- SMBC (New York, NY)
- …as a 2LOD compliance function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory Compliance Officer role ... success of the Compliance Department as a key contributor to the Compliance advisory function of the Americas Division. This position will work directly… more
- Amazon (Arlington, VA)
- … Solutions organization. This is a fast growing organization that provides second line Risk & Compliance advisory and oversight of Amazon's businesses across ... a primary focus on driving automation across our global Risk & Compliance Solutions organization. This is...managing large regulatory change projects, ideally within second line compliance in financial services or e-commerce -… more
- Discover (Riverwoods, IL)
- …targeted control environment reviews partnering with 1st line control owners, the Business Risk Office, and Compliance Advisory to ensure control environment ... and adhered to. + Serve in a control design advisory roles to 1st line process and control owners...4+ years of Compliance , Internal Audit, Business, Risk Management, Financial Services , Process Improvement or… more
- Capital One (Mclean, VA)
- …and regulatory trends + Audit or consultant experience within risk advisory , financial services , regulatory, or compliance + Experience automating ... analysis), regulatory requirements (eg, Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance . In a time… more
- Capital One (Mclean, VA)
- …+ Facilitate various Risk Assessments engaging with the line of business and vertical Risk Advisory , as well as Compliance and Operational Risk ... collaboration across the organization while meeting the 2nd line compliance requirements for the well managed agenda. + Issues...in Risk + 3+ years of Financial Services risk management experience **At this time,… more
- SMBC (New York, NY)
- … Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a coverage area or process with a ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- Moss Adams LLP (Bellingham, WA)
- …will lead the marketing strategy for our Risk Advisory & Compliance and Deal Advisory Services group, providing strategic and operational leadership ... + Create and lead marketing strategies across assigned practices \(Business Risk Services , Technical Accounting Consulting, Systems and Organization Controls… more
- Mizuho Corporate Bank (New York, NY)
- …root cause, and corrective action plans. + Collaborate with relevant key stakeholders, including risk and compliance advisory partners to address and resolve ... business practices consistent with Mizuho's Code of Conduct and Compliance Risk Appetite. + Compliance ...~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices… more
- Deloitte (Morristown, NJ)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... Risk and Financial Advisory provides industry-leading expertise, professional advisory services , and technology solutions to a range of clients. Our… more
- Deloitte (New York, NY)
- Financial Services Risk Management Consultant As a Consultant within our dynamic team, you will gain experience in a variety of enriching projects that include ... Risk and Financial Advisory provides industry-leading expertise, professional advisory services , and technology solutions to a range of clients. Our… more
- Bank of America (Plano, TX)
- …+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk Management + Issue Management + Policies, Procedures, and ... actions to address the root causes that lead to compliance risk issues and/or operational risk...+ Dedicated resource needed to support Global Technology Network Services . In addition to risk related qualifications… more
- Bank of America (New York, NY)
- …who has financial services experience with a knowledge of markets, compliance risk management practices, and trading products. Functional knowledge of the ... actions to address the root causes that lead to compliance risk issues and/or operational risk...of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management +… more
- Charles Schwab (Westlake, TX)
- …equivalent experience + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles + Ability ... support management's supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations,...join the team as a Senior Manager to conduct risk -based compliance testing within our Broker-Dealer and… more
- Deloitte (Rosslyn, VA)
- Deloitte Government & Public Services Risk & Financial Advisory Analyst - Analytics Ready for an exciting, fast-paced career? Have a passion for digging into ... analytics, drawing conclusions, and developing recommendations? As an Analyst in Deloitte Risk & Financial Advisory , you'll have the opportunity to gain… more
- Deloitte (Chicago, IL)
- …Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , ... Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently manage interest rate… more
- Deloitte (Stamford, CT)
- … Services Risk , Data & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , ... compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently...a consulting role or in the Treasury or Liquidity risk function within the financial services industry… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Manager, Risk Programs & Advisory Do you like working in the spotlight? Are you ready to work ... Capital One's Commercial Bank. As a member of the Risk Programs & Advisory team within Capital... management, and project management skills to support our Risk and Compliance Management Strategy. You will… more
- Snap Inc. (Los Angeles, CA)
- …healthy and consistently meeting our reporting obligations. We're looking for a Senior Manager, Risk Advisory Partner (RAP) to join Snap Inc! The Senior Manager, ... Risk Advisory Partners is a leadership role... risk management approach through coordination with other risk functions (eg, Legal, Compliance , Privacy and… more
- Deloitte (Columbus, OH)
- …the future state of cyber risk solutions. Learn more about Deloitte Advisory 's Cyber Risk Services practice. Qualifications Required: + 8+ years ... the associated cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory, and technology skills to help… more
- City National Bank (New York, NY)
- **MANAGER IT & OPS RISK ADVISORY ** **WHAT IS THE OPPORTUNITY?** The IT Risk Advisor Manager will focus on driving, overseeing and reporting on ... Employs and fosters a risk -aware culture and mindset among employees, contractors, and service providers + Directly manage, train and develop a team of risk … more