- Fidelity TalentSource LLC (Westlake, TX)
- Job Description:The RoleThe Brokerage Operations Associate is a member of the Restricted Stock Services team. You will be primarily responsible for assisting our ... from start to finish, while managing multiple work items.The Brokerage Operations Associate will interact with our...education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending… more
- Hired by Matrix (Jersey City, NJ)
- …knowledge of the brokerage business with an emphasis on retirement account operations Customer Request Handling / Problem Resolution / Data Analysis ... institution? If so, our client is hiring a Retirement Operations Analyst ! What You'll Do: Maintains functional...implications of transactions in and out of different retirement account types. Resolve retirement account issues and… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …professional experience as a Systems Analyst for software solutions Brokerage experience required, and some familiarity in account management capabilities ... Fidelity Investments. We are currently sourcing for a Systems Analyst to work in Fidelity's Workplace Investing business unit...value AI powered solutions to improve life for our operations associates. The Expertise and Skills You Bring Bachelor's… more
- Fidelity TalentSource LLC (Westlake, TX)
- …operating system. The Team We are at the core of Enterprise Infrastructure and Operations (EI&O) Team. EI & O are guardians of the customer and associate experience, ... management. We manage the Mainframe environment hosting the Core Brokerage and Workplace Investing Applications of Fidelity.Certifications:Company Overview Fidelity… more
- JPMorgan Chase (Columbus, OH)
- …for CWM, JPMS, and PB + Principal duties include reviewing and approving the brokerage account maintenance service requests in accordance with FINRA rules and ... Account Maintenance Group as a Client Data Analyst in Chase Wealth Management (CWM). In joining our...(CWM). In joining our Asset & Wealth Management (AWM) Operations business, you will be part of a diverse… more
- JPMorgan Chase (Plano, TX)
- …+ Fulfill primary responsibilities (Series 24) include reviewing and approving the brokerage account maintenance service requests in accordance with FINRA rules ... Account Maintenance Group as a Client Data Analyst in Chase Wealth Management (CWM). In joining our...(CWM). In joining our Asset & Wealth Management (AWM) Operations business, you will be part of a diverse… more
- JPMorgan Chase (Plano, TX)
- …data and documentation for CWM, JPMS, and PB + Review and approve the brokerage account maintenance service requests in accordance with FINRA rules and industry ... to the front office and client services **Job Summary:** As a Client Data Account Maintenance Analyst within our Client Maintenance roles team, you will be… more
- Banco Popular Puerto Rico (Guaynabo, PR)
- …On-site Operations Analyst General Description Operations Analyst is responsible to performed Account Receivable reconciliations, investigations and ... record of the referred reconciliation items and their follow-ups to Insurance, Brokerage Companies. + Prepare, document, and submit monthly income accruals related… more
- Bank of America (Jacksonville, FL)
- Markets Support Analyst -Global Markets Operations Asset Services Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common purpose ... high volume trading products like equities, fixed income, prime brokerage and wealth management. At Bank of America, our...trillions of dollars. Asset Services is a fast paced Operations where time is of the essence and the… more
- TD Bank (New York, NY)
- …degree in Economic or Finance * 5-7 years of experience in Prime Brokerage Operations * Experience and knowledge of Margin financing platforms including ... The included salary range for this role takes into account multiple factors that are considered in making compensation...for this role **Job Description:** Job title: Senior Margin Analyst Location: New York Metropolitan Area / Lake Mary,… more
- Marex (New York, NY)
- …Legal, Finance, Operations , Treasury, and Audit + Monitor client/firm positions, account balance, and P&L in real-time to ensure adherence to pre-defined risk ... (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Equity Market Risk Analyst relies on a thorough understanding of Equity markets to… more
- Citigroup (Irving, TX)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...enable growth and progress together. **The Role:** The SOC Analyst - Level 1 is an intermediate level position… more
- HUB International (Atlanta, GA)
- …of four integrated teams: marketing, client service, leave management solutions, and business operations . As an extension of a brokerage 's consulting and service ... teams, we support marketing, sold case implementation, account support, renewal management, analytics & insights, carrier eligibility, benefits technology builds,… more
- UMB Bank (Kansas City, MO)
- …well as sanctions set by the Office of Foreign Asset Control (OFAC). **UMBFS BSA/AML Analyst I** is an entry level position in the AML Division supporting the UMB ... Fund Services (UMBFS) AML program. The Analyst is responsible for learning how to perform analyses...reports. + Perform customer relationship reviews based on new account opening, higher risk attributes, and/or other relationships identified… more
- Citigroup (New Castle, DE)
- **Associate Finance Tax Analyst , Officer - Hybrid** As a bank with a brain and a soul, Citi creates economic value that is systemically responsible and in our ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Randstad US (Baltimore, MD)
- …you passionate about delivering client services and looking for a career in financial operations ? We are supporting a leading brokerage firm who is seeking to ... client service analyst . + baltimore , maryland + posted 10...investigating and resolving issues to ensure client on boarding, account opening, trade allocation, confirmation processing and settlement occurs… more
- Thrivent Financial (Cottage Grove, MN)
- Investment Support Analyst for well-established Financial Planning Practice Our mission is to empower the clients we serve to live exceptional lives in alignment ... support to the chief investment officer, and assists daily operations of the practice, including, but not limited to:...based on individual & team performance Benefits: Health Savings Account , SIMPLE retirement savings plan, Paid Time Off This… more
- HUB International (Atlanta, GA)
- …of four integrated teams: marketing, client service, leave management solutions, and business operations . As an extension of a brokerage 's consulting and service ... teams, we support marketing, sold case implementation, account support, renewal management, analytics & insights, carrier eligibility, benefits technology builds,… more
- Guidehouse (San Antonio, TX)
- …commitment to creating a diverse and supportive workplace. The responsibilities of the Analyst will include, but are not limited to: + Performing AML alert/case ... to end understanding of Transaction Monitoring/ KYC/ Screening/ Fraud Operations /Jurisdiction specific SAR filing/Narrative from documentary and non-documentary verification… more
- WTW (Boston, MA)
- …with health and welfare plans, ideally gained in a benefit consulting/ brokerage firm, Health Plan, Third Party Administrator, Regulatory Agency, Legal/Compliance ... credentialing, quality management, pharmacy prior-authorization processes and health plan operations + Basic understanding of Mental Health Parity and Mental… more
