- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Sr. Manager , Brokerage Risk The Brokerage Risk team advises Fidelity's dynamic individual investor businesses building lifetime relationships with ... for advancing critical components of our risk governance program including advisory , risk and readiness assessments, incident and issue management, and risk… more
- Fidelity TalentSource LLC (Boston, MA)
- Job Description:RoleThe Digital Asset Product Manager will work on product development, management, strategy, and marketing of a range of Fidelity Digital Asset ... ecosystem and the digital asset management investment products and advisory servicesCommunications and Collaboration: Effectively communicating product plans, progress,… more
- Abbtech Professional Resources (Mclean, VA)
- …CPA General Experience and Functional Responsibility: An Auditing Services Manager devises or modifies procedures to solve complex problems, provides ... other project staff, or serves in a role of an experienced technical manager . Conducts analysis of work plan completeness, prepares status reports, and supports… more
- Fidelity TalentSource LLC (Covington, KY)
- Job Description: Manager , Brokerage Risk The Brokerage Risk team advises Fidelity s dynamic individual investor businesses building lifetime relationships with ... degree with strong academic credentials (preferred)5+ years of risk, compliance , legal, or audit experience at complex financial services...part of this team, you will help deliver risk advisory support on major firm initiatives and new products… more
- Select Water Solutions (Houston, TX)
- …TimeFLSA Classification: ExemptBusiness Unit: InfrastructureReports to: VP of Technical Advisory & Special ProjectsTravel Requirement: Yes Job Description This ... required to promote and sell new projects, programs, and systems.Ensures compliance with federal, state, local, industry, contractual, and company regulations,… more
- Fidelity TalentSource LLC (Salt Lake City, UT)
- …products and appropriate Fidelity guidance to customer interactions Ensure compliance with regulatory requirements through observing client interactions, reviewing ... We strive to drive business opportunities by building a strong planning and advisory team that will embrace the company vision and cultivate long term client… more
- Russell Tobin & Associates (Peachtree City, GA)
- …$30-39/hr. Job Description: Title: Offset Press Operator Reports to: Operations Manager Summary: Operates Specialized Machine to produce "Best In Class" packaging ... Requirements and Chain of Custody Ohse and clean: Ensures complete adherence and compliance to the OHSE and Clean policies. Assists team members in maintaining clean… more
- MUFG (Irving, TX)
- …Advisory reports into the Global Head of AML Advisory . The Trade Finance AML Advisory Manager will report to the Head of Trade Finance AML Advisory . ... or she is responsible for advising the Head of Trade Finance AML Advisory , FCC Global Stakeholders and relevant first-line business leaders on issues identifying and… more
- Discover (Riverwoods, IL)
- …Maintains a high level of awareness and knowledge of Fair Banking compliance requirements (including Americans with Disabilities Act, Limited English Proficiency and ... business partners in the first line of defense regarding compliance risks and controls. + Supervises the development of...Fair Banking Program initiatives with guidance from the Senior Manager and the Fair Banking Program Director. + Promotes… more
- Capital One (Mclean, VA)
- …privacy laws and regulations. The Privacy Compliance Team is seeking an Advisory Manager who will serve as a dedicated advisor for international privacy ... lines of business on international privacy risks as needed. The Privacy Compliance Manager will apply risk, process management, and analytical skills to drive… more
- T. Rowe Price (Owings Mills, MD)
- …it's respective compliance program as it relates to Brokerage. The Manager will also lead and support projects to improve compliance processes/programs. ... contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that… more
- Capital One (Richmond, VA)
- …AML requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve AML soundness ... regulatory/ compliance requirements. While working within the AML Advisory team, the Advisory Manager ...Compliance Advisory Experience** + **Certified Regulatory Compliance Manager (** **CRCM) Certification, Association of… more
- AON (New York, NY)
- Aon is looking for a Cyber Security Advisory Consulting Manager - Defense and Transformation This Defense and Transformation service line Manager role will ... within budgeted hours. The location is flexible. Your impact as a Cyber Security Advisory Consulting Manager Job Responsibilities: This role will be part of a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... guidelines as well as firm policies and procedures governing advisory accounts. The Manager for this team...work is of good quality. * Works collaboratively with Compliance , Supervision, Legal, and the business units to address… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- Cherry Bekaert (Raleigh, NC)
- …Description** : Lead client engagements in the areas of Cybersecurity Advisory , Managed Security Services, Vulnerability Assessments, Attack & Penetration Studies, ... Response and Threat Management, Cybersecurity Due Diligence, and Cybersecurity Risk and Compliance Assessments. Lead and direct teams of 2-10 of our consultants in… more
- KPMG (New York, NY)
- **Business Title:** Manager , Infrastructure Capital Projects & Climate Advisory (Transportation) **Requisition Number:** 112128 - 68 **Function:** Advisory ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager , Infrastructure Capital Projects &… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ... ideal candidate must have compliance advisory experience in Municipal Securities business...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Warner Bros. Discovery (Burbank, CA)
- …and mitigating risks. We are seeking a dynamic and innovative Internal Audit & Advisory Manager , focusing on enhancing achievement of our WBD business strategies ... can thrive. **Your New Role ** Internal Audit and Advisory strengthens WBD's ability to create, protect, and sustain...creativity, and excellence in stakeholder engagement. The Internal Audit Manager will be asked to perform the following: **Your… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are looking for a Director, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... + 7-10 years related experience, ideally 10+ years of compliance advisory experience. Similar experience with a...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
