- Morgan Stanley (New York, NY)
- …**Investment Banking/ Sales / Trading /Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * **Location:** *New York-New ... Equity Division (IED) responsible for managing the risks associated with electronic trading of equities and listed derivatives in the Americas. ETRM is a… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director , US Loan Trading **Requisition ID:**...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- CIBC (New York, NY)
- …years of experience in Legal, Compliance and/or Regulatory covering Equities and Equity Derivatives Sales and Trading Desks; + Subject matter expertise ... CIBC's policies and procedures relating to US Capital Markets Equities and Equity Derivatives businesses; (2) taking...to CIBC's US Capital Markets Equity and Equity Derivatives sales and trading … more
- BMO Financial Group (New York, NY)
- …a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading businesses, across two US broker-dealers. The role will ... additional risk mitigating controls pertaining to the Firm's Cash Equities Electronic Trading businesses. The role requires...advice to the LOB including but not limited to sales , trading , and algorithmic development teams regarding… more
- Citigroup (Jersey City, NJ)
- …looking for a GUI Technology Lead Engineer to implement a consistent GUI strategy across Equities Sales , Trading , and Analytics platforms globally. This is a ... of this role support both sales and trading workflows across key products traded in equities...design patterns, etc.) + Understanding of FIX and key equities and equity derivatives products (cash, swaps,… more
- TD Bank (New York, NY)
- …GM US Equities franchise including ADR, US Equities Cash and Options, US Sales , Cross Asset Trading , Institutional Equity Research Sales , as well ... This group is responsible for performing the supervision of sales , & trading & origination activities by...also fit for purpose. The role reports to the Director , Global Markets Supervision ( Equities ), and will… more
- JPMorgan Chase (New York, NY)
- Join our Global Sponsors Private Side Sales team! As an Executive Director in JPMorgan's Global Sponsors Private Side Sales team, you will originate, ... execute fund and asset-backed financing transactions for the firm's Private Equity , Infrastructure, Secondaries and Real Estate funds. Typical transaction types… more
- CIBC (New York, NY)
- …and effective supervisory program for all US Global Markets businesses, including: Cash Equities , Program Trading , DMA, Listed Equity Derivatives, Delta1, ... is primarily responsible for the supervision of all US sales and trading desks within Global Markets....10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives) compliance issues… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **S&P Global Ratings - Commercial** **The** **Role:** ** Director , Sales : Project Finance & Infrastructure** **The Team:** The S&P ... clients overcome their complex business challenges. The team is competitive, sales focused, energetic, and intellectually curious. **Objective:** Seeking a proven… more
- S&P Global (New York, NY)
- …overcome their complex business challenges. The team is competitive, sales focused, energetic, and intellectually curious. **Responsibilities and Impact:** Seeking ... and Intermediaries (Bankers, Law Firms, Consultants, etc). **Responsibilities:** + Co-create a sales strategy to broaden S&P's AIFs portfolio across North America +… more
- HSBC (New York, NY)
- …One related revenues in "US ring fenced book "and local US Balance Sheet. Support Equity Finance and Delta One (EF&D1) Sales in US and globally, provide pricing, ... with HSBC and regulatory standards. Manage risks associated to these products by trading all sort of derivatives products: equity Total Return Swaps (TRS),… more
- TD Bank (New York, NY)
- …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- TD Bank (New York, NY)
- …Research Business line. Knowledge of Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a plus + Strong ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- TD Bank (New York, NY)
- …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI **The Team:** S&P is a leader in risk ... additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive...research projects _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The** **Role:** ** Director , Sales : Structured Finance, North America** **The Team:** The S&P Global ... clients overcome their complex business challenges. The team is competitive, sales focused, energetic, and intellectually curious. **Objective:** Seeking a proven… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **Associate Director : Americas Public Finance - Housing** **The Team** The Americas Public Finance Housing ... enhanced housing issues across the country. As the Associate Director , you will participate in the management of a...additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive… more
- S&P Global (New York, NY)
- …A-game & their great personalities all the time. **The Role:** The Associate Director - Private Markets is responsible for supporting the Head of Private Markets ... Sales , North America in the maintenance of existing client...+ Experience in Private Markets (ie Leveraged Finance, Private Equity , Private Debt, Infrastructure, etc.). + Advanced degree (MBA… more
- S&P Global (New York, NY)
- …in automation and AI/ML to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our ML team within the ... and cloud platforms & services. **The Team:** The Associate Director of Generative AI Platform Engineering will work closely...additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive… more
- S&P Global (New York, NY)
- …capital fund financings, and federally-enhanced housing issues across the country. As a Director , you will participate in the management of a complex portfolio of ... love this opportunity. **Responsibilities and Impact** : As a Director , you will analyze a portfolio of assigned entities,...additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive… more