- Federal Reserve System (Dallas, TX)
- …our partners. Location: #LI-Hybrid **About the Role:** We are looking for a Broker/ Dealer Risk Specialist to be part of a dedicated supervisory team responsible for ... compliance with the supervised firm's core business lines, with focus on broker/ dealer and advisory services activities. You will report to the Deputy Central… more
- Tradeweb (Jersey City, NJ)
- …a Senior Accountant\Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive knowledge of broker ... dealer operations, securities regulations, and financial reporting ...team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the… more
- Hold Brothers (New York, NY)
- …this role is responsible for the implementation and management of finance and accounting processes, external filing and financial reporting , and accounting ... EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member...Dealer according to GAAP and ensuring all regulatory reporting requirements are met. + Work with the CFO… more