- Citadel Credit Union (Exton, PA)
- … Management Committee, ERM Committee and Board of Directors.ResponsibilitiesBusiness PartnerRegistering Operational Risk Incidents in the GRC (Governance, ... Risk & Compliance ) toolingRisk Identification and Assessment (RI/RA)Establishing Key ...operational effectiveness of key controlsDeveloping and submitting formal Risk Acceptance documentationOngoing maintenance and monitoring of finding and… more
- Atrium Health (Charlotte, NC)
- … Plan as evidenced by timely participation in required training (including annual testing ) and 100% compliance with the Corporate Compliance Code ... Nurse. Preceptor Serves as a preceptor. Process/Performance Improvement Demonstrates operational knowledge of current procedures, performance improvement, and treatment… more
- Snowshoe Mountain (Roanoke, VA)
- …requirements Completing all required maintenance logs and records Performing daily pre- operational tests and inspections on all lift equipment Monitoring and ... testing equipment regularly Performing daily inspections of lift equipment....areas Offering continual training and assistance of the standard operational and safety practices to the lift attendants, lead… more
- USAA (Plano, TX)
- …and PowerPoint. **What sets you apart:** + Experience conducting compliance and operational risk testing , quality control, quality assurance or audit + ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experienced knowledge… more
- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Bank of America (Atlanta, GA)
- …accountability for owning or partnering to perform Compliance and Operational risk monitoring, risk assessments, and testing for this large, complex ... Compliance and Operational Risk ... Compliance and Operational Risk Manager Charlotte, North Carolina;Atlanta,...and/or managing compliance and operational risk assessments * Monitoring and testing the… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Santander US (New York, NY)
- …CIB Issues Management on issues management identification and remediation. FLoD Operational Risk and Compliance testing may be required as applicable. ... Leveraged Finance, Credit Risk Quality Control- Vice President New York, United...The team member will contribute to the CIB Control Testing program acting as a partner, as necessary, guiding… more
- Charles Schwab (Westlake, TX)
- …area of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/ operational risk management. + 1+ years of experience using ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- Regions Bank (Atlanta, GA)
- …processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program + Understands Regions' ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...Relevant, applicable certifications and/or licenses + Advanced knowledge of compliance and operational risks **Skills and Competencies**… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Management (CORM) Program including but not limited to monitoring, testing , targeted risk assessments, policy updates, report… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Atlanta, GA)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key… more
- Bank of America (Richmond, VA)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
