- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- Capital One (New York, NY)
- Senior Audit Manager , Financial Crimes...be regularly worked. Charlotte, NC: $155,300 - $177,200 for Audit Sr . Manager Chicago, IL: $155,300 ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in...- $177,200 for Audit Sr . Manager McLean, VA: $170,800 - $194,900… more
- PNC (New York, NY)
- …feel respected, valued and have an opportunity to contribute to the company's success. As an Audit Manager Sr , you will be within PNC's Internal Audit ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit Team prefers...passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways:… more
- City National Bank (Jersey City, NJ)
- * SR AUDIT MANAGER - OPERATIONAL RISK...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead...and accounting and control environments in which City National Bank operates, especially for audit areas assigned.… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - ENTERPRISE RISK...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... MANAGEMENT* WHAT IS THE OPPORTUNITY? The Sr . Audit Manager position is...programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior … more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- US Bank (Atlanta, GA)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- US Bank (Minneapolis, MN)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Europe supports CAS senior leadership in ... senior management and risk management) and adjusting the audit plan when appropriate + Supervise audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- City National Bank (Los Angeles, CA)
- * MANAGER OF AUDIT SR - PAYMENT AND FRAUD OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Payment and Fraud Operations will ... support City National Bank 's Internal Audit by providing independent, objective...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager -...Mortgage Risk Assessment Process) Accountable for adhering to the Bank 's BSA , AML and Office of Foreign ... A Brief Overview The Mortgage Regulatory & Credit Risk Manager is responsible for overseeing and managing regulatory risk...any suspicious activity and/or transactions in accordance with the Bank 's processes and comply with any mandatory BSA… more
- Robert Half (Dallas, TX)
- …9 (Reg 9) - Office of the Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering (AML) requirements ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- Navy Federal Credit Union (Vienna, VA)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... Overview Provides leadership and oversight of audit teams responsible for planning and executing advisory...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- City National Bank (Raleigh, NC)
- …with all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , Fair ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- First National Bank of Omaha (Omaha, NE)
- … IT Auditor is responsible for assessing risks, evaluating controls, and designing appropriate audit tests. They will assist the manager with the risk assessment ... aid the department in the development of the annual audit plan. The Senior IT Auditor oversees...with bank policy, laws, regulations, and the bank 's BSA /AML Program, as applicable to your… more
- Regions Bank (Birmingham, AL)
- …logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, ... expert that advises on business and/or product decisions. The manager will have full ownership for one or more...reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops strategies to… more
- KeyBank (Cleveland, OH)
- …in compliance testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, ... other members of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or testing concepts and apply… more
- KeyBank (NY)
- …applicable group meetings. + Perform complex compliance tasks as assigned. + Understand and support Bank Secrecy Act ( BSA ), AML, and OFAC related ... (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills. + Ability to work independently. +… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more