- AON (New York, NY)
- …of M&A transactions. We are looking for an Assistant Vice President - Broker to work alongside the senior members on the Reps & Warranties team in ... Aon is looking for an Assistant Vice President - Broker ...Aon is looking for an Assistant Vice President - Broker As part of an...an Assistant Vice President - Broker to work alongside the senior members… more
- HUB International (Woodbury, NY)
- …in part due to our industry leading success in mergers and acquisitions. The Senior Vice President , Commercial Lines Division Leader is responsible for ... is the 5th largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk...Practices developed by Hub. **Responsibilities** + Reports to: Executive Vice President - Commercial Lines LI +… more
- AON (New York, NY)
- …management of their insurance needs. How this opportunity is different As an Assistant Vice President , you will work alongside our Account Executives in our ... services and insurance advice to clients. + Liaise with senior client contacts regarding their insurance programs, program's performance,...needs. How this opportunity is different As an Assistant Vice President , you will work alongside our… more
- SMBC (New York, NY)
- …as a business analyst in front office * Solid knowledge of broker -dealer/investment banking environment, sales & trade flows and eTrading domain experience * ... Understanding of market data, market making, and pre-trade concepts * Analytical skills to troubleshoot a variety of symptoms, diagnose problems, and test, recommend and implement solutions to technology problems * Forward thinker who seeks to improve business… more
- Morgan Stanley (New York, NY)
- *Description* Vice President level position within Morgan Stanley's Institutional Equity Division (IED) for a trading agreement negotiator, responsible for ... workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** *IED Negotiator - Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- HUB International (Brooklyn, NY)
- …in mergers and acquisitions. We are currently seeking an Assistant Vice President to join our Healthcare Division - Senior Care Practice. This position ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- JPMorgan Chase (Brooklyn, NY)
- …products and multiple entities, and a range of constituents. **Job Summary:** As a Vice President Client Solutions Team Lead, you are responsible for assigning ... Managers, Hedge Funds, Private Equity Funds, Pension Funds, Banks, Broker Dealers and Insurance Companies. Solution and Implementation activity...+ Actively represent Implementation team at a range of senior forums JPMorgan Chase & Co., one of the… more
- Hold Brothers (New York, NY)
- Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage ... accounting standards. Essential Functions + Partner with CEO and senior management to work on day to day operations...+ Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk* **Title:** * Vice President , Credit Risk (Risk Management)* **Location:** *New ... (ie, listed options, exchange-traded futures & FX forwards) booked on broker /dealer platforms, supporting a primarily private-client base. The ideal candidate has… more
- Vylla Home (Staten Island, NY)
- …as assigned. **Qualifications:** + Active New York & Connecticut Real Estate Broker 's Licenses + Excellent communication skills + Actively participates in online ... problems and to collaborate and explore alternative solutions + Ability to interact with Senior Management as an advisor on projects + Ability to make decisions that… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... point in time while communicating the status of an opportunity to senior management. 7. Applying (basic) proficiency of loss analysis, SIRs, Retrospective… more
- TD Bank (New York, NY)
- …degree, required. + 7 or more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- JPMorgan Chase (New York, NY)
- …well. **Job Responsibilities:** + Provide legal advice to business partners, including senior level management and directors of the Global Shares Group, regarding ... services in the United States would be a strong advantage, eg, broker -dealer regulations and privacy regulations. + Creative problem-solving skills; an ability to… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... overall compliance framework for PAS as a dually registered broker -dealer and investment adviser. The incumbent will lead the...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- Mizuho Corporate Bank (New York, NY)
- …compliance developments, issues and key compliance risks Summary ACD seeks a Vice President , Compliance Risk Assessment within the Compliance Risk Management ... training + Managing Regulatory Relations and Examinations + Reporting to stakeholders, committees, senior management and the board of directors on significant… more
- Mizuho Corporate Bank (New York, NY)
- …compliance developments, issues and key compliance risks Summary ACD seeks a Vice President , Compliance Monitoring within the Compliance Risk Management team ... training + Managing Regulatory Relations and Examinations + Reporting to stakeholders, committees, senior management and the board of directors on significant… more
- Santander US (New York, NY)
- …- Corporate & Investment Banking - NYC New York, United States of America The ** Vice President of Equity Middle Office Business Support** within the Corporate & ... experience working in the Financial Services Industry as a Broker -Dealer in the Middle Office or Operations areas. **Skills...(rather than authority). + Ability to interact confidently with senior management and clients. + FINRA Series 99 or… more