- Lovelace Biomedical Research Institute (Albuquerque, NM)
- …Will utilize prior academic experience to optimize resource allocation, ensure regulatory compliance , and uphold rigorous scientific standards. Understanding ... of the Lovelace Leadership Team, the Chief Academic Research Officer (CARO) will develop and lead the all of... Oversight: Uphold the highest standards of quality and compliance with all regulatory bodies to include… more
- HSBC (New York, NY)
- …to regulatory inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities of issue ... position will have responsibility for working with the advisory compliance officer responsible for coverage of the...regulations as well as providing support in responding to regulatory inquiries and examinations. In this role you will… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Northland Area FCU (Alpena, MI)
- …position you've been looking for! Northland Area Federal Credit Union is seeking a full-time regulatory Compliance Officer . As a key player in the Credit ... Union, you will analyze, report and make recommendations on compliance with policies and procedures, based on applicable laws and regulations. This position also… more
- T. Rowe Price (Baltimore, MD)
- …on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, ... North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses....management or financial services industry, with a focus on regulatory compliance . Preferred: + Advanced degree or… more
- Liberty Bank (Middletown, CT)
- …with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and regulatory authorities), and participate ... or Abusive Acts or Practices (UDAAP) and other related regulatory guidance. The Fair Banking Officer works...and deceptive practices. + Assist in the coordination of regulatory compliance exams and audits as necessary;… more
- Citigroup (Tampa, FL)
- Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Tampa, FL)
- …to determine regulatory capital treatment for various exposures. The VP, COBRA Regulatory Risk Officer assists in managing COBRA's independent reviews of ... may result in incorrect RWA under Standardized and/or Advanced approach and/or non- compliance with risk management policies or regulatory capital reporting… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by ... executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line,… more
- Citigroup (New York, NY)
- The Regulatory Risk Sr Officer II is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... partnership with the Business regulatory teams, coordinate consumer-wide horizontal regulatory examinations to achieve full compliance ; requires directing a… more
- Danaher Corporation (Marlborough, MA)
- …CMC strategies for internal and partner programs. This position is part of Global Regulatory Compliance in Marlborough and will be remote. At Cytiva, our vision ... to develop the next generation of life-changing therapeutics. The Regulatory Affairs CMC Officer for Cytiva is...teams, and quality stakeholders) to execute program objectives in compliance with applicable regulations. Who you are: + MS… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Governance Regulatory Team within ... SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role is responsible for supporting regulatory … more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... US Fed, Treasury, FDIC and regulations from other central banks and regulatory authorities. + Provides risk strategic analytics and information management across… more
- Harvard University (Cambridge, MA)
- …Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance ... Health Services (HUHS), with a dotted line to the Executive Director, the Compliance Officer administers the Harvard University Health Services Compliance … more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and key regulatory … more
- Citigroup (Irving, TX)
- Citibank, NA seeks a Regulatory Risk Officer for its Irving, Texas location. Duties: Monitor the Allowance for Credit Loss (ACL) process, as well as implement ... issues, including identification, management, and mitigation of model risk. Ensure compliance with the risk governance framework, and adherence to the policies… more
- Somatus (Mclean, VA)
- …more! Responsibilities As a member of the Company's senior management team, the VP, Corporate Compliance Officer (CCO) is a catalyst for this mission. The CCO is ... program to prevent illegal, unethical or improper conduct. The Compliance Officer reports to the Chief Executive...those involving internal and external allegations and reports of compliance and ethics concerns; regulatory and enforcement… more
- Iowa Department of Administrative Services (State Of Iowa, IA)
- …+ Three or more years of experience working in risk management, governance, and regulatory compliance related to security with a specific focus on business ... Compliance & Information Security Specialist - Executive Officer 3 Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4535948) Apply Compliance … more
- SUNY Geneseo (Geneseo, NY)
- Harassment and Discrimination Investigator & Compliance Officer Bookmark this Posting | Print Preview | Apply for this Job Please see Special Instructions for ... Announcement Position Information Campus Title Harassment and Discrimination Investigator & Compliance Officer Department Office of Diversity and Equity Position… more
- Citigroup (Tampa, FL)
- …supported by strong analytical and critical thinking skills **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management ... This position is part of the Human Resources (HR) regulatory management team formed to lead HR's end-to-end ...of defense, Internal Audit, HR Risk and Controls and Compliance on the closure of milestones, Corrective Action plans… more
