- Randstad US (Charlotte, NC)
- regulatory reporting data analyst. + charlotte , north carolina + posted 6 days ago **job details** summary + $72 - $79 per hour + temporary + bachelor degree + ... category business and financial operations occupations + referenceAB_4541631 job details Randstad Strategic Accounts...details Randstad Strategic Accounts is looking for a business professional with a knowledge and proficiency working in the… more
- Regions Bank (Charlotte, NC)
- …disclosures. + Support other environmental and social risk management priorities and reporting needs based on regulatory and industry best practices (eg, ... (eg, PCAF certification). + Knowledge of GHG emissions industry trends and reporting /data management best practices and regulatory requirements. + Strong… more
- TD Bank (Charlotte, NC)
- …of data visualizations & working closely with various departments to understand Risk, Regulatory & Controls ad-hoc and BAU reporting needs. The candidate will ... the organization. This position exists within the Risk & Regulatory Data & Analytics organization. This role will focus...and ability to effectively utilize these data sources for reporting purposes + Experienced professional role providing… more
- US Bank (Charlotte, NC)
- …plan. - Preparing and reviewing board, committee, and other stakeholder reporting for completeness, consistency with other internal audit materials, and accuracy ... the most up-to-date information, not limited to information internal audit is reporting . - Interacting regularly with business line and risk management leaders,… more
- US Bank (Charlotte, NC)
- …+ Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance, Lending, Operations , Trust, Treasury, Merchant Acquiring, ... which effectively achieve audit objectives. - Assisting the managers in reporting and wrap-up phases of audits. Includes appropriate disposition of issues… more
- US Bank (Charlotte, NC)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance, Lending, Operations , Risk Management, Merchant Acquiring, ... causes. - Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with...internal controls. - CIA, CPA, CRCM or other relevant professional designation or advanced degree. - Excellent verbal and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within our Tax Operations team as part of Corporate and ... Investment Banking Operations . The Wells Fargo CIB Securities Tax ...to contribute to broader team focus areas including year-end reporting , withholding, documentation, cost basis, remediation, and strategic initiatives.… more
- Regions Bank (Charlotte, NC)
- …position must be within a reasonable driving distance to a Branch, Consumer Operations , or Professional Office Building with the primary locations being for_ ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- US Bank (Charlotte, NC)
- …join our growing team of audit professionals within the Digital, Technology and Operations Services team. This role will support development and implementation of an ... audit coverage strategy for Transformation and Enablement, Operations Risk Office and Operations Chief Administrative...causes. + Assisting the audit team management in the reporting and wrap-up phases of audits. Includes assisting with… more
- US Bank (Charlotte, NC)
- …**Primary Responsibilities:** 1. Monitor and engage in audits impacting Operations , including collaboration with other CAS teams/subject matter experts 2. ... which effectively achieve audit objectives. 4. Assisting the managers in reporting and wrap-up phases of audits. Includes appropriate disposition of issues… more
- US Bank (Charlotte, NC)
- …Risk Appetite Statement, relevant policies and framework documents, and risk reporting . * Monitor business line and enablement function issue remediation activities ... - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable… more
- TD Bank (Charlotte, NC)
- …guidance, leadership, coaching and development to ensure operational results and professional /personal development objectives are achieved for the overall group. * ... to Third Party Risk identification and assessment, measurement, mitigation, monitoring and reporting **Depth & Scope:** + Utilizes expertise to exercise sound and… more
- Deloitte (Charlotte, NC)
- …topics: trading, operations , lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management + ... to: + Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk mitigation strategies for our… more
- Truist (Charlotte, NC)
- …reconcilement controls. + Recommend control refinements as products, processes, GAAP, regulatory reporting requirements or corporate policies change. + Design, ... assigned areas of responsibility. + Maintain a working knowledge of GAAP and regulatory reporting requirements applicable to assigned areas of responsibility. +… more
- Charles Schwab (Charlotte, NC)
- …The team also performs testing to confirm remediation of audit issues and regulatory issues. Reporting to a Director of the Corporate enterprise team, ... independent and objective assurance activity designed to improve the organization's operations and compliance with key regulations by evaluating and improving the… more
- TD Bank (Charlotte, NC)
- …management strategies, governance policies, standards and practices, operating framework, reporting , notification and escalation of material and significant events ... and industry best practices. **Depth & Scope:** + Highly seasoned professional role requiring substantial knowledge/expertise in a complex field and knowledge… more
- Deloitte (Charlotte, NC)
- …models, products, and services + Experience with systems related to trading, operations , lending, compliance monitoring, regulatory reporting , risk or ... to: + Participate in identifying, evaluating, and prioritizing business, operational, regulatory , and technology risks, as well as devising mitigation strategies. +… more
- US Bank (Charlotte, NC)
- … Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation, Investments, Wealth Operations , Private Banking) * Capital Market laws and regulations (eg, Broker ... Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and… more
- US Bank (Charlotte, NC)
- …where USB owns a majority (controlling) interest. This position supports the CAS Operations audit team, with a primary focus on claims, disputes, complaints, and ... card operations processes. The Senior Audit Manager will lead a...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit Plan when… more
- Duke Energy (Charlotte, NC)
- …Controls, Estimating, Construction Management, Supply Chain, Legal, EHS, QA/QC, Operations , Communications, Stakeholder Engagement, Regulatory , Security, Fuels, ... + Project Controls + Construction Management + Supply Chain + Legal Department + Operations + Corporate Communications + Regulatory and Compliance + Fuels +… more