- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with the annual… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- Insmed Incorporated (NJ)
- …Committee of the Board of Directors and administratively to the Chief Financial Officer , the role will be responsible for developing and executing a comprehensive ... executing on the annual risk-based internal audit plan.Lead the full compliance program with Sarbanes-Oxley (SOX) Section 404, including scoping, risk assessments,… more
- Office of the Inspector General for Tax Administration (Washington, DC)
- …Mission Support (OMS). As a Deputy Inspector General for Mission Support (Chief Financial Officer ), you will serve as the Chief Financial Officer to the ... a Deputy Inspector General for Mission Support (Chief Financial Officer ), you will: - Direct and provide leadership and...position is conditioned upon review/check of the candidate's tax compliance . Further, all TIGTA employees are subject to an… more
- Pipkin Construction (East Wenatchee, WA)
- …Federal Contractor. Our Employees are verified through E-Verify and subject to drug testing . Any offer of employment is contingent on passing pre-employment drug and ... initially serve as Controller, with a path to grow into the Chief Financial Officer (CFO) role as the company scales. Experience in Construction or Cost Accounting… more
- Columbia Technology Partners (Annapolis Junction, MD)
- …solutions to the Government PM in a timely and transparent manner Ensure compliance with all regulatory and administrative requirements imposed by the contract and ... as the main point of contact for the Contracting Officer (CO), the Contracting Officer 's Representative (COR),...All applicants and employees are subject to random drug testing in accordance with Executive Order 12564. Employment is… more
- VIZIA Diagnostics (Alpharetta, GA)
- …our Alpharetta Laboratory. Laboratory Quality Coordinator candidates MUST have prior Regulatory Compliance experience in CAP, or CLIA or CLEP. JOB DESCRIPTION: JOB ... assists in quality control, assurance, and improvement initiatives, and helps ensure compliance with regulatory and accreditation requirements such as CLIA, CAP, and… more
- Office of the Secretary of Defense (Arlington, VA)
- …the overall approach to meet contracting program objectives as a warranted agreements officer for a wide range of programs, products, or systems, which may involve ... program stages. Review complex requirements packages for adequacy and compliance with administrative, regulatory, and procedural requirements. Evaluate and execute… more
- Kanabec County (Mora, MN)
- …documents and correspondence Ensures timely correspondence with medical community in compliance with home care conditions and participation. Receipt any funds being ... condition or act to their supervisor or the safety officer immediately. Schedule meeting rooms for Public Service Bldg...payment for radon test kits Assists with the monthly testing of the panic button alarms. Calls clients as… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + Exposure ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- American Express (New York, NY)
- …program, including policies, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance officer standards across team in ... role will lead an organization of line of business compliance officer teams and report to the...(such as Compliance Risk Assessment and Independent Compliance Testing ). + Execute the Compliance… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to ...+ Analyzes and reports compliance information and testing outcomes to Compliance and business/group management,… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- KeyBank (Brooklyn, OH)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- KeyBank (Brooklyn, OH)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). . Prior financial services compliance testing experience leveraging risk-based auditing techniques. . Experience ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- Citigroup (O'Fallon, MO)
- …Assistant Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent ... strong emphasis on analytical thinking, the use of data analytics in compliance testing , and the ability to investigate deeply and drive meaningful results.… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... **What's The Role?** As a Risk Assurance and Controls Testing Officer on our RATO team, you...+ Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk … more
