- Morgan Stanley (South Jordan, UT)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Risk Officer : Central Review Unit* ... and risk management of Financial Advisors within Wealth Management. The CRU Risk Officer provides centralized risk oversight of the Wealth Management… more
- MyFlorida (Orlando, FL)
- FDC-CLASSIFICATION OFFICER -70024883- CENTRAL FLORIDA RECEPTION CENTER Date: Jun 13, 2024 Location: ORLANDO, FL, US, 32801 ORLANDO, FL, US, 32808 ORLANDO, FL, US, ... No: 831301 Agency: Department of Corrections Working Title: FDC-CLASSIFICATION OFFICER -70024883- CENTRAL FLORIDA RECEPTION CENTER Pay Plan: Career Service… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (Tampa, FL)
- MCA Quality - Business Risk and Control Officer Are you looking for a career move that will put you at the heart of a global financial institution? Then bring ... accordance with Citi's Standards and Procedures set up by Central Controls. + Completing QA Review scripts...working relationships across all lines of defense including within Central Controls. Businesses and Functions, Operational Risk ,… more
- PNC (Ridgewood, NJ)
- …have an opportunity to contribute to the company's success. The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a broker-dealer ... subsidiary of PNC Bank. This role works with Compliance, Central Review Desk and Regional Sales Managers... areas. + Ensures appropriate documentation is completed. Includes review of reporting by risk area on… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I...the team/project. The Regulatory Quality Control team is a central team within Risk , reporting to the ... of Regulatory Quality Control focused on oversight of independent review of the regulatory issues owned by Risk... review of the regulatory issues owned by Risk . + The team is responsible for effective check… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I...the team/project. The Regulatory Quality Control team is a central team within Risk , reporting to the ... of Regulatory Quality Control focused on oversight of independent review of the regulatory issues owned by Risk... review of the regulatory issues owned by Risk . The team is responsible for effective check and… more
- Citigroup (Tampa, FL)
- …any other potential impacts. + Project Management of various deliverables for Portfolio Risk Review chapter. Involvement in rationalization of EUCs (End User ... The Regulatory Risk Sr Officer II is a...MiFID, US Fed, Treasury, FDIC and regulations from other central banks and regulatory authorities. + Regulatory risk… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... MiFID, US Fed, Treasury, FDIC and regulations from other central banks and regulatory authorities. + Provides risk...+ Provides Project Management of various deliverables for Portfolio Risk Review chapter. Involvement in rationalization of… more
- Citigroup (Irving, TX)
- …Automation Manager - C13** The Controls Automation team is part of Citi's Central Controls Capabilities Unit and is responsible for the evaluation of enterprise-wide ... objectives and purpose to stakeholders including control and process owners; businesses, central controls and technology stakeholders; 2 and 3 LoD stakeholders. +… more
- Citigroup (Irving, TX)
- **(US Mortgages) Control Monitoring & Testing Leader** The Central Testing Unit's Assessment & Monitoring team is part of Citi's Central Controls Capabilities ... CDA checklist/procedures for controls and recording results in Citi Risk & Control (CRC). + Owns significant portions of...functions. + Performs a uniquely significant role on training Central Testing team overseas on all designed control testing… more
- Citigroup (Jacksonville, FL)
- …will be accountable to the USPB MCA Transformation Leader who will 'quarterback' all Risk and Control program changes required by the Consent Order, with focus on ... be related to the work laid out in the Risk and Control workstream to align ARCMs with the...plan. + Participating in taskforce calls, understanding guidance from Central Controls, and then defining requirements and determining execution… more
- Citigroup (Tampa, FL)
- Description: The Central Control Organization (CCO) was established to drive enterprise-wide solutions to address deficiencies in Managers Control Assessments (MCA). ... procedural requirements. The CCO's goals are aligned to Operational and Compliance risk reduction by creating a robust control environment, while driving efficiency… more
- Citigroup (Tampa, FL)
- Operations is tightly integrated with Citi's businesses and plays a central role in driving value for the firm as well as its clients. It provides a foundation for ... is to support the identification, assessment, and management / mitigation of risk across Operations related to franchise, reputational, and client risks. Within… more
- Citigroup (Irving, TX)
- This position is for a Senior Vice President in the Central Testing Utility's (CTU) Strategy, Governance, and Automation (SGA) Team. Specifically, this role will be ... operational model for CTU's processes. + Collaborate with CTU's Testing Teams, Central Execution Teams, and SGA Teams to maintain standards and improve processes.… more
- Citigroup (Getzville, NY)
- …institution? Then bring your skills in problem solving and communication to Citi's Treasury Risk and Controls Team. By joining Citi, you will become part of a global ... financial services that enable growth and economic progress. Treasury's Risk and Controls (R&C) team is a global team...or specific Treasury businesses. The Hub serves as the central coordination point across the Spokes to ensure global… more
- Iowa Department of Administrative Services (Des Moines, IA)
- Contract Compliance Officer Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4550474) Apply Contract Compliance Officer Salary $67,350.40 - ... Human Services - Community Services Area Division HHS - Central Office Opening Date 06/19/2024 Closing Date 6/30/2024 11:59...Services (HHS) Compliance Division is seeking a Contract Compliance Officer (Compliance Officer 2 (CO2)) to join… more
- Harvard University (Cambridge, MA)
- …to survey findings, if needed. Risk Management: + Leads the organization's risk management review process. + Confers with University Risk Management ... Risk Management Team in the performance and reporting of regular (annual) risk assessments. + Prepares retrospective review of the Annual HUHS Risk… more
- University of Delaware (Newark, DE)
- …on the risks to the University's central IT information assets; establish risk management processes to review potential impacts of implementation of new ... Chief Information Security Officer - IT-Information Security Job no: 501015 College /...the University of Delaware (www.it.udel.edu) provides the IT infrastructure, central IT systems and applications, and IT services for… more
- University of Michigan (Ann Arbor, MI)
- Associate Chief Operating Officer , Pharmacy Services Apply Now **How to Apply** A cover letter is required for consideration for this position and should be attached ... priorities across the health system enterprise. Support Chief Operating Officer , Chief Pharmacy Officer , Chief Strategy ...controls. + 340B Program Administration - works closely with central Finance to manage a fully compliant 340B program… more