- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** As Head of the Coverage & Capital Markets (CCM) Vertical, this individual will ... and the overall Bank. Utilizing approval authority, the CCM Head will serve in an adjudication and escalation approval...Credit Risk Policies and Procedures, and adherence to US Regulatory Guidelines, to maintain the overall quality of the… more
- Citigroup (New York, NY)
- …FXLM VCG + Relationship management across other functions within Finance (Product Control, Accounting Policy , Local Finance) and the Front Office (Market Risk, ... seeking an outstanding candidate within Valuation Control Group (VCG) to be the LATAM Head of VCG (cross-asset class leadership reporting to Americas Head of… more
- HSBC (New York, NY)
- …Financial & Regulatory Reporting; Capital Management; Legal Entity CFO; Accounting Policy ; Change Management) + Exceptional drive and commitment with ... Delivering a cohesive and effective strategic overview that meets global regulatory requirements whilst offering quantitative and qualitative insight to support… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter level ... risks as well as client or control risk issues. S/he monitors relevant policy , control and process implementation and reports on their effectiveness in addition to… more
- Citigroup (New York, NY)
- …The role will involve significant interaction with FINCRO members, Capital Controllers, Accounting Policy , Wholesale Credit Risk, Legal and the Business. The ... regulatory capital interpretative conclusions made by the Regulatory Capital Policy Group ('RCPG") within Finance-...enhancements. The Basel RWA Generalist will report to the Head of CIAT, a Managing Director, and will act… more
- Citigroup (New York, NY)
- …members, RCPG, Capital Controllers, Credit Risk Management, Market Risk Management, Accounting Policy , Legal and Business units. **Qualifications:** + Excellent ... review and approval of technical interpretations made by the Regulatory Capital Policy Group ('RCPG") within Finance-Controllers...London. The Basel RWA Specialist will report to the Head of CIAT, a Managing Director, and will act… more
- TD Bank (New York, NY)
- …supervision accountabilities on behalf of Business Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker ... and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad hoc reporting as… more
- Wolters Kluwer (New York, NY)
- …continuity policy and standards + Respond to specific customer, regulatory , insurers' demands, questionnaires related to Operational and continuity areas + ... strategic and operational support and thought leadership for the Tax and Accounting (TAA) divisional and business unit executives. The position will be responsible… more
- SMBC (Jersey City, NJ)
- …documented system of accounting procedures and polices working directly with SMBC Accounting Policy group; + Oversees the preparation of timely & accurate ... accuracy of reported financial results, and ensure that reported results comply with Regulatory and Head Office requirements. The position is part of Subsidiary… more
- CIBC (New York, NY)
- …functions of the bank, conducting audits in areas including Financial Reporting, Accounting Policy , FP&A, Corporate Treasury, Liquidity and Capital Management, ... Interest Rate Risk Management, Regulatory Reporting, and Internal Controls over Financial Reporting. The...to progress their careers and will assist the US Head of Internal Audit in the management of the… more
- Citigroup (New York, NY)
- …reporting and analysis across all locations. Candidates should possess strong Accounting and Risk &Control skills, extensive knowledge of the Equities Business ... as the process by which reports are generated. This includes corporate/ regulatory reporting, management reporting, balance sheet integrity and ensuring that… more
- HSBC (New York, NY)
- …Operating Officer (COO) is responsible for working in partnership with the Regional Head of MKTY to set the regional business strategy and engaging with stakeholders ... in place and meet group standards. Working in conjunction with the Regional Head of Strategy Execution & Control (Global Treasury) and other Operating Committee… more
- Wells Fargo (New York, NY)
- …quality data control, and risk control development + Utilize experience with credit policy and regulatory matters to lead collaboration around broader CRE level ... team lead role will report directly to the SREF Head of Portfolio Management and Underwriting. Learn more about...internal and external audit (RAR, SNC, OCC etc.) or regulatory inquiries, as needed + Manage the reporting and… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …as needed + Partners cross-functionally with departments such as Regulatory Affairs, Toxicology, CMC/Formulations, Biostatistics, Legal, Marketing, Accounting ... documents (ie protocols, Investigator's Brochures, clinical study reports, summaries for regulatory submissions). The Director will provide input to the clinical… more
- TD Bank (New York, NY)
- …documented and processed accurately and in a timely manner + Communicates bank policy information and strategy between the product head and relevant trading ... will be accountable for: + Understanding business activity impact on regulatory and internal liquidity metrics. Advising business partners on liquidity targets… more
- RELX INC (New York, NY)
- …is part of a global tax team which is headquartered in London and led by the Head of Tax and Treasury. The US Tax Team is a highly visible group and highly business ... and enhance processes. Your role will be pivotal in ensuring regulatory adherence and operational efficiency. Responsibilities + Managing, setting priorities,… more
- MUFG (New York, NY)
- …systems (eg, G-CARS, Optimist, CDL, Project Coalition) using solid understanding of accounting and the Bank's credit related policy / procedures.** **Determine ... credit application / borrower rating application, utilizing knowledge in accounting / credit process / banking products. Manage credit...and obtain the parent company borrower rating information from Head Office and update the US systems in a… more
- Citigroup (New York, NY)
- …determinant of our future competitiveness. It also helps satisfy a regulatory requirement for enhanced connection between strategic planning and capital planning. ... of new capital management capabilities. The successful candidate will report to Head of BSCM, Trade & Working Capital Solutions and collaborate in designing… more
- Citigroup (New York, NY)
- …team. The position reports directly to the US CLM Consumer Products and Retail Industry Head and may based in either New York City, New York or Iselin, NJ. The ... the CCB's credit process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The CLM Credit Officer… more
- Morgan Stanley (New York, NY)
- …the Business, Risk, Finance, and Technology teams. This role will report to the Head of Audit Coverage for Finance and Treasury. The Internal Audit Division (IAD) ... focus areas (eg, Basel III Endgame, etc.) and relevant FRB and OCC regulatory requirements are adequately scoped into audits, risk assessments and reviews . Coach… more