- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Director , you will be responsible for leading ... line stakeholders across compute, storage, database, and network products. The Compliance, Conduct Operational Risk (CCOR) CIB Market Technology Risk lead… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Operational Risk , Team Lead of Operational ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...**Role Objectives** + Assist with the implementation of the Risk and Control Self-Assessment (RCSA) Program, Key… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk , financial ... technologies. **About the Role:** The Director , Enterprise Risk Management and Operational Risk ...quality, actionable and value-added feedback to management on potential control issues and potential solutions to close gaps. +… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be ... processes associated with the internal control programs/assessments ( Control Self Assessment (CSA), Payment System Risk ...of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director...Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure… more
- American Express (New York, NY)
- …managing a clear methodology of inherent and residual risk . GCS is looking for a Director of Control Management Risk Assessment to lead a diverse team of ... team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS...across numerous business units, functional areas, and geographies. **The Director , Control Management Risk Assessment… more
- Citigroup (New York, NY)
- …and any unit responsible for a control (URC) that lead to an Operational Risk Event to ensure remedial actions are taken, included in thematic programs ... of work which identifies and addresses root causes of operational risk events. The will drive accountability...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …of in-scope controls . + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create ... highly regulated, governed by policy and attract substantial legal, operational and strategic risk . The Control..., and the Businesses to assure appropriate management of Operational Risk processes with appropriate controls… more
- JPMorgan Chase (Jersey City, NJ)
- …joint accountability model that aligns managers with each function and region to mitigate operational risk . Our team focuses on four areas: Risk ... status quo and striving to be best-in-class. As a Control Manager within Risk Management & Compliance...Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk… more
- Citigroup (New York, NY)
- …core business lines, Global Custody and Direct Custody, servicing institutional clients. The Risk & Control Director will execute the assessment, strategic ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...Operational Risk Capital requirements. + Manage risk and control assessments or coordination for… more
- Citigroup (New York, NY)
- …+ Strong written and verbal communication skills + Excellent understanding of risk and control concepts Experience + Demonstrated capability operating at ... Senior leader in Controls and Regulatory management function within COO of...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …industry insights. + Reviews and challenges coverage area appropriately consider significant operational risk in their Management Control Assessments (MCAs). ... The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi...Citi's first line defenses. + Evaluates the design of controls and communicate the impact of control … more
- American Express (New York, NY)
- …processes, including modifications to enhance processes/ controls to improve proactive risk mitigations + Document control design effectiveness and address ... in finance on #TeamAmex. The objective of the Finance Control Management Process Risk Reduction team is...the enterprise **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- American Express (New York, NY)
- …Assessment, and Testing team is to identify, assess, mitigate, and report on Operational Risk within Finance processes to ensure adherence to regulatory ... through managing a clear methodology of inherent and residual risk . Finance is looking for a Director ...the enterprise **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- American Express (New York, NY)
- …+ Assessing the needs of Finance process owners to ensure sufficient understanding of Operational Risk Management and controls + Compiling and sharing best ... in finance on #TeamAmex. The objective of the Finance Control Management Risk Advisory team is to...risk **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Morgan Stanley (New York, NY)
- …responsibilities of this role include: . Implementation and ownership of electronic trading risk controls , designed to enable business development in a risk ... *Electronic Trading Business Controls * Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity Division… more
- Citigroup (Rutherford, NJ)
- … Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational Risk and Model Risk . Enterprise Risk ... management of systems supporting global functions such as Compliance, Controls , Internal Audit and Risk , and introducing... Management, Risk Framework and Policy, Enterprise Risk Management Governance. The Director , **Enterprise … more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Executive Director - Risk Data Management role will be within the Risk ... to the Managing Director and Head of Risk Data & Product Management. **Role Objectives: Delivery** +... data stewardship team to execute data governance, improve operational data quality, lead data related projects, and implement… more
- Citigroup (New York, NY)
- …Wealth for inherent AML risk and determine that an appropriate control is established and operational prior to implementation.** **Develop, implement, ... large global financial services firm in AML, compliance, audit, risk or other controls -focused risk ...pressure or significant stress **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk … more
- Huron Consulting Group (New York, NY)
- …your future. **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. In ... the organization. * Oversee the development and implementation of policies, procedures, and controls to ensure compliance. * Reporting on risk management and… more