- KPMG (Tampa, FL)
- …analytical tools and methodologies to enhance the detection and reporting of financial crimes + Support clients with technical risk and control reviews, ... **Business Title:** Senior Associate, Financial Crimes Analytics **Requisition Number:** 113302...(BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC)/sanctions) matters across all three lines of defense… more
- Citigroup (Tampa, FL)
- …rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and ... The goal of the Markets Risk & Control AML function is...assist with overseeing and implementing key elements of the Financial Crimes control framework for… more
- Bank of America (Tampa, FL)
- …operational risks are appropriately addressed + Assists in the production of independent financial crimes risk management reporting to Global Compliance & ... Global Financial Crimes Specialist (Quality Control... risk practices. Key responsibilities include assisting Global Financial Crimes executives and managers with activities… more
- Bank of America (Tampa, FL)
- …and operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance ... policy, operational/fraud risk management requirements. The Global Financial Crimes Senior Proficiency Coach (Snr PC)...+ Responsible for the remediation of financial crimes related C&OR "owned" issues and control … more
- Morgan Stanley (Tampa, FL)
- …career - a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... risk client types. The WM and US Banks Financial Crimes Risk Team is...and appropriately to stakeholders. * Document and track change control milestones and tasks for multiple projects and programs.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing ... maintenance of Raymond James Financial Crimes Management (FCM) models, data visualizations...customer/transaction screening, fraud detection/prevention, emerging risk , customer risk scoring, and elder financial exploitation, among… more
- Citigroup (Tampa, FL)
- …on time and accurately + Develop strong relationships with key stakeholders across Financial Crimes 1LOD, ACRM/ICRM, business control teams, etc. ... The Financial Crimes Governance Routine Lead will... Management (AML, Sanctions, and AB&C) Program Committees, Operational Risk Forums, Business Risk Control … more
- Morgan Stanley (Tampa, FL)
- …timely enhanced. In addition,executing targeted reviews in the areas of high and emerging financial crimes risk and related reviews to evaluate the adequacy ... design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk...Should be familiar with the risk and control framework at a financial institution. *… more
- MUFG (Tampa, FL)
- …more details. Job Summary: The Senior Auditor I role within Internal Audit Financial Crimes & Compliance Issues Management team is responsible for leading ... the monitoring of MUFG Americas Financial Crimes and Compliance-related audit issues and...+ Perform issues trend analysis, identifying signs of changing risk levels and/or symptoms of process control … more
- MUFG (Tampa, FL)
- …more details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for ... monitoring of MUFG Americas Financial Crimes and Compliance-related audit issues and...design and operational effectiveness of internal controls and identify control weaknesses. + Generate insightful, meaningful observations that effectively… more
- USAA (Tampa, FL)
- …appropriate in discussions with relevant regulators (eg OCC, FDIC, CFPB) on the business Risk control program and results + Keeps Senior Management apprised of ... procedures and directs implementation of approved changes + Identifies Risk and/or quality control improvements and provides...MLA **What sets you apart:** + Direct experience with Financial Crimes Issues Management processes and systems… more
- Bank of America (Tampa, FL)
- Senior Global Financial Crimes Investigator - Proficiency Coach Tampa, Florida;Atlanta, Georgia; Hunt Valley, Maryland; Pennington, New Jersey; Farmington, ... responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of… more
- Bank of America (Tampa, FL)
- Global Financial Crimes Sr. Investigator Atlanta, Georgia;Jacksonville, Florida; Hunt Valley, Maryland; Pennington, New Jersey; Charlotte, North Carolina; ... responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of… more
- Bank of America (Tampa, FL)
- Global Financial Crimes Investigator Phoenix, Arizona;Tampa, Florida; Atlanta, Georgia; Charlotte, North Carolina; Chicago, Illinois; Chandler, Arizona **Job ... responsible for performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of… more
- Citigroup (Tampa, FL)
- …to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or ... Serves as a compliance risk officer for Independent Compliance Risk ...+ Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm,… more
- Citigroup (Tampa, FL)
- …3 -5 years of relevant experience in AML Compliance, Risk , or a Control -related function within a medium or large Financial Institution + Knowledge of ... prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader...be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk … more
- Citigroup (Tampa, FL)
- …procedures to mitigate money laundering risks and assist in all matters concerning financial crimes in coordination with the broader Funds Transfer (AML) team. ... of relevant work experience within a medium or large Financial Institution + 3+ years work experience in AML...Institution + 3+ years work experience in AML compliance, risk , or a control -related function + Significant… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with… more
- MUFG (Tampa, FL)
- …1 Priority KDEs for Tier 1 Risk & Regulatory Reports and Prioritized Financial Crimes Processes to confirm data accuracy. + Ensure implementation of the ... maintain and ensure implementation of the Data Management Integrated Control Framework (DMICF) for Tier 1 Risk ...2 Risk & Regulatory Reports and Prioritized Financial Crimes Processes. + Maintain and enhance… more
- MUFG (Tampa, FL)
- …the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge of key… more