed below are intended only as illustrations of… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …new client development, sales activities, investment management, customer service and compliance with personal and professional growth and development. The Trainee ... products or services. Firm's working structure, policies, mission, strategies, and compliance guidelines. Skill in Operating client relationship manager system and… more
- VIP Auto (Portland, ME)
- …repair, and maintenance services for customers, including all systems covered by the ASE series of automotive certifications a. A1 - Engine Repair b. A2 - Automatic ... Desk with the vehicle keys upon completion of service. 6 . Obtains needed parts only from a member of...A4 and A5 ii. ASE Technician: Four of the A- Series ASE certifications iii. Master Technician: All eight A-… more
- First Horizon (Memphis, TN)
- …Microsoft Office suite TeamMate + (Preferred) CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc) Professional certification (CIA or ... Monitors and reports on the internal audit activity to ensure compliance with Institute of Internal Auditors (IIA) Standards, industry, regulatory, department,… more
- Forsyth County, GA (Cumming, GA)
- …budgeting, roadway design coordination, contractor coordination, and ensuring compliance with transportation-specific regulations and standards. As they advance ... through the series , they will manage increasingly complex transportation projects, take on more leadership responsibilities, and develop expertise in both… more
- TD Bank Group (Mount Laurel, NJ)
- …skills. They are required to have expertise in statistical (regression, time series ), economic, and machine learning modeling. They are also required to demonstrate ... experience in addition to experience below 10+ years relevant experience 6 + years modeling experience required Proven interpersonal and consultative communication… more
- Morgan Stanley (New York, NY)
- …including consultant coverage, investment teams, client account management, marketing, compliance and legal. Maintain detailed knowledge of products across public ... of client relationship management (CRM) systems and data/analytics. Requirements : Ideally 6 + years plus of experience developing new client relationships at an… more
- Ares Management Corporation (New York, NY)
- …Ares constituents including marketing, finance and accounting, legal and compliance , portfolio management and investment professionals; Outgoing, collaborative and ... co-investment and broader client servicing efforts. Qualifications Bachelor's degree required. 6 + years of work experience in an investor relations, strategy, client… more
- Citigroup, Inc. (River Forest, IL)
- …a goal-oriented team player able to work without direction US: Current Registration for FINRA series 6 , 63, and 65 are required for the role. Individuals with ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/AML and other ...Series 7 and 66 or equivalent are encouraged to… more
- Corebridge Financial (Linthicum Heights, MD)
- …Two plus years of experience working as a Financial Advisor A successful sales track record FINRA Series 6 or 7 licenses and a Series 63 and 65 or 66 ... planning tools Company-paid E&O, licensing fees, continuing education and compliance support What we are looking for We love...a generous dollar-for-dollar Company matching contribution of up to 6 % of eligible pay and a Company contribution equal… more
- Oppenheimer & Co. Inc. (Jericho, NY)
- …Must have or is willing to obtain FINRA Registrations: SIE and Series 99 or Series 7 and 63 (Within 6 months of hire) Strong attention to detail and accuracy ... and corrections of orders Works with the Branch Control Officer to ensure compliance with the Firm's policies and procedures Resolves client service issues Trains… more
- State of Colorado (Denver, CO)
- …responsible for nursing components of accreditation; Review and monitor CQI compliance ; Formulate and implement policies and procedures essential to promoting ... quality care; Responsible and accountable for ensuring staff compliance with all Life/Safety policies and procedures; May occasionally...level or based on their time in the class series , whichever is higher. Those rehired or reinstated after… more
- Precision Castparts Corp. (Portland, OR)
- …Arc Welder (SMAW) and Plasma Arc Welder (PAW). D. Welds in compliance with Process Control Procedures and external quality control standards including aerospace ... Training is provided on the job. 2. Welding Tech Series courses as directed. 3. Alloy Certification and/or Titanium...specifications on Tech Cards. 5. Ability to work independently. 6 . Ability to lift and/or maneuver objects weighing thirty… more
