- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important ... advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer...support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)… more
- Scotiabank (New York, NY)
- Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... plans, and initiatives are executed and delivered in support of the Swap Dealer Compliance team's business strategies and objectives. This individual must ensure… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring specific individual goals,...to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer… more
- PNC (Houston, TX)
- …to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will join PNC's Independent Risk Management ... discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and test...team, you will monitor and test activity related to SWAP dealer and Capital Markets. This position supports business… more
- PNC (Chicago, IL)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a ... PNC location. Preferred locations are listed in this requisition. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at manager's discretion. Are you interested in an opportunity to… more
- The Albany Auto Group (Latham, NY)
- Description The Albany Auto Group is looking for Swap Drivers / Dealer Trade Driver. In this position, you will be driving dealer trade cars to and from other ... dealerships, inspecting vehicles for defects, filling cars with gas and delivering paperwork. This position works in a PT capacity, and as needed. Although most are done weekdays, Saturday availability is always helpful. Responsibilities *Ensure necessary… more
- ManpowerGroup (New York, NY)
- …financial services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:**… more
- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty knowledge of CFTC,… more
- ManpowerGroup (New York, NY)
- …Range:** $80-85/HR W2 **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the ... effectiveness of internal controls related to swap transactions and recommend improvements as needed. + Stay...in the financial services industry with a focus on swap transactions. + Strong knowledge of regulatory requirements related… more
- HSBC (New York, NY)
- …and ensuring HSBC is compliance with CFTC, CSA, and SEC Securities-based Swap Dealer regulations. + Provide leadership and guidance to develop and strengthen ... supporting Trade and Transaction Reporting (CFTC, CSA and SEC Securities-based Swap Reporting) + Management of governance framework and controls around trade… more
- Robert Half Finance & Accounting (New York, NY)
- …experience within Asset Management or a Bank, with strong knowledge of Swaps/ Swap contracts and Uncleared Margin Rules (UMR). Strong technical skills with System ... Management experience within Asset Management or a Bank + Strong knowledge of Swaps/ Swap contracts and Uncleared Margin Rules (UMR) + Strong technical skills with… more
- Ricoh Americas Corporation (Brunswick, GA)
- …training to end users on RICOH equipment and features. + Assist with hot swap tasks and desktop printer relocations (with proper approval). + Manage on-site hardware ... and hot swap inventory. + Support inventory and implementation efforts. + Complete all administrative tasks accurately and on time. + Maintain a professional… more
- TD Bank (New York, NY)
- …efforts by rotating through various business lines including Securities Lending, Swap Trading and Prime Services Sales. **Key Responsibilities** + Support securities ... Services and Operations to service existing prime client accounts + Execute swap hedging transactions under direction of senior traders + Provide data analysis… more
- University of Colorado (Boulder, CO)
- …GPS limited/denied environments. The candidate will develop high precision, low SWaP -C solutions for resilient operations in relevant DoD environments. **Quantum ... operations, and/or electronic warfare (EW) to address DoD challenges in SWaP -C, bandwidth, loss/efficiency, integration, and/or stealth. The candidate will develop… more
- Bank of America (New York, NY)
- …interfaces that display risk and blotter trades to execute and price interest rate swap trades, monitor and manage market risk, and conduct time series analysis to ... interfaces that display risk and blotter trades to execute and price interest rate swap trades, monitor and manage market risk, and conduct time series analysis to… more
- BD (Becton, Dickinson and Company) (Sparks, MD)
- …accuracy. + Print and distribute FedEx shipping labels for RGA and RMA processes. **Single Swap Process** + Act as a backup for fulfilling Single Swap product ... orders, including instruments, accessories, and options. + Coordinate with BD customers, Phone Support Engineers, shipping partners, and the Repair Center to ensure timely execution. **SKILLS & COMPETENCIES** + Strong organizational and multitasking abilities… more
- State of Georgia (Gwinnett County, GA)
- …include supporting Registrar Office with registration lab, processing of add/drop/ swap forms, no shows, reinstatements, withdrawals, and grade changes; transcript ... at the Commencement ceremony. 15% 3. Assists with processing of add/drop/ swap forms, no shows, reinstatements, withdrawals, and grade changes; transcript printing;… more
- CyrusOne (Chandler, AZ)
- …both non-managed and managed clients, including initial troubleshooting, reboot, hardware swap , and setting up new customers. + Install customer orders, including ... the client or the monitoring platform: -Initial troubleshooting of incidents-Reboot-Hardware swap -Setting up new customers + Provides coordination with contractors… more
- Wells Fargo (New York, NY)
- …Rates and Foreign Exchange Lines of Business as well as the CFTC Swap Dealer within the Markets Division. This role will provide regulatory compliance advice ... Experience with Institutional Interest Rates Compliance, including Primary Dealer activities, CFTC Swap Dealer and Foreign Exchange Sales and Trading + The ability… more
- JPMorgan Chase (Plano, TX)
- …Dealer, Futures Commission Merchant, Commodity Pool Operator, and registered as a swap dealer and Security-Based Swap Dealer. JPMS LLC conducts investment ... banking and securities and futures business, specializing in a wide range of financial products for clients worldwide. Join JPMS LLC, a leader in global financial services, and play a pivotal role in shaping our control environment. As a Legal Entity Control… more