- TD Bank (New York, NY)
- …the role which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** The TD Bank Fair Banking… more
- Synchrony (New York, NY)
- …and partnering in the Agile development governance framework, effective challenge and oversight of information technology functions that impacts compliance with ... IT systems and software development life cycle (SDLC) where business change events can impact compliance with...Participate in the development and provide effective challenge and oversight of Synchrony's enhanced business change governance… more
- City National Bank (New York, NY)
- ** MANAGER INVESTMENT OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... of CNB. This position is also responsible for 2LOD oversight and monitoring of CNB's 1LOD obligations, and will...well as any functions that are housed in centralized compliance functions within the Bank or affiliates.Responsible for all… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet) **Job:** **Other* **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight * **Location:** *New York-New ... is a global financial services firm that conducts its business through three principal business segments: Institutional...will be responsible for supporting the Regulatory and Audit Oversight Group and be based in New York, NY… more
- TD Bank (New York, NY)
- …supports the AML compliance framework by providing guidance to, and oversight of, the Business ' implementation of current Anti-Money Laundering and ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects… more
- Bank of America (Pennington, NJ)
- …and regulatory oversight functions within a supervision group for multiple business channels, and is responsible for a wide variety of delegated processes or ... Merrill Advisory Development Program Oversight Principal Jacksonville, Florida;Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a… more
- City of New York (New York, NY)
- …Description OPEN TO CANDIDATES WHO ARE PERMANENT IN THE HEALTH SERVICES MANAGER CIVIL SERVICE TITLE AND OTHER COMPARABLE CIVIL SERVICE TITLES INCLUDING, ... ADMINISTRATIVE STAFF ANALYST, ADMINISTRATIVE MANAGER (ONLY DOHMH CANDIDATES OR DOHMH CANDIDATES WHO ARE...and Mental Hygiene is charged with the creation and oversight of programs, policies, services, and environments that support… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Merchant Services Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of ... job is responsible for executing second line of defense compliance and operational risk oversight for a...Process Management + Written Communications The Merchant Services Technology Compliance and Operational Risk Manager is responsible… more
- American Express (New York, NY)
- …primarily supporting Small Business Card products. The successful candidate will provide compliance guidance and oversight for this core area of the GCS ... Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO),...business . The compliance efforts for this position will have a particular… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank ... job is responsible for executing second line of defense compliance and operational risk oversight for a...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... job is responsible for executing second line of defense compliance and operational risk oversight for a...ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages… more
- CIBC (New York, NY)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap ... Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution...+ Solid knowledge and understanding of our lines of business , products and operations to effectively provide oversight… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... inquiries, other audits, and examinations * Engage in activities to provide independent compliance and operational risk oversight of FLU performance and any… more
- American Express (New York, NY)
- …Line of Business Compliance Team (LOBCO) and will provide second line oversight to the GCS Business to Business Payments Automation, APIs product and ... other digital payment's offerings. Responsibilities include providing regulatory guidance and oversight of the business on initiatives and product workstreams,… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey; Plano, Texas **Job Description:** At Bank of ... job is responsible for executing second line of defense compliance and operational risk oversight for a...+ Executes risk governance and management routines + Ensures compliance and operational risks are considered in business… more
- US Bank (New York, NY)
- …to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate ... and the ability to effectively communicate requirements of laws and regulations to non- compliance business partners and key stakeholders in the following areas:… more
- Citizens (Iselin, NJ)
- …to ensure regulatory, customer, and reputational risks are sufficiently mitigated. The Compliance Manager 's primary responsibility is to assist in the planning ... business risk and control processes. This is an individual contributor role. The Compliance Manager role within the Compliance Assurance function will be… more
- IFF (Union Beach, NJ)
- Sr Manager , InfoSec Compliance & Audit Apply now " Date:Jun 8, 2024 Location: Union Beach, NJ, US, 07735 Company: IFF Family of Companies Job Description It's an ... Information Security Team in Union Beach, NJ. As Senior Manager , Information Security Compliance & Audit you...Interacting with internal and external auditors on Information Security compliance and audit oversight . + Contributing to… more
- Bank of America (Pennington, NJ)
- Global Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia **Job Description:** At Bank of America, we are ... of the GCO COR coverage team, a Risk Officer must demonstrate and apply business acumen to promote a culture of compliance and the identification, escalation… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... to policies + Engages in activities to provide independent compliance and operational risk oversight of Front...Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and… more