- Novo Nordisk Inc. (Boulder, CO)
- …by US News & World Report, Boulder is experiencing a renaissance in biotech investment and is one of the world's leading centers for oligonucleotide innovation and ... Develops comprehensive, relevant resources (eg training program, FAQs) to enable compliance to change control process requirements across NN Boulder Develops and… more
- EY (New York, NY)
- …yourself, and a better working world for all.Financial Services, Financial Accounting Advisory Services, Global Treasury - Senior Manager : This position could ... technology, post- merger integration, organizational design and cash management. As a Senior Manager in our Global Treasury Advisory Services team, you will… more
- EY (New York, NY)
- …FSO Private Tax practice, you will be responsible for managing and coordinating tax compliance and advisory work for clients. You would work on key partnership ... the client's business objectives. You will oversee Private Tax partnership tax compliance accounts for affiliated ultra-high net worth individuals within the hedge… more
- EY (Chicago, IL)
- …Treasury technology, post- merger integration, organizational design and cash management. As a Manager in our Global Treasury Advisory Services team, you will ... banking and capital markets, insurance and private equity, we provide integrated advisory , assurance, tax, and transaction services to our clients.Upon embarking on… more
- EY (Los Angeles, CA)
- …fund and organizational structuring, tax minimization planning, on-call advice, and tax compliance .Your key responsibilitiesAs a Senior Manager in our private ... insights into strategic tax opportunities. As a Tax Senior Manager , you'll play a key role in that mission,...you will be responsible for managing and coordinating tax compliance and advisory work for clients. You… more
- EY (New York, NY)
- …fund and organizational structuring, tax minimization planning, on-call advice, and tax compliance . Your key responsibilities As a manager in our Wealth ... you will be responsible for managing and coordinating tax compliance and advisory work for clients. You...is sent for review to the partner or senior manager - and consult when necessary To qualify for… more
- EY (Dallas, TX)
- …on-call advice, and tax compliance . Assist with a team to coordinate tax compliance and advisory work for clients. Work on key client issues in domestic ... and a better working world for all.Tax Accountant, Global Compliance & Reporting - Wealth and Asset Management -...- Wealth and Asset Management - Financial Services Office ( Manager ) (Multiple Positions) (1502263), Ernst & Young US LLP,… more
- EY (Dallas, TX)
- …of domestic and international transactional tax planning services and tax-related advisory services. The combination of knowledge and experience forms the basis ... at the heart of this mission.The opportunityA company's "people investment " is one of its most significant investments and...a specialized practice dedicated to serving the individual tax compliance needs of EY's US based partners. There are… more
- Truist (Charlotte, NC)
- …and proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- Deloitte (Princeton, NJ)
- …(eg, retail investors, qualified plan participants, high-net worth clients). + Deloitte's Investment Management Advisory Practice: Our Investment Management ... Financial Services Risk Management Manager Our practitioners have the opportunity to engage...the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …large or multiple testing projects with significant scope and impact for the Investment Advisers Act of 1940 Section 206(4)-7 compliance obligations. Works ... identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a controls… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... **Qualifications and Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer. + Strong… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will ... make a difference. We are a premier asset manager focused on delivering global investment management...industry. Responsibilities + Assist the Head of North America Compliance in overseeing and managing the firm's investment… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business lines and will focus on providing real-time compliance advice to the TD… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** 190,000 - 250,000 USD TD is committed to providing fair… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by ... to make a difference. Join us! **Job Description:** The Compliance and Operational Risk (C&OR) Manager is...Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking… more
- Deloitte (Jersey City, NJ)
- …Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, ... and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement… more
- Alight (Charlotte, NC)
- ** Advisory Team Manager ** **Are you looking for a new opportunity to lead a goal-oriented team?** **Are you passionate about building relationships and ensuring ... market pricing, delivery needs, client expectations, etc . Have intermediate compliance , regulatory and legislative knowledge in investment advice **Flexible… more
- HUB International (Gardner, MA)
- …array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB ... We currently have an opportunity for an **Assistant** **Account Manager ** (with potential for hybrid work) to join our...(with potential for hybrid work) to join our **Client Advisory Team.** The selected employee will be responsible for… more
- HUB International (South Hadley, MA)
- …their own unique, regional culture. We currently have an opportunity for an **Account Manager - Client Advisory Team** . The selected employee will be ... array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. Becoming a part of HUB… more
