- SMBC (New York, NY)
- …Director will be primarily focused on providing oversight and Compliance advisory support with respect to swap transaction reporting activities. This will ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...further interpretation. **Role Objectives** + Provide Compliance advice and support as it relates to swap transaction… more
- PNC (New York, NY)
- …highly visible within the firm): 1) Macro Trading 2) Rates Strategist a. Trade idea generation and construction b. Short-Term Interest Rates (STIR) trading and ... rate and basis risk, reinvestment risk, Net Interest Income (NII), and Duration of Equity (DoE) 4) OTC derivatives, futures, and US Treasury clearing 5) Fixed Income… more
- SMBC (New York, NY)
- …of compliance. This individual will be responsible for bank, broker-dealer and swap dealer regulatory compliance across support functions. The individual will ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Swap dealer and Broker dealer regulations applicable to support functions (eg, Operations, IT, and Risk). + Manage… more
- CIBC (New York, NY)
- …Supervision team; + Providing ongoing Compliance advisory services to infrastructure support teams in Finance, Operations, Client Services, Trade Control ... about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... in JRIA, business departments in SMBC and Tokyo application support teams. Treausry BA Tech Lead supports the FOREX...FOREX system handles Foreign Exchange (Spot, Forward, Option and Swap ) trading/booking system for internal bank staff. SMBC staff… more
- CIBC (New York, NY)
- …degree + Minimum 10+ years experience in handling securities and OTC derivative/ swap Equity (and preferably Equity Derivatives) compliance issues ... surveillance metrics of various regulatory reporting obligations, including: CAT, TRACE, LOPR, Swap Dealer Trade Reporting + Manage the team's ongoing projects,… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... members of the CRA team, who are assigned to support this role as needed. The results of the...Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations;… more
- SMBC (New York, NY)
- …a Front Office Project Manager to focus on building out our Front to Back Trade Support across bilateral and cleared Interest Rate, FX, and Credit Default ... across Rates, XVA, FX Desks, ETrading, and F2B Department Trade Support + Lead new projects from...OIS, FRAs Deliverable Forwards, FX Options, Non Deliverable Forwards, Swap Spreads, Invoice Spreads + Fixed Income Products experience… more
- Morgan Stanley (New York, NY)
- …skills, both written and verbal * Varied product exposure - one or more of equity , swap , fixed income, listed and OTC products * Strong interpersonal skills with ... financial reporting; transfer agency and investor services; middle and back-office support ; and integrated portfolio analytics. Morgan Stanley Fund Services is… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... a variety of software applications, tools, or functions to support our business. The role will interact with the...of the trading system development team to enhance post trade processing functions such as trade payment… more
- HSBC (New York, NY)
- …US Delta One related revenues in "US ring fenced book "and local US Balance Sheet. Support Equity Finance and Delta One (EF&D1) Sales in US and globally, provide ... pricing, trade ideas and market color to assist in the...these products by trading all sort of derivatives products: equity Total Return Swaps (TRS), listed options, futures, Interest… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... determine and evaluate potential risks and efficacies of policies and procedures. Support long- and short-term planning, new product development, ALM and risk… more
- Scotiabank (New York, NY)
- …presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & ... strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity … more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... experienced software engineer, with 10+ years of experience to support the design and development of a strategic data...and Nikko securities teams, SMBC Americas Division's broker-dealer and swap -dealer entities. + This role will be involved in… more
- SMBC (Jersey City, NJ)
- …Credit Risk RWA and Capital ratios Calculation for group company who is registered as a swap dealer with CFTC + Support analysis of Basel RWA Reporting based on ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent. SMBC's… more