- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) ... career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct...oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk… more
- M&T Bank (Clanton, AL)
- … Manager Director, Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management Department and ... respective risk portfolio. . **PRIMARY RESPONSIBILITIES** + Lead a team of 30+ compliance program...compliance risk issues to the Chief Compliance Officer (CCO), Chief Risk … more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) as part of ... and managers to resolve issues and achieve goals + Lead project or virtual teams and mentor less experienced...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking an Senior Lead Operational Risk Officer in Operational Risk Management as part of the Technology and ... and managers to resolve issues and achieve goals. + Lead Operational Risk Management initiatives individually or...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- JPMorgan Chase (Columbus, OH)
- …the status quo and striving to be best-in-class. As a Lead Credit Officer Vice President within Business Banking Risk , you will be responsible for the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...10 plus years' experience as a relationship manager, Credit Officer or similar position requiring business banking/commercial knowledge and… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Wells Fargo (Wilmington, DE)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in the Small Business Card Risk CRO Organization and will leverage their knowledge ... stress resilient and can be aggregated to measure against compliance with a portfolio credit risk appetite...measure against compliance with a portfolio credit risk appetite + Engage and influence stakeholders, internal partners… more
- JPMorgan Chase (New York, NY)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer within the Risk Management team, you would be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... law, rule, or regulation and designing and delivering a risk management framework that maintains risk levels...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about...status quo, and striving to be best-in-class. As a Lead Credit Officer Vice President in Dealer… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset...warning signs are established and proactively addressed. A Credit Officer can advise or lead strategic projects… more
- SMBC (Jersey City, NJ)
- …this role will serve as program lead for establishing and maintaining Compliance 's own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within...to address identified control gaps. + Assist Head of Risk and Control Assessment and CRA Program Lead… more
- HUB International (Columbus, OH)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven to make things...will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk … more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well...Management (ACRM) direction as well as maintain the AML compliance program for the businesses. + Lead … more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (Washington, DC)
- …1. Experience creating, staffing, implementing, and effectively maintaining a proactive internal compliance and risk assessment program for a law enforcement or ... controls. 3. Experience managing an internal inspection program focused on policy compliance and risk management and providing senior agency leadership with… more
- Truist (Charlotte, NC)
- … and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... institution second line functions to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second… more
- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and ... Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution...Risk Type Owners (for Credit, Market, Liquidity, Operational, Compliance , Technology, Strategic Risk ) to ensure assigned… more