- JPMorgan Chase (New York, NY)
- …professional courtesy and acumen, and deliver flawless work output. This role supports the Global Technology Regulatory Exam Management team in the US ... which handles technology focused regulatory examinations and regulatory engagements conducted by banking and securities regulators, including the OCC, FRB,… more
- Citigroup (New York, NY)
- …for the Enterprise Data office regulatory engagement strategy and execution, regulatory exam management and oversight, and policy adherence. This ... Management senior officer will be part of Citi's Technology & Business Enablement Regulatory Management...**Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management … more
- Citigroup (New York, NY)
- …+ Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls ... that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals...five teams: (CRA Governance & Communications, CRA Analytics, CRA Exam Management & Strategy, CRA Regulatory… more
- Citigroup (New York, NY)
- …issues identified during regulatory engagement, including the various stages of the exam management lifecycle. + Monitoring the full lifecycle of identified ... Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible... communication. + Leading and mentoring team members through exam and interaction process by providing expertise on how… more
- Citigroup (Getzville, NY)
- …plan, record retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, ... Finance Regulatory Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong… more
- Citigroup (New York, NY)
- …Advanced degree preferred **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with...activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,… more
- Bank of America (New York, NY)
- …representatives from GPS along with numerous support partners including Compliance, Audit, Technology , Operations and Regulatory Relations. We are seeking a ... and Front-Line Unit / Control Function (FLU/CF) during the management of exams, inquiries and other regulatory ... matters in accordance with enterprise-wide standards. - Support regulatory exams to ensure consistent exam practices,… more
- Scotiabank (New York, NY)
- …and is responsible for managing and supporting supervisory interactions, including exam management , continuous monitoring, senior management discussions ... work with senior stakeholders in the three lines of defense, including Bank management and governance committees on regulatory topics. The role includes… more
- Scotiabank (New York, NY)
- …**Overview** The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, ... oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory topics. The role includes partnering… more
- American Express (New York, NY)
- …effective + Work closely and coordinate with various regulatory reporting, technology , data governance, service management , teams to ensure quality assurance ... reporting purposes. The team partners closely with the Regulatory Report owners, Technology , Data Governance, and...wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others. + Lead… more
- American Express (Charlotte, NC)
- …metrics * Work closely and coordinate with various regulatory reporting, technology , data governance, service management , teams to ensure the quality ... deliver QA responsibilities and will work in close coordination with Regulatory Reporting, Finance Data Governance, Service Management , Technologies, and… more
- Wells Fargo (Charlotte, NC)
- …Demonstrated experience with audit, independent testing & validation, exam management and/or controls + Demonstrated experience with regulatory remediation ... is seeking a **Lead** **Product Manager** supporting the **Currency Transaction Regulatory Reporting Product (CTR)** team within the **Chief Operating Office (COO)**… more
- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... by the business and functional areas. The testing will focus on regulatory requirements, controls and processes related to auto finance and banking products.… more
- Santander US (Quincy, MA)
- Governance Management Technology /Operations, Senior Associate Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... You!** The Difference You Make: The Sr. Associate, Governance Management operates within the Technology & Operations...of Defense to maintain directional alignment on reporting. + Exam Management : Liaise with the Business Line… more
- The County of Los Angeles (Los Angeles, CA)
- …over 5,120 contracted workers of varying professions in facilities management , information technology , environmental, administrative, purchasing and contracting, ... ADMINISTRATIVE MANAGER XIII, INFORMATION TECHNOLOGY , ISD (CGO, SSB, CAB) Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4280806) Apply … more
- The County of Los Angeles (Los Angeles, CA)
- …records with them. Works closely with Legal, Compliance, Risk and Information Technology on Health Information Management (HIM) operations system and legal ... HEALTH INFORMATION MANAGEMENT SUPERVISOR/CORRECTIONAL HEALTH Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4893836) Apply HEALTH INFORMATION… more
- M&T Bank (Buffalo, NY)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align practices with business… more
- US Bank (Minneapolis, MN)
- …and monitoring + Ongoing compliance monitoring + Tracking and reporting Support technology related policy and risk management activities to enable the ... SOX, PCI, GLBA, and industry frameworks and best practices related to policy management , security and information technology risk management . -… more
- Wells Fargo (Dallas, TX)
- …Wells Fargo is seeking a Principal Mid-Corporate Relationship Manager in Technology banking within Specialized Industries as part of Commercial Banking. Learn ... complex and substantial cash flow and other credit solutions for Mid-Corporate Technology clients having enterprise impact, high risk or significant scope, by… more
- KeyBank (Brooklyn, OH)
- … management of internal audits and external exams. Participate in pre- regulatory exam preparation activities including collecting and tracking information ... BRIEF)Assists assigned line(s) of business with the identification, measurement, and management of risk; development and implementation of sustainable controls; and… more