- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives ... in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively...as firm policies governing advisory accounts. An Advisor , general investment advisory is… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification ... clients of the company by combining the traditional roles of the Financial Advisor and Service Associate. Fosters and assists in the development of relationships… more
- Equitable (Tampa, FL)
- …(NY, NY ###), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an ... existing experienced financial professionals * Ensuring compliance oversight and supervision * Exemplifies the successful financial professional profile by...SEC-registered investment advisor . Annuity and insurance products offered… more