- USAA (Phoenix, AZ)
- …the established risk framework and ongoing supervision of business controls ; including, risk and control self-assessments, identification, and evaluation of ... what makes us so special! **The Opportunity** As a dedicated Business Risk and Controls Advisor Lead, you will provide oversight into regulatory programs. This… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under general supervision , uses specialized knowledge and skills obtained through experience, specialized training and/or ... areas. May lead projects of moderate scope and complexity. Serves as a Technical Advisor to teams. Some guidance is provided to perform varied work that is somewhat… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …processes, and unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control deficiencies. + ... to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: This position is responsible for assisting with the development and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …processes, and unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control deficiencies. + ... step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: As first line of defense, conducts...on short notice. + Ability to work with minimal supervision . Technology Risk - IT Business Controls … more
- Huntington National Bank (Columbus, OH)
- …process. Here at Huntington Bank , we want Data Governance Quality Assurance and Control Lead to work with our data analytics team as we develop data solutions ... looking for an outstanding Data Governance Quality Assurance and Control Lead to join our team. The Data Governance...governance processes. The development of data policy, standards, and controls and their continued enforcement will be critical to… more
- Bank of America (Pennington, NJ)
- …Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to support the bank 's responsible growth strategy. ... Account Opening (EAO), Online Trade Review (OTR), ML One Control Panel, ProofPoint, Risk Management Supervision (RMS),...Dashboard. + Monitors and takes action related to various control /ad hoc reports + Identifies and escalates Advisor… more
- Federal Reserve System (Boston, MA)
- **Company** Federal Reserve Bank of Boston As an employee of the Boston Fed, you will work to promote sound growth and financial stability in New England and the ... Rhode Island, and Vermont. Our mission is accomplished through our Bank 's values: diversity, equity and inclusion, innovation, integrity, and leadership. This… more
- Office of the Comptroller of the Currency (Cincinnati, OH)
- …supervisory activities, planning/conducting examinations, and preparation of reports. Large Bank Supervision Cincinnati, OH-Alternate Location offered. Job ... Summary As a National Bank Examiner/ Bank Examiner (Large Bank...other examiners, including assigned staff. Serve as a technical advisor to OCC management, office staff, and field examiners,… more
- Bank of America (Houston, TX)
- …sales using growth plans in Sales Force * Manages effective Financial Center Advisor recruiting strategies * Administers superior sales supervision and practices ... - Northeast Houston Market Houston, Texas **Job Description:** At Bank of America, we are guided by a common...strategy, priorities and contributions * Ensures proper risk discipline, controls and culture are in place to identify, escalate… more
- Bank of America (Greenwood Village, CO)
- …sales using growth plans in Sales Force * Manages effective Financial Center Advisor recruiting strategies * Administers superior sales supervision and practices ... Colorado North Market Greenwood Village, Colorado **Job Description:** At Bank of America, we are guided by a common...strategy, priorities and contributions * Ensures proper risk discipline, controls and culture are in place to identify, escalate… more
- Bank of America (Bellevue, WA)
- …day to day operational performance and reducing variability. Focused on risk and controls inspection, supervision and oversight, including direct management of a ... processes, measures and analyzes process performance, monitors and strengthens controls to reduce risk. Make recommendations on improvements and processes… more
- Principal Financial Group (Des Moines, IA)
- …mitigates risk as needed. + Responsible for broker dealer and investment advisor supervision , surveillance and monitoring activities. + Engagement and management ... supervision and surveillance for broker dealer and investment advisor . + Ensure that the supervision team...vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is… more
- Federal Reserve System (Minneapolis, MN)
- **Company** Federal Reserve Bank of Minneapolis The Federal Reserve Bank of Minneapolis is looking for experienced Information Security Manager to support the ... Bank in its role as a Fiscal Agent for...have had previous experience with NIST based information security control and risk management frameworks as well as a… more
- Federal Reserve System (Dallas, TX)
- …candidate will also have secondary expertise in traditional bank and bank holding company regulatory supervision . You are required to reside within ... **Company** Federal Reserve Bank of Dallas We are dedicated to serving...Business Lines and be responsible for assessing Governance and Controls under the Federal Reserve's Large Financial Institution's Rating… more
- MUFG (New York, NY)
- …oversight of audit's activities to evaluate and assess the effectiveness of the Bank 's governance, credit risk management and control processes. This role has ... and creates and executes strategies tied to departmental goals/objectives. **Management or Supervision :** Manages a team of VP and below ( _pre-approved exceptions… more
- Federal Reserve System (Boston, MA)
- …and the institutions key to those markets. + Conducting dynamic, comprehensive bank supervision through on-site examination and by monitoring banking conditions, ... **Company** Federal Reserve Bank of Boston Vice President and Economist, Macro...First District. We serve as an important business community advisor in areas of economic and workforce development. Our… more
- ElectriCities of North Carolina (Raleigh, NC)
- …short-term funds (less than 1 year) for NCMPA#1 and for overseeing investment advisor who manages the long-term investments. + Maintain knowledge of requirements and ... and ACH with the banks/concerned parties, revising when necessary. Maintain bank connected systems. + Contact and set up vendors/participants for electronic… more
- BMO Financial Group (Columbus, OH)
- …in project team meetings, governance forums and inter-department forums. + Adheres to Bank risk, regulatory and compliance controls . + Focus is primarily on ... business to monitor the US Commercial portfolio, provide oversight/coordination of Commercial Bank Regulatory Exams, and act as a subject matter expert representing… more
- Citigroup (Tampa, FL)
- **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi ... securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates...is a program that is fully anchored to modern control and architectural frameworks, is fully aligned with the… more
- Synchrony (Stamford, CT)
- …Credit activities and risks, including the end-to-end design and effectiveness of the bank 's control environment. **_We're proud to offer you choice and ... with management, including the identification of process risks and controls . + Document clear audit work papers that succinctly...and conclusions of test work performed + Assess inherent, control , and residual risks with a strong understanding of… more