- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial ... the North America Funds Underwriting Team to serve our Asset Management Company clients that manage traditional...and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential… more
- City of New York (New York, NY)
- …and paying attention to the long-term challenges we face together. The Bureau of Asset Management (BAM) is responsible for oversight of the investment portfolios ... for continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment...BAM's procurements. Assures that BAM procurement activities are in compliance with Chapter 13 of the City Charter and… more
- City of New York (New York, NY)
- …and paying attention to the long-term challenges we face together. The Bureau of Asset Management (BAM) is responsible for oversight of the investment portfolios ... for continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment...BAM's procurements. Assures that BAM procurement activities are in compliance with Chapter 13 of the City Charter and… more
- Walgreens (Jupiter, FL)
- …"An Equal Opportunity Employer, including disability/veterans". **Job ID:** 1458516BR **Title:** Asset Protection Solutions Officer - 3rd Shift **Company ... regarding potential and actual loss of company assets. + Effectively operates asset protection systems and vehicles to protect company assets. + Effectively operates… more
- Iowa Department of Administrative Services (Des Moines, IA)
- Compliance Officer 2 - Contract Manager...Type Full-time Job Number 25-00694 Agency 185 Department of Management - Office of Chief Information Officer ... Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4667007) Apply Compliance Officer 2 - Contract Manager Salary...Question Agency State of Iowa Agency 185 Department of Management - Office of Chief Information Officer … more
- Iowa Department of Administrative Services (Des Moines, IA)
- Compliance Officer 2 Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4661647) Apply Compliance Officer 2 Salary $67,350.40 - ... DAS Central Procurement, Fleet, and Print Division as a Compliance Officer 2! Are you ready to...will have the opportunity to conduct audits, evaluate financial management processes, and support the state's procurement compliance… more
- Marex (Chicago, IL)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Officer - Exam and Inquiry Management is the first point of ... some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300… more
- JPMorgan Chase (Jacksonville, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance , ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the...small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion...1940, the Investment Advisers Act of 1940, and the asset management industry + JD preferred + ... **Requirements:** + At least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 35 offices around the... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- Wellington (Boston, MA)
- …that aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management 's compliance ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of… more
- Wellington (Boston, MA)
- …perspectives with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...evolving design and execution of team processes, workflows and compliance management tools + Participate in project… more
- JPMorgan Chase (Newark, DE)
- …the status quo and striving to be best-in-class. As a Compliance - OFAC Sanctions Officer - Associate in Risk Management and Compliance , you are at the ... fulfill the Bank's regulatory requirements. The job responsibilities of this Sanctions Compliance Officer position involve the completion of processes around… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …addition, this position will work closely with our Director on COI issues. The Compliance Officer will perform other duties as required. This position reports to ... Description: This position serves as the University's Export Control Officer ( ECO ). The ECO is responsible for...( ECO ). The ECO is responsible for ensuring compliance with all applicable export control regulations, including but… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and accountability within compliance Include: consumer, commercial, Wealth & asset management , testing & practices, financial Crimes and all other ... strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Mortgage Origination LOCATION -- Cincinnati,… more
- CIBC (Chicago, IL)
- …working knowledge of OCC and SEC investment advisor regulations; + 10+ years asset management Compliance experience, preferably with a SEC-registered advisor ... the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports...Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...at the required cadence + Improving and routinely prepare compliance management information for use by the… more
- T. Rowe Price (Baltimore, MD)
- …firm's investment compliance monitoring system, Charles River. The Investment Compliance Officer identifies, interprets, and programs restrictions into the ... and make a difference. We are a premier asset manager focused on delivering global investment management...managers and other internal and external parties. The Investment Compliance Officer also assesses the impacts of… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... and make a difference. We are a premier asset manager focused on delivering global investment management...compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more