- USAA (Phoenix, AZ)
- …team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + ... when conducting engagements as the Auditor-in-Charge (AIC). + Develops and independently updates risk & control matrix at the engagement level for each… more
- Bank of America (Phoenix, AZ)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... to GFC management. + Communicate results to key stakeholders. Risk Assessment + Execute or assist in...experience in economic sanctions + Prefer candidates with monitoring, testing , or quality assurance/quality control experience. +… more
- MUFG (Tempe, AZ)
- …recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, ... of test results and communicating a conclusion of the control testing effectiveness. Responsible for reviewing and...controls and changes to test scripts for existing controls . * Executing testing procedures, documenting results… more
- USAA (Phoenix, AZ)
- …in team audit activities like planning and scoping, business understanding/walkthroughs, review of risk assessment and testing for assigned areas of ... business, application, and/or IT general controls (ITGC) + Identifies control deficiencies in testing , discusses with Auditor-in-Charge (AIC) and/or Audit… more
- USAA (Phoenix, AZ)
- …audit activities on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical thinking ... drive deeper risk coverage and insight to business partners. Performs risk and control identification and evaluation, advanced audit techniques, research and… more
- Wells Fargo (Phoenix, AZ)
- …**About this role:** The controls evaluation team will perform evidence-based control testing which may involve sampling and inspecting evidence to assess ... controls are well-designed and operating effectively. Our approach is tailored based on Risk and Control Self- Assessment (RCSA) data, and it supports… more
- Wells Fargo (Tempe, AZ)
- …conducting Control Testing or quality testing + Control and script/methodology writing experience + Strong risk management and compliance experience ... **About this role:** Wells Fargo is seeking a Business Accountability Specialist. ( Control Testing Oversight Specialist) as part of the Home Lending Operations… more
- Bank of America (Chandler, AZ)
- …within the LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and building out ... assessment of the design and effectiveness of the risk and control environment to support Client...standards + Performs monitoring and testing of controls , identifying issues and control improvements for… more
- Wolters Kluwer (Phoenix, AZ)
- … is designed to be COSO 2013 compliant. Testing the system of internal control is performed by the Internal Controls organization and is only the foundation ... of key IT general controls and financial controls , if needed + Assist with facilitation, assessment...Audit projects to ensure audits maximum leverage of Internal Controls testing results and findings, and assist… more
- Wolters Kluwer (Phoenix, AZ)
- …from Internal Audit. Testing the COSO 2013 compliant system of internal control is performed by the Internal Controls Organization is only the foundation ... necessary. . Experience in a complex, multi-location, matrixed organization . Perform risk assessments of financial and operational controls . . Plan, execute… more
- DriveTime (Tempe, AZ)
- …years of applicable experience + Knowledge of Microsoft office, SQL is a plus + Controls testing experience required + Attention to detail and follow through is ... understand the impact assessment document and process documents (as needed) forfuture control needs. + Review Process documents to ensure that controls being… more
- MUFG (Tempe, AZ)
- …and processes; identify and document accurate control gaps and compensating controls ; develop, document, and summarize assessment conclusions; and opine as ... information security, including experience with IT assessment frameworks, IT controls , common banking technologies and risk management. * Understanding of… more
- USAA (Phoenix, AZ)
- …reviews with final signoff of work papers; proposes and/or recommends updates to the universe risk assessment of the entity based on audit results. + Leads team ... relationships, and proactively work with client management to assess risk and improve internal controls . Adheres to...creation of the internal audit universe and audit entities risk profile. Updates universe risk assessment… more
- American Express (Phoenix, AZ)
- …CISA, CISM, or CRISC is highly desired + Deep knowledge of process excellence, risk / control assessment data analysis, compliance, and internal IT control ... security and information technology disciplines and experience with technology control testing including interface inputs, reports, application security,… more
- USAA (Phoenix, AZ)
- …for quality and providing technical engagement oversight, and approval of engagement risk assessment and audit scope. + Develops and maintains effective ... relationships, and proactively work with client management to assess risk and improve internal controls . Responsible for...activities. + Responsible for reviewing results of the annual risk assessment and providing input into the… more
- MindPoint Group (Phoenix, AZ)
- …could affect accreditation + Perform system analysis, system audits, system monitoring, security control assessment / testing , risk management, and support ... assurances required for each protection level are in place, and prepare Security Assessment Reports + Perform vulnerability/ risk assessment analyses to… more
- Wells Fargo (Chandler, AZ)
- …of industry standards and best practices around control evaluations (ie control testing ) and risk management processes. **Required Qualifications:** + ... and operating effectively. Our approach is tailored based on Risk and Control Self- Assessment data,...risk types, methodologies, and frameworks for evaluating or testing controls and assessing results, conducting research,… more
- MUFG (Tempe, AZ)
- …associated with the internal control programs/assessments ( Control Self Assessment (CSA), Payment System Risk (PSR), HO Global CSA, Regulatory ... and business targeted reviews. Participate in the evaluation of risk and controls issues in the Bank,...audit, management consulting or related field, + Experience in control testing techniques and documentation + Strong… more
- City National Bank (Phoenix, AZ)
- …or cross functional work groups + Assists with developing and enhancing credit risk assessment capabilities to identify and maintain good business opportunities ... Strategy manager is responsible for defining, seeking appropriate governance approval, testing , validation and monitoring performance of credit risk strategies… more
- MUFG (Tempe, AZ)
- …third party management processes. The role includes supporting the execution of the Risk Control Self- Assessment framework and Issue Management related ... to key risk metrics + Support the Control Testing Office as needed + Provide...and determining root cause analysis + Assist with other risk assessment requests from second line … more