- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Bloomberg (New York, NY)
- Cybersecurity Governance , Risk and Compliance Specialist **New York, NY** Posted Jun 12, 2024 - Requisition No. 125908 **Our Team:** We protect Bloomberg. ... professional who has a passion for cybersecurity? Bloomberg's Cybersecurity Governance , Risk , and Compliance (GRC) team works...it for you:** We are seeking a Cybersecurity GRC Specialist to join our team. This role will focus… more
- TD Bank (Greenville, SC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The **Group Risk Specialist is a 1B governance ** function in Credit Risk ... and monitoring of Key Indicators (KIs), etc. The Group Risk Specialist works closely with the 1A...+ 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating… more
- Federal Reserve System (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Amazon (New York, NY)
- …the AWS Technical Field Community (TFC) on AWS services and design principles for governance , risk management, and compliance. They will also coordinate with AWS ... Description AWS Specialist Solutions Architects (SSAs) are technologists with deep...and production deployments. Consult with customers to understand their governance , risk , compliance, and audit requirements, and… more
- TD Bank (Cherry Hill, NJ)
- …and knowledge of risk and control functions + Advanced knowledge of governance , risk and control procedures, strategies & tactics + Knowledge of current ... can provide you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The successful candidate will be a key member… more
- Citigroup (New York, NY)
- …globally with dedicated teams located in New York, Tampa, and London. The Basel Market risk and CCR RWA Senior Specialist will report to the Head of CIAT, a ... the daily management of the CIAT team and RWA governance process and as well as being the representative...prepared by RCPG for application by Citigroup firm-wide. + Specialist in Market Risk (FTRB),… more
- Bank of America (Kennesaw, GA)
- Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New Jersey;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, ... AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational… more
- Bank of America (New York, NY)
- Senior Business Control Specialist - GCAOO QC/QA Governance Oversight Pennington, New Jersey;New York, New York; Fort Worth, Texas; Kennesaw, Georgia **Job ... AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational… more
- Bank of America (Fort Worth, TX)
- Sr. Business Controls Specialist - GCAOO QC/QA Governance Plano, Texas;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, we are ... monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team...Required skills: + 2-5+ years of Anti Money Laundering, Risk , Audit and / or governance and… more
- Wells Fargo (Charlotte, NC)
- …to ensure consistency across the function + Establish consistent practices, controls, and governance procedures that mitigate risk + Execute a variety of ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Amazon (Sunnyvale, CA)
- …Kuiper, Ring, Alexa, and services like Luna and Amazon Kids. The Data Governance and Privacy Compliance team supports these business teams to enable growth and ... years of experience in an information security, privacy, compliance, risk management role or role with comparable experience. -...this position ranges from $59,300/year in our lowest geographic market up to $142,800/year in our highest geographic … more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate* **Location:** ... segments-Institutional Securities, Wealth Management, and Asset Management. As a market leader, the talent and passion of our people...to achieve and grow. *Department Profile: The Anti-Money Laundering Risk (AML Risk ) team is embedded within… more
- Amazon (New York, NY)
- …regulated workloads and data into the cloud by addressing their specific governance , risk , controls (GRC), compliance, security, and regulatory, requirements. ... This candidate should be an experienced and innovative security/ risk /compliance/ governance professional who has the ability to handle a wide range of GRC… more
- TD Bank (New York, NY)
- …with members of the business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with ... Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
- Federal Reserve System (St. Louis, MO)
- …Risk Management (ERM) to join our Safety & Soundness team. As an ERM Specialist , you will assess a bank's overall risk management function, including the ... work from home opportunities. **Responsibilities** + Independently assess audit, corporate governance , operational risk , and Enterprise Risk Management… more
- PNC (AL)
- …valued and have an opportunity to contribute to the company's success. As a LOB Risk Specialist Senior, you will be within the Risk , Change, Experience, ... locations include Pittsburgh, PA, Miamisburg, OH, Brecksville, OH or Cleveland, OH. The LOB Risk Specialist Senior role is to provide risk advisory to… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As a LOB Risk Specialist Senior within PNC's Enterprise Third Party Management organization, you ... responsibilities may be performed remotely, at manager's discretion. As a LOB Risk Specialist Senior within PNC's Enterprise Third Party Management organization,… more