- Phillips 66 (Houston, TX)
- **Phillips 66 & YOU - Together we can fuel the future** The Commercial Trading Compliance department is a key part of the Phillips 66 Global Ethics & ... trading activities. Based in Houston, Texas, the **Commercial Trading Compliance ('CTC') Analyst (Gas and Power)** position, will primarily be responsible… more
- Wells Fargo (Charlotte, NC)
- …wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned...a primary focus on the Interest Rates Sales and Trading Line of Business. The individual in this role… more
- Chevron Corporation (Houston, TX)
- …S&T functions. * Negotiation skills, understanding of deal structure, regulatory and trading compliance requirements, and contractual terms, and skills to manage ... into practice negotiation skills, understanding of deal structure, regulatory and trading compliance requirements, and contractual terms, and/or risk exposure… more
- JPMorgan Chase (New York, NY)
- …issues and inconsistencies within the trade booking process and working with the trading , compliance , legal, and regulatory teams to provide enhancements and ... remediated appropriately. Reconcile trades between front and back end trading systems. QUALIFICATIONS: Minimum education and experience required: Bachelor's degree… more
- ExxonMobil (Spring, TX)
- …* Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for...associated with ExxonMobil's gas and power, crude, and products trading activities. In this role, you will be responsible… more
- BP Americas, Inc. (Blaine, WA)
- …mentality to optimize decisions that improve profitability or lower costs. The Trading Operator must deliver safety and compliance requirements, meet product ... Sentiment and Trends, Shipping/transport, Supply chain management, Trade discipline and compliance , Trading and scheduling operations, Trading Fundamentals,… more
- Citizens (Iselin, NJ)
- …Fixed Income Sales & Trading team. Reporting to the Head of Sales & Trading Compliance , this role guides front office staff on regulatory and policy ... 57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at a FINRA registered broker dealer. + In-depth knowledge of SEC and FINRA… more
- Wellington (Boston, MA)
- …Senior Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support ... , legal and risk professionals, as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst's primary responsibilities… more
- Bloomberg (New York, NY)
- … Connectivity + Strong understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor ... Electronic Trading Solutions (ETS) - FX Sell-side Relationship Manager,...Service Ref # 10045629 **Description & Requirements** Bloomberg's Electronic Trading Solutions (ETS) Department unites all of Bloomberg's cross-asset… more
- Cargill (Houston, TX)
- … risks. * Advise on regulatory guidelines relating to commodity swaps and futures trading , and compliance with commodity trading advisor and swap dealer ... four years of related work experience + Relevant experience in Regulatory Compliance , Operations, Finance, Accounting, Audit, Legal, Sales, Trading , or related… more
- Bloomberg (New York, NY)
- …the larger Buyside organization and is responsible for building a state of the art trading compliance solution which serves as a crucial role within the order ... policies. Our Compliance Violations team is a critical part of that trading compliance solution, with the software we own sitting in the critical path of… more
- Robert Half Finance & Accounting (Chicago, IL)
- …+ Data Collection and Analysis: Gather trade data from internal systems, analyze trading activity to identify potential compliance concerns related to market ... FOCUS, and other required filings based on specific regulatory guidelines. + Compliance Monitoring: Monitor trading activity for potential violations of… more
- Motion Recruitment Partners (New York, NY)
- …documentation is ideal. **What You Will Be Doing** * Use hands-on experience with trading systems to support the operations, compliance , and governance of the ... Trading Systems Analyst New York, New York **Onsite**...desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/ compliance , audit, or data/metrics backgrounds * Knowledge of the… more
- Citigroup (Wilmington, DE)
- …to the business, with a primary focus on ensuring the legal soundness and compliance of complex debt trading activities. The overall objective of this role ... **position within** **Markets Legal, specifically supporting Spread Products - Sales & Trading ** **, based in Wilmington, DE. The term "Spread Products" at Citi… more
- BlackRock (New York, NY)
- …in real time. Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... of the investment cycle, including pre-trade decisioning, order management, trading , investment operations, risk management/ compliance /oversight, closed-book accounting,… more
- Capco, a Wipro Company (Houston, TX)
- …work effectively in a fast-paced, dynamic environment + Knowledge of regulatory requirements and compliance in the energy trading industry is a plus + Bachelor's ... the Job:** As an ETRM Business Analyst in Power Trading you will have a strong background in Power...background in Power markets, trade flow, and ETRM (Energy Trading and Risk Management) systems. The ideal candidate will… more
- Bloomberg (New York, NY)
- …and keen interest to learn relevant aspects of regulatory, market structure and compliance impacts to electronic trading -Knowledge of fixed-income electronic ... Fixed Income Electronic Trading Sales Specialist, Enterprise Sales - Bloomberg Financial...**Our Team** ETS unites all of Bloomberg's cross-asset electronic trading platforms into one team, delivering trading … more
- Wells Fargo (New York, NY)
- …derivatives sales and trading , and market-linked notes business, including sales, trading , credit, compliance , and operations functions + Review and analyze ... Section of the Legal Department to support the equity derivatives sales and trading businesses. For additional information on this line of business, refer to the… more
- Citizens (Stamford, CT)
- …in M&A advisory, investment banking, corporate finance, equity research, and sales and trading . Position Overview We are seeking a Compliance Officer to support ... Surveillance & Monitoring: Conduct reviews of research reports, deal announcements, and trading activities for compliance with regulatory and internal standards.… more
- Citigroup (New York, NY)
- …in key global markets (eg, European, Asian) impacting cross-border listings and trading . + ** Compliance & Risk Management:** Knowledge of anti-money laundering ... programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate… more