- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , Compliance Testing (206799)** **Global Banking and Markets**… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …job-related instructions as requested by their supervisor, subject to reasonable accommodation. Compliance Testing Manager LOCATION -- Cincinnati, Ohio 45227 ... the Compliance Director on the overall management and execution of the Bank's compliance testing program to ensure it is effective, efficient and scalable so… more
- Intuit (San Diego, CA)
- …Intuit's Legal, Compliance & Policy Organization (LCPO) is seeking a Senior Compliance Testing Manager to deliver impactful business outcomes that meet ... recommendations and write executive reports + Evaluate design and operating effectiveness of controls , and assign a compliance maturity score for controls … more
- Oriental Bank (San Juan, PR)
- …Assure the overall Compliance Annual Work Plan's objectives. + Establish compliance testing , reviews, and trainings schedules according to the Compliance ... respectively, to the Chief Compliance Officer, the Compliance Director, Compliance Manager and...with the Compliance Work Plan. + Report compliance testing or reviews results and material… more
- M&T Bank (Clanton, AL)
- …management projects, analytics, and validations.** **Primary Responsibilities:** + Assist the Compliance Testing Department regarding testable unit support and ... Oversight Groups Business Unit Monitoring program.** **Facilitate the Continuous Testing Analytics Program for Compliance Risk Management and ensure… more
- M&T Bank (Clanton, AL)
- … compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of ... organization independently to obtain information related to processes and controls . + Perform compliance testing ...Scope:** The position works under the direction of the Compliance Testing Manager and is… more
- Capital One (Melville, NY)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a … more
- BUNZL (St. Louis, MO)
- **Description** The Testing Manager of Internal Controls will be responsible for ensuring a strong internal control environment through the development ... Own the operating effectiveness monitoring program of the internal control framework to ensure controls are tested...success. + Formulate policies and procedures to improve internal controls , compliance and efficiency. + Assist in… more
- Scotiabank (New York, NY)
- …in OpenPages system to reflect impact of internal audit findings, regulatory findings, compliance testing results and any other self-identified issues. + Work ... Senior Manager , Controls Inventory Governance and Management,...Bring** + At least 7-10 years of experience in Compliance Advisory, a testing and/ or operational… more
- Citigroup (Florence, KY)
- … Capabilities. Initially, this role will report to the Global Functions Control Testing Head until the Technology Controls Testing Head joins. This is ... of work within the team/project. **Responsibilities:** + Supports the Controls Testing Utility by assessing control...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- Citigroup (Florence, KY)
- …Responsible for supporting the Controls Testing Leads within Global Functions Controls Testing Org on control testing automation related tasks, ... **Responsibilities:** + Supports the Global Functions Controls Testing Utility by providing support on control ...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- Citigroup (New York, NY)
- …office. This role is a strategic- and execution-oriented leadership role accountable for end-to-end control testing . The HR Controls Testing Head leads ... Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance...improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing… more
- Citigroup (Florence, KY)
- …of work within the team/project. **Responsibilities:** + Supports the Controls Testing Utility by acting on assessing control design, designing control ... and Central Execution training. + Has the ultimate decision on controls testing outlier escalations. + Handles control testing interactions with senior… more
- Citigroup (Florence, KY)
- …of business, and similar. This position reports to a Citi Common Controls Testing Team Leader, within the USPB-Wealth-Common Control Testing Utility; and ... of responsibility over technical strategy. **Responsibilities:** + Supports the Controls Testing Utility by acting on assessing control design, designing … more
- Capital One (Mclean, VA)
- Locations: VA - McLean, United States of America, McLean, Virginia Senior Associate, Technology Controls Testing (ES Risk) As a Senior Associate in Capital One's ... and associates. As a member of the 1st line controls testing team, you will collaborate with...3rd line teams to monitor and test processes and control environments, report results, and evaluate compliance … more
- JPMorgan Chase (Columbus, OH)
- …document, and perform testing methodology and assessments using technology controls measurement and implementation steps to gauge control performance and ... innovation in risk management. As a Tech Risk & Controls Manager in Corporate Sector's platform ,...role is a high impacting role providing standardized technology controls assessments and testing in relation to… more
- Citigroup (Tampa, FL)
- …+ Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as ... The Finance Quality Assurance Testing and Validation (QATV) function within the Finance...and Controls team to manage governance and controls ; issue management closure, ensure compliance with… more
- RTX Corporation (Farmington, CT)
- … (GRC) for continuous controls monitoring + Support company efforts to automate control execution and control testing + Complete special projects and ... in-depth exposure to a fast-paced international business. The Internal Control Manager is a member of the...meeting with control owners and performing management's testing of key controls . + Analyze service… more
- City National Bank (Charlotte, NC)
- ** MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance ...knowledge of internal control management practices and testing methodology with proven experience in controls … more
- US Foods (Rosemont, IL)
- …SITE.** Join Our Community of Food People! The IAM Controls Sr Manager is responsible for ensuring US Foods compliance with applicable regulatory ... solution. These responsibilities include assessing processes and technologies and internal controls for regulatory compliance , anticipating interests of audit… more